Auburn National director buys company shares

Auburn National Bancorporation, Inc. director David E. Housel reported small open-market purchases of company stock.

Rhea-AI Filing Summary

Auburn National Bancorporation, Inc. director David E. Housel reported small open-market purchases of company stock. On January 14, 2026, he bought 36 shares of common stock at $27.0624 per share and another 15 shares at $27.1422 per share. After these transactions, he directly owned 9,056 shares of Auburn National common stock. The transactions are noted with the remark “DRIP/OCP.”

Insider Trade Summary

Net Buyer: 51 shares

Net Buy 2 txns

Insider HOUSEL DAVID E

Role Director

Bought 51 shs ($1K)

Type	Security	Shares	Price	Value
Purchase	common stock, par value $0.1	36	$27.0624	$974.25
Purchase	common stock, par value $0.1	15	$27.1422	$407.13

Holdings After Transaction: common stock, par value $0.1 — 9,056 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who filed this Form 4 for AUBN?

The Form 4 was filed by David E. Housel, who is listed as a director of Auburn National Bancorporation, Inc.

What transactions did the Auburn National (AUBN) director report?

He reported two purchases of Auburn National common stock on January 14, 2026, totaling 51 shares.

How many Auburn National (AUBN) shares did the director buy and at what prices?

He bought 36 shares at $27.0624 per share and 15 shares at $27.1422 per share.

How many Auburn National (AUBN) shares does David E. Housel own after these trades?

Following the reported transactions, he directly owned 9,056 shares of Auburn National common stock.

Are the reported Auburn National (AUBN) holdings direct or indirect?

The Form 4 lists the ownership of the reported common shares as direct (D).

What does the DRIP/OCP remark mean in this Auburn National (AUBN) Form 4?

The remarks section includes the notation “DRIP/OCP”; no further explanation is provided in the text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 01/15/2026 - 12:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOUSEL DAVID E

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN AL 36831-3110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock, par value $0.1	01/14/2026		P		36	A	$27.0624	9,041	D
common stock, par value $0.1	01/14/2026		P		15	A	$27.1422	9,056	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

DRIP/OCP

	/s/ David Housel	01/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.