Welcome to our dedicated page for Auburn National SEC filings (Ticker: AUBN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Auburn National Bancorporation filings document the company’s public reporting as the Nasdaq-listed bank holding company for AuburnBank. Its Form 8-K reports cover quarterly and annual operating results, dividend declarations, stock repurchase authorization, director elections, and other material corporate events tied to its community banking business in East Alabama.
Proxy filings describe annual meeting matters, board composition, director nominations, and shareholder voting procedures. The filings also identify the company’s common stock, par value $0.01, trading under AUBN on the Nasdaq Global Market, and provide formal exhibits such as earnings releases and governance-related disclosures.
Auburn National Bancorporation, Inc. reported that Senior Vice President Shannon O'Donnell received a grant of 1,084 Restricted Stock Units (RSUs) on June 5, 2026 under the 2024 Equity and Incentive Compensation Plan. Each RSU will convert into one share of common stock as it vests.
The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment, and accrue dividend equivalents as additional RSUs. Following these transactions, O'Donnell holds 1,875 shares of common stock directly and 1,084 RSUs as a compensation award.
Auburn National Bancorporation, Inc.'s SVP and CFO, William James Walker IV, received a grant of 1,207 Restricted Stock Units (RSUs) on June 5, 2026 under the company’s 2024 Equity and Incentive Compensation Plan. Each RSU will convert into one share of common stock upon vesting.
The RSUs vest over three years, with 33% vesting on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs also accrue dividend equivalents in the form of additional RSUs. Following the reported transactions, he holds 749 shares of common stock directly.
Auburn National Bancorporation reported that President and CEO David A. Hedges received a grant of 2,078 Restricted Stock Units (RSUs) on June 5, 2026 under the 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock as it vests.
The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment, and they accrue dividend equivalents in the form of additional RSUs. Following the reported transactions, Hedges directly holds 14,401 shares of common stock and 2,078 RSUs.
Auburn National Bancorporation senior vice president and chief lending officer Robert Lawrence Smith reported an equity compensation grant. He received 1,190 Restricted Stock Units (RSUs) on common stock, which vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. Following the filing, he holds 714 shares of common stock directly and 1,190 RSUs that will convert into common shares as they vest and accrue dividend-equivalent RSUs.
Auburn National Bancorporation, Inc. disclosed that its Compensation Committee granted a total of 4,475 restricted stock units (RSUs) to its three named executive officers under the 2024 Equity and Incentive Compensation Plan. CEO David A. Hedges received 2,078 RSUs, W. James Walker IV received 1,207 RSUs, and Robert L. Smith received 1,190 RSUs.
The RSUs vest in three annual installments: 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment and other conditions in the award agreement. Each RSU converts into one share of common stock upon vesting and carries dividend equivalents, which are additional RSUs credited based on cash dividends and the share price on the dividend payment date.
The agreement includes restrictive covenants, limits transfers of RSUs, and is subject to the company’s insider trading policy. Unvested RSUs and related dividend equivalents generally forfeit upon termination of employment, and the company may recover shares or value received if employment is terminated for cause.
Auburn National Bancorporation, Inc. reported the results of its Annual Meeting of Shareholders held on May 12, 2026. Shareholders elected 12 directors to one-year terms ending at the 2027 annual meeting, with each nominee receiving over 1.39 million votes in favor and relatively few votes withheld.
Investors also approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers, with 1,340,846 votes for, 52,537 against, 17,852 abstentions and 1,200,566 broker non-votes. In addition, shareholders ratified the appointment of Elliott Davis LLC as the independent registered public accounting firm for the fiscal year ending December 31, 2026, by a vote of 2,604,281 for, 7,289 against and 231 abstentions.
Auburn National Bancorporation reported stronger first-quarter 2026 results, with net earnings of $2.2 million, up from $1.5 million a year earlier. Basic and diluted earnings per share rose to $0.63 from $0.44, reflecting improved profitability.
Net interest income on a tax-equivalent basis increased to $7.8 million from $7.1 million, as the net interest margin expanded to 3.28% from 3.09% on higher loan yields, lower deposit costs and a more favorable asset mix. Average loans grew to about $577.8 million from $566.3 million.
The allowance for credit losses was $6.8 million, or 1.16% of total loans, down from 1.27% at year-end 2025, primarily due to CECL refinements and creation of a separate municipal loan segment with lower expected losses. Nonperforming assets declined to $0.1 million, or 0.01% of total assets, indicating solid credit quality.
Capital remained strong, with the bank’s total risk-based capital ratio at 17.13% and common equity tier 1 ratio at 16.12%, well above “well capitalized” thresholds. Deposits were $931.1 million, including 28% in noninterest-bearing balances, and the company paid a quarterly dividend of $0.27 per share.
Auburn National Bancorporation, Inc. declared a second quarter cash dividend of $0.27 per share. The dividend will be paid on June 25, 2026 to shareholders of record as of June 10, 2026.
The company is the parent of AuburnBank, which has total assets of approximately $1 billion and operates seven full-service branches in East Alabama plus a loan production office in Phenix City.
Auburn National Bancorporation President and CEO David A. Hedges, who is also a director, made an open-market purchase of 1,000 shares of common stock at $23.75 per share on May 6, 2026. Following this transaction, he directly owns 14,401 common shares.
AUBURN NATIONAL BANCORPORATION, INC director David E. Housel reported an open-market purchase of common stock. On May 5, 2026, he bought 150 shares of common stock at $23.96 per share. After this transaction, he directly owns 9,264 common shares.