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$16.6M Aura Minerals (NASDAQ: AUGO) stake set for resale by affiliate fund

(Neutral)
(Neutral)
Form Type
144/A

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer for an amended Rule 144 notice filed on behalf of Kapitalo International Fund SPC - Segregated Portfolio A, which may be deemed an affiliate. The notice covers the potential sale of 203,023 Common Shares (no par value) of Aura Minerals Inc. on NASDAQ through broker J.P. Morgan Securities LLC, with an aggregate market value of $16,580,685.39. Aura Minerals Inc. had 83,789,223 Common Shares outstanding as of the notice date of 08/19/2026. The filing notes that 13,071 shares were sold over the past three months for $1,012,863.95. The shares to be sold were originally acquired in open market purchases on 04/01/2021 for cash. The amendment states it was made solely to correct the broker's name.

Positive

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Negative

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Shares to be sold 203,023 shares Common Shares of Aura Minerals Inc. covered by the Rule 144 notice
Aggregate market value of shares to be sold $16,580,685.39 Market value of 203,023 Common Shares covered by the notice
Shares outstanding 83,789,223 shares Common Shares of Aura Minerals Inc. outstanding as of 08/19/2026
Shares sold in past 3 months 13,071 shares Common Shares sold on 05/29/2026 by the same shareholder
Proceeds from past 3 months' sales $1,012,863.95 Total consideration for 13,071 shares sold on 05/29/2026
Notice date 08/19/2026 Date of the Rule 144/A notice for Aura Minerals Inc.
Acquisition date of shares to be sold 04/01/2021 Date the 203,023 shares were acquired through open market purchases
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
affiliate regulatory
"May be deemed affiliate"
Common Shares no par value financial
"Common Shares no par value | J.P. Morgan Securities LLC"
open market purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
Segregated Portfolio financial
"Kapitalo International Fund SPC - Segregated Portfolio A"

FAQ

What share sale is being reported for Aura Minerals Inc. (AUGO) in this Form 144/A?

The notice covers a potential sale of 203,023 Common Shares of Aura Minerals Inc. by Kapitalo International Fund SPC - Segregated Portfolio A. These shares are planned for sale on NASDAQ under Rule 144, subject to applicable limits and conditions.

What is the aggregate market value of the Aura Minerals (AUGO) shares covered by this Rule 144 notice?

The filing reports an aggregate market value of $16,580,685.39 for the 203,023 Common Shares covered. This figure reflects the market value at the time of the notice and helps assess the potential size of the resale.

How many Aura Minerals (AUGO) shares are outstanding according to this Form 144/A?

Aura Minerals Inc. had 83,789,223 Common Shares outstanding as of 08/19/2026. This outstanding share count provides context for the potential sale of 203,023 shares under Rule 144 by the filing shareholder.

What prior sales of Aura Minerals (AUGO) shares are disclosed in the last three months?

The filing discloses that 13,071 Common Shares of Aura Minerals Inc. were sold on 05/29/2026 for total proceeds of $1,012,863.95. These sales are reported as part of the required three‑month aggregation under Rule 144.

When and how were the Aura Minerals (AUGO) shares to be sold originally acquired?

The 203,023 Common Shares to be sold were acquired on 04/01/2021 through open market purchases for cash. The notice specifies that these were open market trades, which is relevant to Rule 144 holding period requirements.

Why was this Aura Minerals (AUGO) Form 144 filing amended?

The amendment states it was filed to correct the broker's name, which had been entered incorrectly. The corrected broker listed is J.P. Morgan Securities LLC, and no change to the reported share amounts is indicated.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144/A: Filer Information

144/A: Issuer Information

144/A: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

144/A: Remarks and Signature