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Insider buy at Auburn National Bancorporation (AUBN) detailed in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Auburn National Bancorporation, Inc. reported a small insider purchase by Senior Vice President Shannon O'Donnell. On January 14, 2026, she bought 16 shares of common stock at $27.0624 per share and another 11 shares at $27.1422 per share. After these transactions, she directly owned 1,564 shares of the company’s common stock. The transactions were reported as direct ownership and were noted with the remark “DRIP/OCP.”

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'DONNELL SHANNON

(Last) (First) (Middle)
P. O. BOX 3110

(Street)
AUBURN AL 36831-3110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock, par value $0.1 01/14/2026 P 16 A $27.0624 1,553 D
common stock, par value $0.1 01/14/2026 P 11 A $27.1422 1,564 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
DRIP/OCP
/s/ Shannon O'Donnell 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did AUBN report for Shannon O'Donnell?

The company reported that Senior Vice President Shannon O'Donnell purchased shares of Auburn National Bancorporation, Inc. common stock in two small transactions on January 14, 2026.

How many AUBN shares did the insider buy and at what prices?

Shannon O'Donnell bought 16 shares of common stock at $27.0624 per share and 11 shares at $27.1422 per share.

How many Auburn National Bancorporation (AUBN) shares does the insider own after the trades?

Following the reported transactions, Shannon O'Donnell directly owned 1,564 shares of Auburn National Bancorporation common stock.

Is Shannon O'Donnell a director or officer of AUBN?

Shannon O'Donnell is reported as an officer of Auburn National Bancorporation, serving as Senior Vice President.

Were the AUBN insider transactions reported as direct or indirect ownership?

The transactions were reported as direct (D) ownership of Auburn National Bancorporation common stock.

What does the remark DRIP/OCP indicate in the AUBN Form 4?

The Form 4 includes the remark “DRIP/OCP” in the explanation of responses section, indicating how the transactions were classified by the filer.

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