STOCK TITAN

Auburn National (AUBN) CEO Hedges awarded 2,078 RSUs under 2024 plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Auburn National Bancorporation reported that President and CEO David A. Hedges received a grant of 2,078 Restricted Stock Units (RSUs) on June 5, 2026 under the 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock as it vests.

The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment, and they accrue dividend equivalents in the form of additional RSUs. Following the reported transactions, Hedges directly holds 14,401 shares of common stock and 2,078 RSUs.

Positive

  • None.

Negative

  • None.
Insider Hedges David A
Role President\CEO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2,078 $0.00 $0.00
holding common stock, par value $0.01 -- -- --
Holdings After Transaction: Restricted Stock Units — 2,078 shares (Direct); common stock, par value $0.01 — 14,401 shares (Direct)
Footnotes (1)
  1. F1. Represents Restricted Stock Units ("RSUs") granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock upon vesting. The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs accrue dividend equivalents in the form of additional RSUs. See the Company's Form 8-K dated June 5, 2026 for additional terms.
RSUs granted 2,078 RSUs Grant to David Hedges on June 5, 2026
Common shares held 14,401 shares Direct common stock holding following transactions
RSU vesting 2027 33% of 2,078 RSUs Scheduled to vest on June 5, 2027
RSU vesting 2028 33% of 2,078 RSUs Scheduled to vest on June 5, 2028
RSU vesting 2029 34% of 2,078 RSUs Scheduled to vest on June 5, 2029
RSU conversion price $0.00 per RSU Conversion price for RSUs into common stock
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"RSUs accrue dividend equivalents in the form of additional RSUs."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Equity and Incentive Compensation Plan financial
"granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan."

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What equity award did AUBN President and CEO David Hedges receive?

David Hedges received a grant of 2,078 Restricted Stock Units (RSUs) on June 5, 2026. The award was made under Auburn National Bancorporation’s 2024 Equity and Incentive Compensation Plan as part of his equity-based compensation.

How do David Hedges’ RSUs at AUBN vest over time?

The 2,078 RSUs vest in three tranches: 33% on June 5, 2027, another 33% on June 5, 2028, and the remaining 34% on June 5, 2029. Vesting is conditioned on Hedges’ continued employment.

What does each AUBN RSU granted to David Hedges convert into?

Each RSU granted to David Hedges converts into one share of common stock upon vesting. This means that as the RSUs vest over time, he will receive an equivalent number of Auburn National common shares.

Do David Hedges’ AUBN RSUs earn dividend equivalents?

Yes. The granted RSUs accrue dividend equivalents in the form of additional RSUs. When Auburn National pays dividends on its common stock, Hedges’ unvested RSUs are credited with corresponding additional RSUs instead of cash.

How many AUBN common shares does David Hedges hold after this Form 4?

After the reported transactions, David Hedges directly holds 14,401 shares of common stock. In addition, he has 2,078 RSUs outstanding, which may convert into common shares as they vest over the scheduled dates.

What is the exercise or conversion price of David Hedges’ AUBN RSUs?

The RSU grant to David Hedges has a conversion price of $0.00 per unit. RSUs are typically settled in shares upon vesting without a cash exercise payment, aligning management’s compensation with shareholder equity value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hedges David A

(Last)(First)(Middle)
P. O. BOX 3110

(Street)
AUBURN ALABAMA 36831-3110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President\CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
common stock, par value $0.0114,401D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$006/05/2026A2,07806/05/202706/05/2029common stock, par value $0.012,078$02,078D
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock upon vesting. The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs accrue dividend equivalents in the form of additional RSUs. See the Company's Form 8-K dated June 5, 2026 for additional terms.
/s/ David A. Hedges06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)