Auburn National director reports 150 AUBN shares

AUBURN NATIONAL BANCORPORATION, INC director Evans Jeffrey Johnson filed an initial ownership report on Form 3.

Accepted by SEC EDGAR 04/03/2026 - 04:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AUBURN NATIONAL BANCORPORATION, INC director Evans Jeffrey Johnson filed an initial ownership report on Form 3. The filing shows direct ownership of 150 shares of common stock, par value $0.01 per share, with no purchases or sales disclosed in this filing.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Evans Jeffrey Johnson

Role Director

Type	Security	Shares	Price	Value
Holding	common stock, par value $0.01	--	--	--

Holdings: common stock, par value $0.01 — 150 shares (Direct)

Key Figures

Common shares held: 150 shares

1 metrics

Common shares held 150 shares Total common stock directly owned following reported holdings

Key Terms

Form 3, common stock, par value $0.01, direct ownership

3 terms

Form 3 regulatory

"director Evans Jeffrey Johnson filed an initial ownership report on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

common stock, par value $0.01 financial

"security title is common stock, par value $0.01 per share"

direct ownership financial

"the filing identifies 150 shares of common stock as held with direct ownership"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Evans Jeffrey Johnson’s Form 3 for AUBN report?

The Form 3 reports that director Evans Jeffrey Johnson directly owns 150 shares of Auburn National Bancorporation common stock. This is an initial ownership statement and does not itself show any recent stock purchases or sales.

How many Auburn National Bancorporation (AUBN) shares does the director hold?

The filing shows direct ownership of 150 shares of Auburn National Bancorporation common stock. This number represents the total shares reported as beneficially owned following the reported holdings on the Form 3.

Does the AUBN Form 3 show any recent insider buying or selling?

No. The Form 3 lists a holding entry with 150 shares of common stock but does not disclose any specific buy or sell transactions. It functions as a baseline ownership report rather than a trading activity report.

What type of security is reported on the AUBN Form 3?

The security reported is common stock, par value $0.01 per share of Auburn National Bancorporation. The director’s position consists solely of this class of common stock in the amounts shown in the filing.

Is the AUBN director’s ownership on the Form 3 direct or indirect?

The Form 3 identifies the 150 shares of Auburn National Bancorporation common stock as held with direct ownership. No indirect holdings through entities or family members are shown in the provided data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Evans Jeffrey Johnson

(Last) (First) (Middle)

100 N GAY STREET

(Street)

AUBURN ALABAMA 36830

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/26/2026

3. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock, par value $0.01	150	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Mr. Evans was elected as a director of the Issuer on March 26, 2026

	/s/ Jeffrey J Evans	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)