Welcome to our dedicated page for Auburn National SEC filings (Ticker: AUBN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Auburn National Bancorporation, Inc. (Nasdaq: AUBN) SEC filings, offering a view into the regulatory disclosures of the parent company of AuburnBank, an Alabama state-chartered commercial bank headquartered in Auburn, Alabama. Through these documents, investors can review how the Company reports its financial condition, capital position and corporate actions as a publicly traded commercial banking organization.
Current reports on Form 8-K for AUBN cover a range of material events. Recent 8-K filings report quarterly and annual financial results, including net earnings, net interest income, net interest margin, noninterest income and expense, and asset quality and capital ratios. Other 8-K filings disclose dividend declarations, the election of directors, adoption of equity and incentive compensation plans, grants of restricted stock units to named executive officers, and amendments or proposed amendments to the Company’s Certificate of Incorporation.
Annual reports on Form 10-K and quarterly reports on Form 10-Q, which are accessible through the SEC’s EDGAR system and linked from this page when available, contain more detailed information. These filings typically include discussions of Auburn National Bancorporation’s commercial banking activities in East Alabama, its securities portfolio classified as available-for-sale, its use of non-GAAP financial measures such as tax-equivalent net interest income and the efficiency ratio, and risk factors relevant to its operations.
Users can also review exhibits filed with AUBN’s reports, such as certificates of amendment or correction to the Certificate of Incorporation, equity plan documents and press releases furnished as exhibits. Insider compensation-related information appears in filings describing equity awards and related terms and conditions. Stock Titan’s platform supplements these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes from prior periods, and help readers interpret items such as changes in capital ratios, provisions for credit losses and governance amendments.
AUBURN NATIONAL BANCORPORATION, INC Senior Vice President Shannon O'Donnell reported two open-market purchases of common stock. On April 14, 2026, O'Donnell bought 17 shares at $23.722 per share and 13 shares at $23.458 per share, for a total of 30 shares. After these transactions, O'Donnell directly owns 1,875 common shares.
Auburn National Bancorporation, Inc. director David E. Housel reported two open-market purchases of common stock. He bought 41 shares at $23.722 per share and 17 shares at $23.2458 per share on the same date, totaling 58 shares acquired. Following these transactions, he directly owns 9,114 common shares, indicating a small, routine increase in his personal stake.
AUBURN NATIONAL BANCORPORATION, INC director William F. Ham Jr. reported open-market purchases of a total of 64 shares of common stock on April 14, 2026. He bought 53 shares at $23.722 per share and 11 shares at $23.25 per share, both as direct holdings.
After these transactions, Ham directly holds 5,037 shares of AUBN common stock. The filing also shows an indirect holding of 300 shares attributed to his spouse, indicating additional economic exposure through family ownership.
AUBURN NATIONAL BANCORPORATION, INC. director Barrett J. Tutt bought additional company stock in the open market. On April 14, 2026, he purchased 57 shares at $23.722 and 26 shares at $23.458, totaling 83 shares of common stock.
After these purchases, Tutt directly owns 9,199 common shares. A separate line shows 8,744 common shares held indirectly by his spouse, indicating an additional family-related interest reported as indirect ownership.
AUBURN NATIONAL BANCORPORATION, INC director Evans Jeffrey Johnson filed an initial ownership report on Form 3. The filing shows direct ownership of 150 shares of common stock, par value $0.01 per share, with no purchases or sales disclosed in this filing.
Auburn National Bancorporation, Inc. is asking shareholders to vote at its May 12, 2026 annual meeting on three items: electing 12 directors, an advisory vote on executive pay, and ratifying Elliott Davis LLC as independent auditor for 2026.
The proxy details board structure, committee responsibilities, director and executive compensation, and stock ownership. In 2025, CEO David A. Hedges received total compensation of $489,645, while the company’s net income was $7.26 million and a hypothetical $100 investment in the stock at the end of 2022 grew to $135.85 by the end of 2025.
Auburn National Bancorporation, Inc. reported that its Boards of Directors for both the Company and AuburnBank have been expanded to 12 members and that Jeffrey J. (Jeff) Evans was elected as a new director on March 26, 2026. He has also been nominated for reelection at the Company’s Annual Meeting of Shareholders scheduled for May 12, 2026.
Mr. Evans brings over 30 years of experience in commercial real estate, construction and property management in the Company’s markets. Although he is not currently considered “independent” under Nasdaq corporate governance rules, the Company and Bank boards continue to have more than a majority of independent directors. A press release announcing his appointment was issued the same day.
AUBURN NATIONAL BANCORPORATION, INC. Senior Vice President Shannon O'Donnell reported routine equity compensation activity. On March 10, 2026, she acquired 7 shares of common stock as dividend equivalents upon vesting of 387 previously granted restricted stock units, at no cost. On the same date, 114 shares were disposed of to cover tax withholding obligations at $23.85 per share, resulting in 273 net shares issued. Following these transactions, she directly held 1,844 shares of common stock.
AUBURN NATIONAL BANCORPORATION, INC. senior vice president and chief lending officer Robert Lawrence Smith reported routine equity compensation activity involving restricted stock units and related tax withholding. On March 10, 2026, he acquired 8 shares of common stock as dividend equivalents upon the vesting of 421 restricted stock units, as noted in the footnotes.
On the same date, 122 shares of common stock were withheld by the company at $23.85 per share to satisfy tax withholding obligations, resulting in the issuance of 299 net shares and a total of 307 shares issued in connection with that RSU vesting. Following these transactions, Smith directly held 714 shares of Auburn National common stock. These events reflect compensation-related share issuance and tax settlement rather than open-market purchases or sales.