AUBN Form 3 discloses 1,137 direct and 668 indirect shares

Rhea-AI Filing Summary

Auburn National Bancorporation (AUBN) reported an initial insider filing as Walton T. Conn, Jr. became a director on October 6, 2025. He disclosed 1,137 shares of common stock held directly as joint tenants with his spouse and 668 shares held indirectly through a Schwab IRA Rollover FBO Walton T. Conn, Jr. No derivative securities were reported.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Conn Walton T Jr.

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN AL 36831-3110

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/06/2025

3. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock, par value $0.1	1,137	D(1)
common stock, par value $0.1	668	I	Schwab IRA Rollover FBO Walton T. Conn, Jr.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Owned as Joint Tenant in brokerage account with spouse.

Remarks:

Mr. Conn was elected as a director of the Issuer on October 6, 2025

	/s/ Walton T. Conn, Jr.	10/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AUBN disclose in this Form 3 filing?

A new director, Walton T. Conn, Jr., reported initial beneficial ownership of 1,137 direct shares and 668 indirect shares.

When was Walton T. Conn, Jr. elected to AUBN's board?

He was elected a director on October 6, 2025.

How many AUBN shares does the director own directly and how?

He holds 1,137 shares directly as joint tenants with his spouse.

What are the indirect AUBN holdings reported?

He reported 668 shares held indirectly via a Schwab IRA Rollover FBO Walton T. Conn, Jr.

Were any derivative securities disclosed in this Form 3?

No. Table II shows no derivative securities reported.

What security class is reported in this filing?

AUBN common stock, par value $0.1 per share.