Kapitalo fund sells 25,898 AUGO shares (NASDAQ: AUGO)

Rhea-AI Filing Summary

AUGO reported a Form 144 notice showing the sale of 25,898 shares of Common Shares on 05/12/2026 by KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO D. The shares were originally acquired via Open Market Purchases on 03/31/2021.

The filing lists proceeds of $443,907.17 tied to the reported sale and names BofA Securities Inc as the broker. The Form 144 is a notice of an intended sale under the rule's conditions; timing and additional disposition mechanics are not detailed in the excerpt.

Insights

Equity Compliance Analyst

Form 144 shows a registered sale of 25,898 AUGO shares by an institutional holder.

The filing records a 25,898-share disposition dated 05/12/2026 with proceeds of $443,907.17. It also notes the original acquisition method as Open Market Purchases on 03/31/2021.

Because this is a Rule 144 notice, the sale is reported as relying on resale conditions; the excerpt does not specify any volume limitations, holding-period certification, or broker sale method beyond naming BofA Securities Inc. Subsequent SEC filings would show final transaction settlement details if required.

Institutional Trading Specialist

Broker and sale amount are disclosed; execution details are limited.

The broker is listed as BofA Securities Inc and the sale amount is $443,907.17. The filing confirms the shares were acquired in open market trades, which is typical for institutional holders.

Execution mechanics (block trade, algorithmic order, or negotiated trade) are not provided in the excerpt. Settlement and any impact on outstanding float are not stated here.

Key Figures

Shares sold: 25,898 shares Proceeds: $443,907.17 Acquisition method: Open Market Purchases +2 more

5 metrics

Shares sold 25,898 shares Sale date <date>05/12/2026</date>

Proceeds $443,907.17 Proceeds reported for the sale on <date>05/12/2026</date>

Acquisition method Open Market Purchases Acquired on <date>03/31/2021</date>

Form type Form 144 notice Rule 144 resale notice for restricted/controlled securities

Broker BofA Securities Inc Named as broker in the filing

Key Terms

Open Market Purchases, Form 144, Rule 144 notice

3 terms

Open Market Purchases market

"Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 notice regulatory

"Securities To Be Sold | Common Shares no par value"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares no par value	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	6512	93272.85	83789223	05/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares no par value	03/31/2021	Open Market Purchases	Shares were acquired in the open market trades			6512	04/01/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO D USD Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Common Shares no par value	05/12/2026	25898	443907.17

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144 report show?

The Form 144 reports a sale of 25,898 shares on 05/12/2026 by KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO D. The filing lists proceeds of $443,907.17 and names BofA Securities Inc as the broker.

Who sold the AUGO shares reported in the filing?

The filing identifies KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO D as the seller. The excerpt shows the shares were acquired via Open Market Purchases on 03/31/2021 and sold on 05/12/2026.

How much did the reported AUGO sale generate?

The Form 144 shows proceeds of $443,907.17 associated with the 25,898-share sale dated 05/12/2026. The filing does not itemize fees or net settlement amounts in the excerpt provided.

Does this Form 144 show how the sale was executed?

The filing names BofA Securities Inc as the broker but does not specify execution method (block trade, algorithmic order, or negotiated trade). Further transaction settlement details are not included in the excerpt.