STOCK TITAN

SVP at Auburn National (NASDAQ: AUBN) buys 27 common shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AUBURN NATIONAL BANCORPORATION, INC Senior Vice President Shannon O'Donnell reported buying common stock in the open market. O'Donnell purchased 11 shares at $26.01 per share and 16 shares at $26.90 per share, for a total of 27 shares.

After these transactions, O'Donnell directly owns 1,902 shares of common stock. The filing also shows a derivative position of Restricted Stock Units tied to 1,084 underlying common shares at a $0.00 exercise price, expiring on June 5, 2029.

Positive

  • None.

Negative

  • None.
Insider O'DONNELL SHANNON
Role Senior Vice President
Bought 27 shs ($716.51)
Type Security Shares Price Value
Purchase common stock, par value $0.1 16 $26.90 $430.40
Purchase common stock, par value $0.1 11 $26.01 $286.11
holding Restricted Stock Units -- -- --
Holdings After Transaction: common stock, par value $0.1 — 1,891 shares (Direct); Restricted Stock Units — 1,084 shares (Direct)
Footnotes (1)
Shares purchased 27 shares Total open-market purchases on July 2, 2026
Purchase price 1 $26.01 per share 11 shares of common stock
Purchase price 2 $26.90 per share 16 shares of common stock
Direct common shares held 1,902 shares Common stock directly owned after transactions
RSU underlying shares 1,084 shares Underlying common stock for Restricted Stock Units
RSU exercise price $0.00 per share Restricted Stock Units on common stock
RSU expiration date June 5, 2029 Expiration of Restricted Stock Units
Restricted Stock Units financial
"The filing lists a Restricted Stock Unit position tied to 1,084 underlying AUBURN NATIONAL BANCORPORATION common shares."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market purchase financial
"The transactions were 11 shares at $26.01 per share and 16 shares at $26.90 per share, both classified as open-market purchases."
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
underlying common shares financial
"The filing lists a Restricted Stock Unit position tied to 1,084 underlying AUBURN NATIONAL BANCORPORATION common shares."

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FAQ

What did AUBN Senior Vice President Shannon O'Donnell do in this Form 4 filing?

Shannon O'Donnell reported buying AUBURN NATIONAL BANCORPORATION common stock. The Form 4 shows two open-market purchases totaling 27 shares and updates total direct holdings, plus discloses an existing Restricted Stock Unit award linked to additional underlying common shares.

How many AUBN shares did Shannon O'Donnell buy and at what prices?

O'Donnell bought 27 AUBURN NATIONAL BANCORPORATION shares in total. The transactions were 11 shares at $26.01 per share and 16 shares at $26.90 per share, both classified as open-market purchases under transaction code P in the Form 4.

What are Shannon O'Donnell's direct AUBN share holdings after these transactions?

Following the reported open-market purchases, Shannon O'Donnell directly holds 1,902 shares of AUBURN NATIONAL BANCORPORATION common stock. This figure reflects updated ownership after adding the 27 newly purchased shares disclosed in the Form 4 filing.

Is this AUBN Form 4 filing a net buy or net sell for Shannon O'Donnell?

The Form 4 represents a net buy for Shannon O'Donnell. Transaction summary data shows two buy transactions totaling 27 shares, no reported sales, and an overall net-buy direction based on the open-market purchase entries disclosed.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'DONNELL SHANNON

(Last)(First)(Middle)
P. O. BOX 3110

(Street)
AUBURN ALABAMA 36831-3110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
common stock, par value $0.107/02/2026P16A$26.91,891D
common stock, par value $0.107/02/2026P11A$26.011,902D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$006/05/202706/05/2029common stock, par value $0.011,0841,084D
Explanation of Responses:
/s/ Shannon O'Donnell07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)