Auburn National Bancorporation (AUBN) director reports 72-share buy

Rhea-AI Filing Summary

Auburn National Bancorporation, Inc. director J. Tutt Barrett reported small open-market share purchases. On January 14, 2026, Barrett bought 50 shares of common stock at $27.0624 per share and another 22 shares at $27.1422 per share. Both transactions are reported as directly owned and noted as "DRIP/OCP" in the remarks. After these trades, Barrett directly owned 9,116 shares of Auburn National common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barrett J Tutt

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN AL 36831-3110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock, par value $0.1	01/14/2026		P		50	A	$27.0624	9,094	D
common stock, par value $0.1	01/14/2026		P		22	A	$27.1422	9,116	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

DRIP/OCP

	/s/ J. Tutt Barrett	01/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who reported insider transactions in AUBN stock?

Director J. Tutt Barrett reported transactions in Auburn National Bancorporation, Inc. (AUBN) common stock.

What type of security did the AUBN insider acquire?

The insider acquired common stock, par value $0.1, of Auburn National Bancorporation, Inc.

How many AUBN shares did J. Tutt Barrett buy on January 14, 2026?

On January 14, 2026, J. Tutt Barrett bought 50 shares in one transaction and 22 shares in a second transaction, for a total of 72 shares.

At what prices were the AUBN insider share purchases made?

The 50-share purchase was at $27.0624 per share, and the 22-share purchase was at $27.1422 per share.

How many AUBN shares does the director own after these transactions?

Following the reported trades, J. Tutt Barrett directly owned 9,116 shares of Auburn National common stock.

Were the AUBN insider holdings reported as direct or indirect ownership?

The holdings after the transactions were reported as direct (D) ownership, with no indirect ownership nature specified.

What does the remark 'DRIP/OCP' indicate in the AUBN Form 4?

The Form 4 remarks section includes "DRIP/OCP", indicating how the transactions are categorized within the company’s plan context.