Auburn National (AUBN) CFO gets 1,207 RSUs, sells 749 shares

Rhea-AI Filing Summary

Auburn National Bancorporation, Inc.'s SVP and CFO, William James Walker IV, received a grant of 1,207 Restricted Stock Units (RSUs) on June 5, 2026 under the company’s 2024 Equity and Incentive Compensation Plan. Each RSU will convert into one share of common stock upon vesting.

The RSUs vest over three years, with 33% vesting on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs also accrue dividend equivalents in the form of additional RSUs. Following the reported transactions, he holds 749 shares of common stock directly.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Walker William James IV

Role SVP/CFO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	1,207	$0.00	$0.00
holding	common stock, par value $0.01	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,207 shares (Direct); common stock, par value $0.01 — 749 shares (Direct)

Footnotes (1)

1. F1. Represents Restricted Stock Units ("RSUs") granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock upon vesting. The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs accrue dividend equivalents in the form of additional RSUs. See the Company's Form 8-K dated June 5, 2026 for additional terms.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/08/2026 - 06:08 PM Accepted by SEC EDGAR 06/08/2026 - 06:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Walker William James IV

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN ALABAMA 36831-3110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP/CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock, par value $0.01								749	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	$0	06/05/2026		A		1,207		06/05/2027	06/05/2029	common stock, par value $0.01	1,207	$0	1,207	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") granted on June 5, 2026 under the Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock upon vesting. The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs accrue dividend equivalents in the form of additional RSUs. See the Company's Form 8-K dated June 5, 2026 for additional terms.

	/s/ W. James Walker, IV	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)