STOCK TITAN

Aura Minerals holder plans sale of 466 BDRs

A fund shareholder filed a Rule 144 notice to sell 466 Aura Minerals Brazilian depositary receipts acquired in open-market trades.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) for which KAPITALO TERAV FUNDO DE INVESTIMENTO FINANCEIRO EM COTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO has filed a Notice of Proposed Sale under Rule 144. The notice covers 466 Brazilian depositary receipts, to be sold through Morgan Stanley’s Institutional Equity Division on the B3 market. The filing states these BDRs were acquired in open market purchases on July 21, 2026, with the proposed sale by cash transaction dated July 23, 2026. A remark clarifies that three BDRs represent one common share of Aura Minerals.

Positive

  • None.

Negative

  • None.
Brazilian depositary receipts to be sold 466 Brazilian depositary receipts Quantity of Aura Minerals BDRs covered by the Rule 144 notice
Aggregate market value of securities 13,565.76 Aggregate market value associated with the 466 Brazilian depositary receipts
BDR-to-common share ratio 3 Brazilian depositary receipts per 1 common share Remark describing how Aura Minerals BDRs relate to common shares
Date of notice September 11, 2026 Date on which the Rule 144 notice was signed
Acquisition date of BDRs July 21, 2026 Date the BDRs were acquired in open market trades
Sale date of BDRs July 23, 2026 Date listed for the proposed cash sale of the BDRs
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Brazilian depositary receipts | 07/21/2026 | Open Market Purchases |"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"83789223 | 09/11/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 filing mean for Aura Minerals Inc. (AUGO)?

It reports that KAPITALO TERAV FUNDO DE INVESTIMENTO filed a Rule 144 notice to sell 466 Brazilian depositary receipts of Aura Minerals Inc. This is a planned resale by an existing holder and does not itself involve Aura Minerals issuing new securities.

How many Aura Minerals (AUGO) Brazilian depositary receipts are planned to be sold?

The filing covers the proposed sale of 466 Brazilian depositary receipts. A separate section lists the same number of BDRs as the securities to be sold, with the transaction described as a cash sale following prior open market purchases.

Who is selling the Aura Minerals (AUGO) Brazilian depositary receipts in this Form 144?

The notice is filed for the account of KAPITALO TERAV FUNDO DE INVESTIMENTO FINANCEIRO EM COTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO, which may be deemed an affiliate. The document provides information for this person as required by Rule 144.

How and where will the Aura Minerals (AUGO) Brazilian depositary receipts be sold?

The securities are described as Brazilian depositary receipts to be sold for cash, with Morgan Stanley’s Institutional Equity Division listed as broker and B3 identified as the market. The filing characterizes the planned disposition as a sale for cash.

What is the relationship between Aura Minerals (AUGO) BDRs and common shares?

A remark in the notice states that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer.

When were the Aura Minerals (AUGO) BDRs acquired and when is the sale dated?

The filing states the shares were acquired in open market trades on July 21, 2026, and lists a proposed cash sale dated July 23, 2026. The notice itself is dated September 11, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Keep reading