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Aura Minerals (AUGO) fund plans NASDAQ resale of shares

(Neutral)
(Neutral)
Form Type
144/A

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the subject of an amended Rule 144 notice covering a proposed resale of its common shares by Kapitalo International Fund SPC - Segregated Portfolio Q, which may be deemed an affiliate. The filing lists up to 19,643 common shares to be sold through J.P. Morgan Securities LLC on NASDAQ, with an aggregate market value of 1604224.17 and 83,789,223 shares outstanding. The amendment states it was filed to correct the broker’s name.

Positive

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Negative

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Shares to be sold 19,643 shares Common Shares no par value covered by the Rule 144 resale notice
Aggregate market value 1604224.17 Aggregate market value of Aura Minerals shares covered by the notice
Shares outstanding 83,789,223 shares Aura Minerals common shares outstanding as referenced in the notice
Approximate sale date 08/19/2026 Approximate date of proposed sale under Rule 144
Acquisition date 07/15/2025 Date the shares were acquired in open market purchases
Settlement/payment date 07/16/2025 Date cash was paid for the acquired shares
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
open market purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
may be deemed affiliate regulatory
"May be deemed affiliate"

FAQ

What does the Form 144/A filing mean for Aura Minerals Inc. (AUGO)?

The Form 144/A is a notice of proposed resale of Aura Minerals common shares by an investor that may be deemed an affiliate. It does not represent new share issuance by Aura Minerals, but potential secondary market sales under Rule 144.

How many Aura Minerals (AUGO) shares are covered by this Form 144/A?

The notice covers up to 19,643 common shares of Aura Minerals Inc. These shares are proposed for resale by Kapitalo International Fund SPC - Segregated Portfolio Q, with a stated aggregate market value of 1604224.17 at the time of the filing details.

Who is selling Aura Minerals (AUGO) shares under this Form 144/A?

The proposed seller is Kapitalo International Fund SPC - Segregated Portfolio Q, which may be deemed an affiliate. The shares were acquired through open market purchases, and the transactions are to be executed using J.P. Morgan Securities LLC as broker.

What broker and market are involved in the Aura Minerals (AUGO) Form 144/A sale?

The filing identifies J.P. Morgan Securities LLC as the broker and NASDAQ as the trading market. The amendment specifically states it was filed to correct the broker's name, which had been entered incorrectly in a prior notice.

How many Aura Minerals (AUGO) shares are outstanding compared to the amount in this filing?

The filing reports 83,789,223 Aura Minerals common shares outstanding, while the proposed resale covers 19,643 shares. The outstanding figure provides context for the company’s total equity base, separate from the shares covered by this resale notice.

When were the Aura Minerals (AUGO) shares acquired and when is the proposed sale date?

The shares were acquired on 07/15/2025 through open market purchases, with cash settlement on 07/16/2025. The notice lists an approximate date of sale of 08/19/2026 for the proposed resale under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144/A: Filer Information

144/A: Issuer Information

144/A: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

144/A: Remarks and Signature