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Aura Minerals (AUGO) affiliate lines up fresh BDR sale on B3

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) for which a selling holder, Kapitalo K10 Previdencia II Master Fundo de Investimento Multimercado, has filed a notice of proposed resale under Rule 144. The notice covers the potential sale of 1,453 BDRs, with an approximate aggregate market value of 43,362.16, to be executed through BofA Securities Inc. on the B3 exchange. As of 08/26/2026, there were 83,789,223 BDRs outstanding. The filer reports that BDRs were originally acquired in open market purchases for cash and that three BDRs represent one common share of Aura Minerals.

Over the prior three months, the same fund reported sales of Aura Minerals BDRs on B3, including 2,704 BDRs for 75,667.19 on 08/19/2026, 1,957 BDRs for 56,201.17 on 08/20/2026, 59 BDRs for 1,749.11 on 08/24/2026, and 718 BDRs for 21,509.75 on 08/25/2026. The filer may be deemed an affiliate of Aura Minerals, which is relevant to the Rule 144 resale framework.

Positive

  • None.

Negative

  • None.
BDRs to be sold 1,453 Brazilian depositary receipts Amount of Aura Minerals BDRs covered by the Rule 144 notice
Aggregate market value of BDRs to be sold 43,362.16 Approximate aggregate market value for 1,453 BDRs
BDRs outstanding 83,789,223 Brazilian depositary receipts Shares outstanding as of 08/26/2026
Recent sale on 08/19/2026 2,704 Brazilian depositary receipts for 75,667.19 Reported sale of Aura Minerals BDRs by the filer
Recent sale on 08/20/2026 1,957 Brazilian depositary receipts for 56,201.17 Reported sale of Aura Minerals BDRs by the filer
Recent sale on 08/24/2026 59 Brazilian depositary receipts for 1,749.11 Reported sale of Aura Minerals BDRs by the filer
Recent sale on 08/25/2026 718 Brazilian depositary receipts for 21,509.75 Reported sale of Aura Minerals BDRs by the filer
BDR to common share ratio 3 BDRs represent 1 common share Stated relationship between BDRs and Aura Minerals common shares
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
affiliate regulatory
"May be deemed affiliate"
open market purchases financial
"Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"Brazilian depositary receipts ... 08/26/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What does the Form 144 filing disclose for Aura Minerals Inc. (AUGO)?

The filing discloses that a holder, Kapitalo K10 Previdencia II Master Fundo de Investimento Multimercado, intends to resell 1,453 Brazilian depositary receipts of Aura Minerals Inc. under Rule 144 on the B3 exchange through BofA Securities Inc.

How many Aura Minerals (AUGO) Brazilian depositary receipts are planned to be sold?

The notice covers a proposed sale of 1,453 Brazilian depositary receipts of Aura Minerals Inc., with an approximate aggregate market value of 43,362.16, as stated in the securities information section.

How many Aura Minerals (AUGO) Brazilian depositary receipts are outstanding?

The document states that there were 83,789,223 Brazilian depositary receipts outstanding as of 08/26/2026. This figure provides the context for the size of the proposed Rule 144 sale relative to total BDRs.

What recent sales of Aura Minerals (AUGO) BDRs has the filer reported?

Over the prior three months, the filer reported BDR sales on B3 including 2,704 BDRs for 75,667.19 on 08/19/2026, 1,957 BDRs for 56,201.17 on 08/20/2026, 59 BDRs for 1,749.11 on 08/24/2026, and 718 BDRs for 21,509.75 on 08/25/2026.

What is the relationship between Aura Minerals (AUGO) BDRs and common shares?

The remarks state that the Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer.

Is the selling holder considered an affiliate of Aura Minerals (AUGO)?

The filing notes that the selling holder may be deemed an affiliate of Aura Minerals Inc. This status is relevant to the application of Rule 144 resale conditions and volume limitations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature