Welcome to our dedicated page for Auburn National SEC filings (Ticker: AUBN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Auburn National Bancorporation, Inc. (Nasdaq: AUBN) SEC filings, offering a view into the regulatory disclosures of the parent company of AuburnBank, an Alabama state-chartered commercial bank headquartered in Auburn, Alabama. Through these documents, investors can review how the Company reports its financial condition, capital position and corporate actions as a publicly traded commercial banking organization.
Current reports on Form 8-K for AUBN cover a range of material events. Recent 8-K filings report quarterly and annual financial results, including net earnings, net interest income, net interest margin, noninterest income and expense, and asset quality and capital ratios. Other 8-K filings disclose dividend declarations, the election of directors, adoption of equity and incentive compensation plans, grants of restricted stock units to named executive officers, and amendments or proposed amendments to the Company’s Certificate of Incorporation.
Annual reports on Form 10-K and quarterly reports on Form 10-Q, which are accessible through the SEC’s EDGAR system and linked from this page when available, contain more detailed information. These filings typically include discussions of Auburn National Bancorporation’s commercial banking activities in East Alabama, its securities portfolio classified as available-for-sale, its use of non-GAAP financial measures such as tax-equivalent net interest income and the efficiency ratio, and risk factors relevant to its operations.
Users can also review exhibits filed with AUBN’s reports, such as certificates of amendment or correction to the Certificate of Incorporation, equity plan documents and press releases furnished as exhibits. Insider compensation-related information appears in filings describing equity awards and related terms and conditions. Stock Titan’s platform supplements these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes from prior periods, and help readers interpret items such as changes in capital ratios, provisions for credit losses and governance amendments.
Auburn National Bancorporation reported a routine equity compensation event for its SVP/CFO, William James Walker IV. On the March 10, 2026 settlement date, restricted stock units vested and he received shares of common stock, including 8 shares issued as dividend equivalents.
To cover tax withholding obligations, 121 shares were withheld by the company at a price of $23.85 per share, resulting in 310 net shares being issued. In total, 318 shares were issued to the reporting person on the settlement date, and his direct common stock holdings stood at 749 shares afterward.
AUBURN NATIONAL BANCORPORATION, INC. President and CEO David A. Hedges reported routine equity compensation activity related to previously granted restricted stock units. On the March 10, 2026 settlement date, 391 common shares were issued upon vesting of 550 restricted stock units, including 10 shares as dividend equivalents.
Of these, 169 shares were withheld by the company to cover tax obligations at a per-share value of $23.85, resulting in 381 net shares issued to Hedges. After these transactions, he directly owned 13,401 shares of common stock. The filing reflects compensation vesting and associated tax withholding rather than open-market buying or selling.
Auburn National Bancorporation, Inc. Senior Vice President Shannon O'Donnell reported compensation-related stock activity tied to restricted stock units. On the March 10, 2026 settlement date, O'Donnell received 7 shares as dividend equivalents upon the vesting of 387 restricted stock units and a total of 280 shares were issued.
To cover tax withholding obligations, 114 shares were withheld by the company based on the $23.85 per share closing price on the Nasdaq Global Market, resulting in 273 net shares issued. Following these transactions, O'Donnell directly owns 1,457 shares of common stock. The filing reflects routine equity compensation and tax withholding rather than open-market buying or selling.
Auburn National Bancorporation, Inc. has authorized a new stock repurchase program for up to $5 million of its common stock. The plan allows purchases from time to time in the open market, through private or negotiated transactions, block trades, and similar methods.
The authorization lasts until the company has spent $5 million on repurchases, the plan is terminated or replaced, or its stated end date is reached. Management will decide the amount and timing of buybacks based on liquidity, the share price versus perceived value, and regulatory and legal considerations.
The company, parent of AuburnBank with total assets of approximately $1.0 billion, is headquartered in Auburn, Alabama and operates branches and loan production offices across East Alabama.
Auburn National Bancorporation, Inc., holding company for AuburnBank, files its annual report describing a community-focused banking business centered in East Alabama, primarily Lee County. The Bank operates a main office, seven branches, and a loan production office, offering a full range of retail and commercial banking services.
The Bank holds the largest deposit market share in Lee County and emphasizes relationship banking, local decision-making, and traditional products such as checking, savings, commercial, consumer, and residential mortgage loans. As of year-end 2025, commercial real estate loans totaled $325.5 million, or 58% of total loans, with $59.6 million on owner-occupied properties.
Management highlights regulatory oversight, capital and liquidity standards, and extensive supervision under Federal Reserve, FDIC and Alabama banking rules. The Bank is "well capitalized," carries a "satisfactory" CRA rating, and paid $3.8 million of dividends to the holding company in 2025. Human capital is a focus, with 145 full-time equivalent employees and long average tenure.
AUBURN NATIONAL BANCORPORATION, INC. director Walton T. Conn Jr. bought 200 shares of common stock in an open-market transaction on March 11, 2026 at $24.10 per share through an IRA account. After this purchase, that IRA indirectly holds 1,250 shares. A separate entry shows 1,550 shares held directly in his name.
Auburn National Bancorporation director Walton T. Conn Jr. reported open-market purchases of company stock. On February 24, 2026, he bought 100 shares of common stock at $24.75 per share in a brokerage account held as joint tenants with his spouse, bringing that direct holding to 1,550 shares. On the same date, he also bought another 100 shares at $24.75 per share through an IRA account identified as “IRA FBO Walton T Conn, Jr.,” increasing that indirect IRA position to 1,050 shares. In total, the transactions reflect 200 shares of net insider buying.
Auburn National Bancorporation, Inc. reported that its Board of Directors declared a first quarter cash dividend of $0.27 per share. The dividend will be payable on March 25, 2026 to shareholders of record as of March 10, 2026, providing ongoing cash returns to current owners.
The Company is the parent of AuburnBank, which has total assets of approximately $1 billion and operates seven full-service branches and a loan production office in East Alabama. This action reflects the continuation of the Company’s regular dividend program.
Auburn National Bancorporation, Inc. director Walton T. Conn Jr. reported open‑market purchases of the company’s common stock on January 29, 2026. He bought 100 shares at $25.00 into a jointly owned brokerage account with his spouse, bringing that direct holding to 1,450 shares.
He also purchased 175 shares through an IRA for his benefit, consisting of 100 shares at $25.00 and 75 shares at $25.40. Following these IRA trades, his indirect IRA holdings stood at 775 shares and 850 shares in two IRA positions that include 2025 dividend reinvestment shares.
Auburn National Bancorporation, Inc. filed a current report to furnish its latest financial update. The company attached a press release as Exhibit 99.1 reporting its financial results for the quarter and year ended December 31, 2025. The report notes that this information is being furnished rather than filed, which affects how it is treated under federal securities laws. The filing confirms that Auburn National’s common stock, par value $0.01, trades on the Nasdaq Global Market under the symbol AUBN.