Director Ham adds Auburn National (NASDAQ: AUBN) stake in Form 4 filing

Rhea-AI Filing Summary

Auburn National Bancorporation, Inc. director William F. Ham Jr. reported small open‑market purchases of the company’s common stock. On 01/14/2026, he bought 46 shares at a price of $27.0624 per share and 9 additional shares at $27.1422 per share.

After these transactions, Ham directly owned 5,273 shares of Auburn National common stock and was reported as indirectly owning 300 shares through his spouse. The transactions are noted as DRIP/OCP in the remarks, indicating they were made under a specific share purchase or reinvestment arrangement.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HAM WILLIAM F JR

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN AL 36831-3110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock, par value $0.1	01/14/2026		P		46	A	$27.0624	5,264	D
common stock	01/14/2026		P		9	A	$27.1422	5,273	D
common stock								300	I	spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

DRIP/OCP

	/s/ William F. Ham, Jr.	01/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AUBN director William F. Ham Jr. report?

Director William F. Ham Jr. reported buying Auburn National Bancorporation, Inc. (AUBN) common stock on 01/14/2026, in two small open‑market purchase transactions.

How many AUBN shares did William F. Ham Jr. purchase and at what prices?

He bought 46 shares of common stock, par value $0.1, at $27.0624 per share and 9 shares at $27.1422 per share, all on 01/14/2026.

What are William F. Ham Jr.’s AUBN shareholdings after the reported trades?

Following the reported transactions, he directly owned 5,273 shares of Auburn National common stock and was reported as indirectly owning 300 shares through his spouse.

What is the relationship of the reporting person to Auburn National Bancorporation (AUBN)?

William F. Ham Jr. is listed as a Director of Auburn National Bancorporation, Inc., and is not indicated as an officer or 10% owner on this Form 4.

How is the indirect ownership in AUBN described for William F. Ham Jr.?

The Form 4 reports 300 shares of common stock as owned indirectly, with the nature of indirect beneficial ownership identified as spouse.

What does the DRIP/OCP remark mean in this AUBN Form 4?

The remarks section includes the notation “DRIP/OCP”, indicating the reported transactions are associated with a specified dividend or share purchase program, as labeled by the company.