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AUBURN NATIONAL (NASDAQ: AUBN) director adds 74 shares in open-market purchases

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AUBURN NATIONAL BANCORPORATION, INC. director Barrett J Tutt reported small open-market purchases of common stock. On July 2, 2026, he bought 23 shares at $26.01 per share and 51 shares at $26.90 per share, totaling 74 shares. Following these transactions, Tutt directly owns 9,273 shares of common stock. The filing also reports 8,744 shares held indirectly through his spouse, providing additional context on his overall economic exposure to AUBN stock.

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Insider Barrett J Tutt
Role Director
Bought 74 shs ($2K)
Type Security Shares Price Value
Purchase common stock, par value $0.1 51 $26.90 $1K
Purchase common stock, par value $0.1 23 $26.01 $598.23
holding common stock, par value $0.01 -- -- --
Holdings After Transaction: common stock, par value $0.1 — 9,273 shares (Direct); common stock, par value $0.01 — 8,744 shares (Indirect, By spouse)
Open-market purchase 1 23 shares at $26.01 Common stock buy on July 2, 2026
Open-market purchase 2 51 shares at $26.90 Common stock buy on July 2, 2026
Total shares bought 74 shares Net-buy direction in transaction summary
Direct holdings after trades 9,273 shares Total shares following transactions (direct ownership)
Indirect spouse holdings 8,744 shares Reported as owned indirectly by spouse
open-market purchase financial
"Two transactions are described as open-market purchases of common stock."
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
indirect ownership financial
"One entry lists 8,744 shares with ownership type indirect and nature by spouse."
transaction code P financial
"Both buy transactions use transaction code P for purchase."
total shares following transaction financial
"Each line shows total shares following transaction to reflect updated holdings."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did AUBN director Barrett J Tutt report?

Barrett J Tutt reported buying AUBURN NATIONAL BANCORPORATION common stock. He executed two open-market purchases totaling 74 shares, one for 23 shares at $26.01 and another for 51 shares at $26.90 per share on July 2, 2026.

How many AUBN shares did Barrett J Tutt buy and at what prices?

Barrett J Tutt bought 74 AUBN common shares in total. He purchased 23 shares at $26.01 per share and 51 shares at $26.90 per share, both classified as open-market purchases on July 2, 2026.

What are Barrett J Tutt’s AUBN shareholdings after these transactions?

After the reported purchases, Barrett J Tutt directly owns 9,273 AUBURN NATIONAL BANCORPORATION shares. The Form 4 also lists 8,744 additional shares held indirectly through his spouse, indicating combined economic exposure through both direct and indirect holdings.

Were the recent AUBN insider trades by Barrett J Tutt buys or sells?

The recent AUBN insider trades by Barrett J Tutt were buys. The Form 4 shows two transactions with code “P,” indicating open-market purchases, and the transaction summary reflects a net-buy direction of 74 shares with no reported sales.

How does the Form 4 classify Barrett J Tutt’s indirect AUBN holdings?

The Form 4 classifies 8,744 AUBN shares as indirectly owned by Barrett J Tutt. These shares are reported with ownership type “I” and nature of ownership “By spouse,” indicating they are held in his spouse’s name rather than directly by him.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barrett J Tutt

(Last)(First)(Middle)
P. O. BOX 3110

(Street)
AUBURN ALABAMA 36831-3110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
common stock, par value $0.107/02/2026P51A$26.99,250D
common stock, par value $0.107/02/2026P23A$26.019,273D
common stock, par value $0.018,744IBy spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
DRIP/OCP
/s/ J. Tutt Barrett07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)