Director adds Auburn National (AUBN) stock with 200-share open-market buys

Rhea-AI Filing Summary

Auburn National Bancorporation director Walton T. Conn Jr. reported open-market purchases of company stock. On February 24, 2026, he bought 100 shares of common stock at $24.75 per share in a brokerage account held as joint tenants with his spouse, bringing that direct holding to 1,550 shares. On the same date, he also bought another 100 shares at $24.75 per share through an IRA account identified as “IRA FBO Walton T Conn, Jr.,” increasing that indirect IRA position to 1,050 shares. In total, the transactions reflect 200 shares of net insider buying.

Insider Trade Summary

Net Buyer: 200 shares

Net Buy 2 txns

Insider Conn Walton T Jr.

Role Director

Bought 200 shs ($5K)

Type	Security	Shares	Price	Value
Purchase	common stock, par value $0.01	100	$24.75	$2K
Purchase	common stock, par value $0.01	100	$24.75	$2K

Holdings After Transaction: common stock, par value $0.01 — 1,550 shares (Direct); common stock, par value $0.01 — 1,050 shares (Indirect, IRA FBO Walton T Conn, Jr.)

Footnotes (1)

1. F1. Owned as Joint Tenant in brokerage account with spouse.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/24/2026 - 05:47 PM Learn about SEC filing dates

FAQ

What insider transactions did AUBN director Walton T. Conn Jr. report?

Walton T. Conn Jr. reported buying 200 AUBN common shares in open-market transactions. He purchased 100 shares in a joint brokerage account with his spouse and 100 shares through an IRA, both at $24.75 per share on February 24, 2026.

At what price did Walton T. Conn Jr. buy Auburn National (AUBN) shares?

He bought Auburn National shares at $24.75 per share in both reported transactions. One 100-share lot was purchased in a joint brokerage account and another 100-share lot in an IRA, all on February 24, 2026, as disclosed in the Form 4.

How many Auburn National (AUBN) shares does Conn own after these trades?

After the trades, Conn directly holds 1,550 AUBN shares in a joint brokerage account and indirectly holds 1,050 shares through an IRA. The Form 4 shows these as separate positions following his two 100-share open-market purchases.

How many Auburn National (AUBN) shares did the director buy in total?

The director bought a total of 200 AUBN common shares in these transactions. The Form 4 lists two 100-share open-market purchases at $24.75 per share, one direct in a joint account and one indirect via an IRA.

How are Walton T. Conn Jr.’s AUBN holdings structured after the Form 4?

His holdings are split between direct and indirect ownership. He directly owns 1,550 shares in a joint brokerage account with his spouse and indirectly owns 1,050 shares through an IRA titled “IRA FBO Walton T Conn, Jr.” after the reported purchases.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Conn Walton T Jr.

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN AL 36831-3110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock, par value $0.01	02/24/2026		P		100	A	$24.75	1,550	D(1)
common stock, par value $0.01	02/24/2026		P		100	A	$24.75	1,050	I	IRA FBO Walton T Conn, Jr.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Owned as Joint Tenant in brokerage account with spouse.

	/s/ Walton T. Conn, Jr.	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.