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  4. [144/A] Aura Minerals Inc. SEC Filing

Aura Minerals (NASDAQ: AUGO) holder may sell up to 57,334 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144/A

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer for which Kapitalo International Fund SPC - Segregated Portfolio K filed an amended Form 144, giving notice of a proposed sale under Rule 144 of up to 57,334 common shares of Aura Minerals.

The shares, with no par value, were acquired in open market purchases on April 1, 2021, with trades dated March 31, 2021. The planned sales are to be executed on NASDAQ through J.P. Morgan Securities LLC. The amendment states it was filed to correct the broker’s name, which had been entered incorrectly.

Positive

  • None.

Negative

  • None.
Shares proposed to be sold 57,334 shares Common Shares no par value of Aura Minerals covered by the Form 144 notice
Shares sold May 27, 2026 3,140 shares Common Shares sold by Kapitalo International Fund SPC - Segregated Portfolio K on 05/27/2026
Proceeds May 27, 2026 237,476.63 Aggregate amount received for 3,140 shares sold on 05/27/2026
Shares sold May 28, 2026 10,525 shares Common Shares sold by Kapitalo International Fund SPC - Segregated Portfolio K on 05/28/2026
Proceeds May 28, 2026 810,270.28 Aggregate amount received for 10,525 shares sold on 05/28/2026
Shares sold May 29, 2026 19,459 shares Common Shares sold by Kapitalo International Fund SPC - Segregated Portfolio K on 05/29/2026
Proceeds May 29, 2026 1,507,866.23 Aggregate amount received for 19,459 shares sold on 05/29/2026
Date of Notice 08/19/2026 Date on which the Form 144/A notice was signed and filed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
affiliate regulatory
"May be deemed affiliate"
open market purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
Common Shares no par value financial
"Common Shares no par value | J.P. Morgan Securities LLC"

FAQ

What does this Form 144/A filing mean for Aura Minerals Inc. (AUGO)?
The filing gives notice that Kapitalo International Fund SPC - Segregated Portfolio K may sell Aura Minerals common shares under Rule 144. It does not involve new share issuance by Aura Minerals, but a potential resale by an existing holder.

How many Aura Minerals (AUGO) shares are covered by this Form 144/A?
The notice covers a proposed sale of up to 57,334 common shares of Aura Minerals. These shares are held by Kapitalo International Fund SPC - Segregated Portfolio K and may be sold on NASDAQ through J.P. Morgan Securities LLC.

Who is selling Aura Minerals (AUGO) shares under this Form 144/A?
The seller is Kapitalo International Fund SPC - Segregated Portfolio K. The fund filed the notice indicating it may be deemed an affiliate and intends to sell Aura Minerals common shares under Rule 144 on NASDAQ.

When and how were the Aura Minerals (AUGO) shares originally acquired?
The shares were acquired through open market purchases dated April 1, 2021, with trades on March 31, 2021. The filing specifies that the common shares were bought for cash in ordinary market transactions.

What Aura Minerals (AUGO) share sales has the fund made in the last three months?
The fund reported selling 3,140 shares on May 27, 2026 for 237,476.63, 10,525 shares on May 28, 2026 for 810,270.28, and 19,459 shares on May 29, 2026 for 1,507,866.23 of Aura Minerals common shares.

What was amended in this Aura Minerals (AUGO) Form 144/A filing?
The amendment states that it was filed to correct the broker's name, which had been inadvertently entered incorrectly. The updated broker listed for the proposed sales is J.P. Morgan Securities LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144/A: Filer Information

144/A: Issuer Information

144/A: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

144/A: Remarks and Signature

Source: View Original Filing on SEC EDGAR