STOCK TITAN

AUBURN NATIONAL BANCORPORATION, INC (AUBN) SEC Filings, Mar-Apr 2026

AUBN NASDAQ

Welcome to our dedicated page for AUBURN NATIONAL BANCORPORATION SEC filings (Ticker: AUBN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on AUBURN NATIONAL BANCORPORATION's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into AUBURN NATIONAL BANCORPORATION's regulatory disclosures and financial reporting.

Rhea-AI Summary

Auburn National Bancorporation, Inc. director David E. Housel reported two open-market purchases of common stock. He bought 41 shares at $23.722 per share and 17 shares at $23.2458 per share on the same date, totaling 58 shares acquired. Following these transactions, he directly owns 9,114 common shares, indicating a small, routine increase in his personal stake.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

AUBURN NATIONAL BANCORPORATION, INC director William F. Ham Jr. reported open-market purchases of a total of 64 shares of common stock on April 14, 2026. He bought 53 shares at $23.722 per share and 11 shares at $23.25 per share, both as direct holdings.

After these transactions, Ham directly holds 5,037 shares of AUBN common stock. The filing also shows an indirect holding of 300 shares attributed to his spouse, indicating additional economic exposure through family ownership.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

AUBURN NATIONAL BANCORPORATION, INC. director Barrett J. Tutt bought additional company stock in the open market. On April 14, 2026, he purchased 57 shares at $23.722 and 26 shares at $23.458, totaling 83 shares of common stock.

After these purchases, Tutt directly owns 9,199 common shares. A separate line shows 8,744 common shares held indirectly by his spouse, indicating an additional family-related interest reported as indirect ownership.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

AUBURN NATIONAL BANCORPORATION, INC director Evans Jeffrey Johnson filed an initial ownership report on Form 3. The filing shows direct ownership of 150 shares of common stock, par value $0.01 per share, with no purchases or sales disclosed in this filing.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
annual report
-
Rhea-AI Summary

Auburn National Bancorporation, Inc. is asking shareholders to vote at its May 12, 2026 annual meeting on three items: electing 12 directors, an advisory vote on executive pay, and ratifying Elliott Davis LLC as independent auditor for 2026.

The proxy details board structure, committee responsibilities, director and executive compensation, and stock ownership. In 2025, CEO David A. Hedges received total compensation of $489,645, while the company’s net income was $7.26 million and a hypothetical $100 investment in the stock at the end of 2022 grew to $135.85 by the end of 2025.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
proxy
Rhea-AI Summary

Auburn National Bancorporation, Inc. reported that its Boards of Directors for both the Company and AuburnBank have been expanded to 12 members and that Jeffrey J. (Jeff) Evans was elected as a new director on March 26, 2026. He has also been nominated for reelection at the Company’s Annual Meeting of Shareholders scheduled for May 12, 2026.

Mr. Evans brings over 30 years of experience in commercial real estate, construction and property management in the Company’s markets. Although he is not currently considered “independent” under Nasdaq corporate governance rules, the Company and Bank boards continue to have more than a majority of independent directors. A press release announcing his appointment was issued the same day.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
4.36%
Tags
current report
-
Rhea-AI Summary

AUBURN NATIONAL BANCORPORATION, INC. Senior Vice President Shannon O'Donnell reported routine equity compensation activity. On March 10, 2026, she acquired 7 shares of common stock as dividend equivalents upon vesting of 387 previously granted restricted stock units, at no cost. On the same date, 114 shares were disposed of to cover tax withholding obligations at $23.85 per share, resulting in 273 net shares issued. Following these transactions, she directly held 1,844 shares of common stock.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
4.36%
Tags
insider
-
Rhea-AI Summary

AUBURN NATIONAL BANCORPORATION, INC. senior vice president and chief lending officer Robert Lawrence Smith reported routine equity compensation activity involving restricted stock units and related tax withholding. On March 10, 2026, he acquired 8 shares of common stock as dividend equivalents upon the vesting of 421 restricted stock units, as noted in the footnotes.

On the same date, 122 shares of common stock were withheld by the company at $23.85 per share to satisfy tax withholding obligations, resulting in the issuance of 299 net shares and a total of 307 shares issued in connection with that RSU vesting. Following these transactions, Smith directly held 714 shares of Auburn National common stock. These events reflect compensation-related share issuance and tax settlement rather than open-market purchases or sales.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
4.36%
Tags
insider
Rhea-AI Summary

Auburn National Bancorporation reported a routine equity compensation event for its SVP/CFO, William James Walker IV. On the March 10, 2026 settlement date, restricted stock units vested and he received shares of common stock, including 8 shares issued as dividend equivalents.

To cover tax withholding obligations, 121 shares were withheld by the company at a price of $23.85 per share, resulting in 310 net shares being issued. In total, 318 shares were issued to the reporting person on the settlement date, and his direct common stock holdings stood at 749 shares afterward.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
4.36%
Tags
insider

FAQ

How many AUBURN NATIONAL BANCORPORATION (AUBN) SEC filings are available on StockTitan?

StockTitan tracks 73 SEC filings for AUBURN NATIONAL BANCORPORATION (AUBN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for AUBURN NATIONAL BANCORPORATION (AUBN)?

The most recent SEC filing for AUBURN NATIONAL BANCORPORATION (AUBN) was filed on April 15, 2026.