Aura Minerals (AUGO) fund targets 3,017 BDR sale via BofA

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer for a planned resale of its securities by Kapitalo K10 SND Master Fundo de Investimento Multimercado under Rule 144. The filing covers up to 3,017 Brazilian depositary receipts (BDRs), to be sold for cash through BofA Securities Inc. on B3. The BDRs were acquired in open market purchases, and the seller indicates they may be deemed an affiliate. The BDRs are certificates representing Aura Minerals common shares, and three BDRs represent one common share of Aura Minerals.

Key Figures

Amount of Brazilian depositary receipts to be sold: 3,017 Brazilian depositary receipts BDR-to-common-share ratio: Three BDRs represent one Common Share Acquisition date of BDRs: 12/04/2024 +2 more

5 metrics

Amount of Brazilian depositary receipts to be sold 3,017 Brazilian depositary receipts Maximum number of BDRs covered by the Rule 144 notice

BDR-to-common-share ratio Three BDRs represent one Common Share BDRs are certificates representing Aura Minerals common shares

Acquisition date of BDRs 12/04/2024 Date the BDRs were acquired in open market trades

Proposed sale date of BDRs 12/06/2024 Date listed for proposed sale of BDRs for cash

Date of Form 144 notice 08/20/2026 Date the Rule 144 notice was signed and dated

Key Terms

Rule 144, Brazilian depositary receipts, open market trades, B3

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Brazilian depositary receipts financial

"Brazilian Depositary Receipts are certificates representing Common Shares"

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

open market trades financial

"Shares were acquired in the open market trades"

B3 market

"Brazilian depositary receipts ... 08/20/2026 | B3"

b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What securities linked to AUGO are covered by this Form 144 notice?

The notice covers Brazilian depositary receipts (BDRs) representing common shares of Aura Minerals Inc. Three BDRs represent one common share of Aura Minerals, according to the disclosure.

How many Aura Minerals (AUGO) Brazilian depositary receipts may be sold?

The filing states that up to 3,017 Brazilian depositary receipts may be sold for the account of Kapitalo K10 SND Master Fundo de Investimento Multimercado under Rule 144.

Who is the selling holder in this Aura Minerals (AUGO) Form 144?

The selling holder is Kapitalo K10 SND Master Fundo de Investimento Multimercado. The filing notes that this holder may be deemed an affiliate for purposes of Rule 144.

On which market will the Aura Minerals (AUGO) BDRs be sold?

The Brazilian depositary receipts are expected to be sold on B3, with BofA Securities Inc. identified in the filing in connection with the BDRs.

How and when were the Aura Minerals (AUGO) BDRs to be sold acquired?

The filing states the BDRs were acquired in open market trades on 12/04/2024, and the proposed sale date listed is 12/06/2024.

When was the Form 144 notice for Aura Minerals (AUGO) filed?

The date of notice on the Form 144 is 08/20/2026, as signed by Joao Carlos T Pinho.

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Available on EDGAR 08/20/2026 - 08:57 PM Accepted by SEC EDGAR 08/20/2026 - 08:57 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002127071
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Aura Minerals Inc.
SEC File Number	001-42744
Address of Issuer	3390 Mary St Suite 116 Coconut Grove FLORIDA 33133
Phone	1-305-239-9332
Name of Person for Whose Account the Securities are To Be Sold	Kapitalo K10 SND Master Fundo de Investimento Multimercado
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	May be deemed affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian depositary receipts	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	3017	86890.23	83789223	08/20/2026	B3

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian depositary receipts	12/04/2024	Open Market Purchases	Shares were acquired in the open market trades			3017	12/06/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer
Date of Notice	08/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joao Carlos T Pinho
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)