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Aura Minerals (AUGO) holder to resell 93 BDRs after prior 3,017 sale

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the underlying issuer for a planned resale of its Brazilian depositary receipts (BDRs) by Kapitalo SND Master Fundo de Investimento Multimercado under Rule 144. The notice covers 93 BDRs, with an aggregate market value of 2,751.04, to be sold for cash on or about 12/09/2024. The BDRs were acquired via open market purchases on 12/05/2024. A prior sale by the same holder during the past three months totaled 3,017 BDRs for proceeds of 86,642.27. Each BDR represents a fractional interest in Aura Minerals, with three BDRs representing one common share of Aura Minerals.

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BDRs to be sold 93 Brazilian depositary receipts Amount of Aura Minerals BDRs covered by the Rule 144 notice
Aggregate market value of BDRs to be sold 2,751.04 Market value stated for the 93 BDRs in the Rule 144 filing
BDRs sold in past three months 3,017 Brazilian depositary receipts Quantity sold on 08/20/2026 by the same holder
Proceeds from past three-month BDR sales 86,642.27 Total consideration received for 3,017 BDRs sold on 08/20/2026
BDR-to-common-share ratio Three BDRs represent one common share Stated relationship between Aura Minerals BDRs and common shares
Date of Notice 08/24/2026 Date on which the Rule 144 notice was signed and filed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
Common Shares financial
"certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

What securities of Aura Minerals Inc. (AUGO) are covered by this Rule 144 notice?

The notice covers Brazilian depositary receipts (BDRs) representing common shares of Aura Minerals Inc. According to the disclosure, three BDRs represent one common share of the issuer. The filing relates specifically to BDRs, not directly to the underlying common shares.

How many Aura Minerals (AUGO) BDRs are proposed to be sold and at what value?

The filer plans to sell 93 Brazilian depositary receipts of Aura Minerals, with an aggregate market value stated as 2,751.04. These BDRs are to be sold for cash, with the intended sale date listed as 12/09/2024.

Who is the selling holder in this Aura Minerals (AUGO) Rule 144 filing?

The selling holder is Kapitalo SND Master Fundo de Investimento Multimercado. The notice states that this person or entity may be deemed an affiliate for Rule 144 purposes, and it provides information required for aggregated sales under Rule 144(e).

How and when were the Aura Minerals (AUGO) BDRs intended for sale acquired?

The 93 BDRs intended for sale were acquired through open market purchases described as “shares were acquired in the open market trades.” The acquisition date is listed as 12/05/2024, with the planned sale date on or about 12/09/2024.

What Aura Minerals (AUGO) BDR sales occurred in the past three months?

During the past three months, the selling holder reported selling 3,017 Brazilian depositary receipts of Aura Minerals on 08/20/2026 for total proceeds of 86,642.27. This prior activity is disclosed as required under Rule 144.

What is the relationship between Aura Minerals (AUGO) BDRs and its common shares?

The remarks state that Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc. Specifically, three BDRs represent one common share of the issuer, defining the conversion ratio between the depositary receipts and the underlying equity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature