STOCK TITAN

[Form 4] Auburn National Bancorporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

On 2 July 2025, Auburn National Bancorporation (AUBN) director David E. Housel filed a Form 4 reporting two DRIP/optional cash purchases of the company’s common stock.

  • 38 shares acquired at $24.6912
  • 17 shares acquired at $23.2233

Housel’s direct holdings rose from an estimated 8,476 to 8,531 shares, a 0.6% increase, at a total outlay of roughly $1,338. No derivative securities were involved, and no Rule 10b5-1 plan was indicated.

While insider buying is generally viewed positively, the transaction size—55 shares versus AUBN’s ~3.6 million shares outstanding—is immaterial from a valuation or liquidity standpoint. The filing nevertheless provides a nominal signal of continued board-level confidence in the bank.

Il 2 luglio 2025, il direttore di Auburn National Bancorporation (AUBN), David E. Housel, ha presentato un modulo Form 4 segnalando due acquisti DRIP/opzionali in contanti di azioni ordinarie della società.

  • 38 azioni acquistate a 24,6912 $
  • 17 azioni acquistate a 23,2233 $

Le partecipazioni dirette di Housel sono aumentate da circa 8.476 a 8.531 azioni, un incremento dello 0,6%, con una spesa totale di circa 1.338 $. Non sono stati coinvolti strumenti derivati né è stato indicato un piano Rule 10b5-1.

Pur essendo generalmente considerato un segnale positivo l'acquisto da parte di un insider, la dimensione della transazione — 55 azioni rispetto alle circa 3,6 milioni di azioni in circolazione di AUBN — è irrilevante dal punto di vista della valutazione o della liquidità. Tuttavia, la comunicazione rappresenta un segnale nominale di fiducia continua a livello di consiglio di amministrazione nella banca.

El 2 de julio de 2025, el director de Auburn National Bancorporation (AUBN), David E. Housel, presentó un Formulario 4 reportando dos compras DRIP/efectivo opcionales de acciones comunes de la compañía.

  • 38 acciones adquiridas a 24,6912 $
  • 17 acciones adquiridas a 23,2233 $

Las participaciones directas de Housel aumentaron de aproximadamente 8,476 a 8,531 acciones, un incremento del 0,6%, con un desembolso total de alrededor de 1,338 $. No se involucraron valores derivados ni se indicó un plan Rule 10b5-1.

Aunque la compra por parte de un insider generalmente se considera positiva, el tamaño de la transacción — 55 acciones frente a las aproximadamente 3,6 millones de acciones en circulación de AUBN — es insignificante desde el punto de vista de la valoración o la liquidez. Sin embargo, la presentación proporciona una señal nominal de confianza continua a nivel de junta directiva en el banco.

2025년 7월 2일, Auburn National Bancorporation(AUBN) 이사 David E. Housel가 회사 보통주에 대한 두 건의 DRIP/선택적 현금 매입을 보고하는 Form 4를 제출했습니다.

  • 38주를 $24.6912에 취득
  • 17주를 $23.2233에 취득

Housel의 직접 보유 주식은 약 8,476주에서 8,531주로 0.6% 증가했으며, 총 지출액은 약 $1,338입니다. 파생상품은 포함되지 않았으며, Rule 10b5-1 계획도 명시되지 않았습니다.

내부자의 매입은 일반적으로 긍정적으로 평가되지만, 거래 규모—55주가 AUBN의 약 360만 주 발행 주식에 비해—는 가치 평가나 유동성 측면에서 미미합니다. 그럼에도 불구하고 이번 보고는 은행 이사회 차원의 지속적인 신뢰를 나타내는 명목상의 신호를 제공합니다.

Le 2 juillet 2025, le directeur d’Auburn National Bancorporation (AUBN), David E. Housel, a déposé un formulaire 4 rapportant deux achats DRIP/optionnels en espèces d’actions ordinaires de la société.

  • 38 actions acquises à 24,6912 $
  • 17 actions acquises à 23,2233 $

Les participations directes de Housel sont passées d’environ 8 476 à 8 531 actions, soit une augmentation de 0,6 %, pour un investissement total d’environ 1 338 $. Aucun instrument dérivé n’a été impliqué et aucun plan Rule 10b5-1 n’a été mentionné.

Bien que l’achat d’initiés soit généralement perçu positivement, la taille de la transaction — 55 actions contre environ 3,6 millions d’actions en circulation pour AUBN — est insignifiante du point de vue de la valorisation ou de la liquidité. Néanmoins, ce dépôt constitue un signal nominal de confiance continue au niveau du conseil d’administration envers la banque.

Am 2. Juli 2025 reichte Auburn National Bancorporation (AUBN) Direktor David E. Housel ein Formular 4 ein, in dem zwei DRIP/optionale Barkäufe von Stammaktien des Unternehmens gemeldet wurden.

  • 38 Aktien zu 24,6912 $ erworben
  • 17 Aktien zu 23,2233 $ erworben

Housels Direktbestand stieg von geschätzten 8.476 auf 8.531 Aktien, eine Steigerung von 0,6 %, bei einem Gesamtaufwand von etwa 1.338 $. Es waren keine Derivate beteiligt, und es wurde kein Rule 10b5-1-Plan angegeben.

Obwohl Insiderkäufe allgemein positiv bewertet werden, ist die Transaktionsgröße – 55 Aktien gegenüber etwa 3,6 Millionen ausstehenden AUBN-Aktien – aus Bewertungs- oder Liquiditätssicht unerheblich. Die Meldung signalisiert dennoch nominales fortgesetztes Vertrauen auf Vorstandsebene in die Bank.

Positive
  • Director insider purchase: Even modest buying by a board member can signal incremental confidence in Auburn National Bancorp’s outlook.
Negative
  • Immaterial size: The 55-share purchase (<$1.4k) represents an insignificant change in ownership and is unlikely to affect valuation or market perception.

Insights

TL;DR: Tiny insider buy; positive sentiment cue but financially immaterial—should not alter investment thesis.

The purchase totals only 55 shares (<$1.4k), suggesting it is a routine DRIP contribution rather than a conviction buy. Insider accumulation can foreshadow favorable fundamentals, yet this scale is far below materiality thresholds. I view the disclosure as neutral: a mild confidence signal offset by negligible impact on share supply, earnings, or book value.

TL;DR: Director participation in DRIP shows alignment but lacks strategic significance.

Board-level ownership aligns director incentives with shareholders, and periodic DRIP participation underscores commitment. However, best-practice governance evaluates aggregate insider flow, not isolated micro-purchases. The filing maintains transparency but offers no red-flag or catalytic insight.

Il 2 luglio 2025, il direttore di Auburn National Bancorporation (AUBN), David E. Housel, ha presentato un modulo Form 4 segnalando due acquisti DRIP/opzionali in contanti di azioni ordinarie della società.

  • 38 azioni acquistate a 24,6912 $
  • 17 azioni acquistate a 23,2233 $

Le partecipazioni dirette di Housel sono aumentate da circa 8.476 a 8.531 azioni, un incremento dello 0,6%, con una spesa totale di circa 1.338 $. Non sono stati coinvolti strumenti derivati né è stato indicato un piano Rule 10b5-1.

Pur essendo generalmente considerato un segnale positivo l'acquisto da parte di un insider, la dimensione della transazione — 55 azioni rispetto alle circa 3,6 milioni di azioni in circolazione di AUBN — è irrilevante dal punto di vista della valutazione o della liquidità. Tuttavia, la comunicazione rappresenta un segnale nominale di fiducia continua a livello di consiglio di amministrazione nella banca.

El 2 de julio de 2025, el director de Auburn National Bancorporation (AUBN), David E. Housel, presentó un Formulario 4 reportando dos compras DRIP/efectivo opcionales de acciones comunes de la compañía.

  • 38 acciones adquiridas a 24,6912 $
  • 17 acciones adquiridas a 23,2233 $

Las participaciones directas de Housel aumentaron de aproximadamente 8,476 a 8,531 acciones, un incremento del 0,6%, con un desembolso total de alrededor de 1,338 $. No se involucraron valores derivados ni se indicó un plan Rule 10b5-1.

Aunque la compra por parte de un insider generalmente se considera positiva, el tamaño de la transacción — 55 acciones frente a las aproximadamente 3,6 millones de acciones en circulación de AUBN — es insignificante desde el punto de vista de la valoración o la liquidez. Sin embargo, la presentación proporciona una señal nominal de confianza continua a nivel de junta directiva en el banco.

2025년 7월 2일, Auburn National Bancorporation(AUBN) 이사 David E. Housel가 회사 보통주에 대한 두 건의 DRIP/선택적 현금 매입을 보고하는 Form 4를 제출했습니다.

  • 38주를 $24.6912에 취득
  • 17주를 $23.2233에 취득

Housel의 직접 보유 주식은 약 8,476주에서 8,531주로 0.6% 증가했으며, 총 지출액은 약 $1,338입니다. 파생상품은 포함되지 않았으며, Rule 10b5-1 계획도 명시되지 않았습니다.

내부자의 매입은 일반적으로 긍정적으로 평가되지만, 거래 규모—55주가 AUBN의 약 360만 주 발행 주식에 비해—는 가치 평가나 유동성 측면에서 미미합니다. 그럼에도 불구하고 이번 보고는 은행 이사회 차원의 지속적인 신뢰를 나타내는 명목상의 신호를 제공합니다.

Le 2 juillet 2025, le directeur d’Auburn National Bancorporation (AUBN), David E. Housel, a déposé un formulaire 4 rapportant deux achats DRIP/optionnels en espèces d’actions ordinaires de la société.

  • 38 actions acquises à 24,6912 $
  • 17 actions acquises à 23,2233 $

Les participations directes de Housel sont passées d’environ 8 476 à 8 531 actions, soit une augmentation de 0,6 %, pour un investissement total d’environ 1 338 $. Aucun instrument dérivé n’a été impliqué et aucun plan Rule 10b5-1 n’a été mentionné.

Bien que l’achat d’initiés soit généralement perçu positivement, la taille de la transaction — 55 actions contre environ 3,6 millions d’actions en circulation pour AUBN — est insignifiante du point de vue de la valorisation ou de la liquidité. Néanmoins, ce dépôt constitue un signal nominal de confiance continue au niveau du conseil d’administration envers la banque.

Am 2. Juli 2025 reichte Auburn National Bancorporation (AUBN) Direktor David E. Housel ein Formular 4 ein, in dem zwei DRIP/optionale Barkäufe von Stammaktien des Unternehmens gemeldet wurden.

  • 38 Aktien zu 24,6912 $ erworben
  • 17 Aktien zu 23,2233 $ erworben

Housels Direktbestand stieg von geschätzten 8.476 auf 8.531 Aktien, eine Steigerung von 0,6 %, bei einem Gesamtaufwand von etwa 1.338 $. Es waren keine Derivate beteiligt, und es wurde kein Rule 10b5-1-Plan angegeben.

Obwohl Insiderkäufe allgemein positiv bewertet werden, ist die Transaktionsgröße – 55 Aktien gegenüber etwa 3,6 Millionen ausstehenden AUBN-Aktien – aus Bewertungs- oder Liquiditätssicht unerheblich. Die Meldung signalisiert dennoch nominales fortgesetztes Vertrauen auf Vorstandsebene in die Bank.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOUSEL DAVID E

(Last) (First) (Middle)
P. O. BOX 3110

(Street)
AUBURN AL 36831-3110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock 07/02/2025 P 38 A $24.6912 8,514 D
common stock 07/02/2025 P 17 A $23.2233 8,531 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
DRIP/OCP
/s/ David Housel 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AUBN shares did director David Housel purchase on 2 July 2025?

He bought 55 shares in total (38 + 17) according to the Form 4 filing.

What prices did Housel pay for the newly acquired AUBN shares?

The purchases were executed at $24.6912 and $23.2233 per share.

What is David Housel’s total AUBN share ownership after the transaction?

He now directly owns 8,531 common shares of Auburn National Bancorp.

Was the purchase part of a DRIP or Rule 10b5-1 trading plan?

The filing notes DRIP/OCP; no Rule 10b5-1 plan was indicated.

Were any derivative securities involved in this Form 4 filing?

No, no derivative securities were acquired or disposed of.

Is this insider transaction considered material for AUBN investors?

Given the small size (<0.002% of shares outstanding), it is not financially material to the company.
Auburn National

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