STOCK TITAN
  1. Home
  2. Sec-filings
  3. AUGO
  4. [144] Aura Minerals Inc. SEC Filing

Aura Minerals (AUGO) holder to sell 111 BDRs on Brazil's B3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the underlying issuer for Brazilian depositary receipts (BDRs) that Kapitalo Alpha Global Master Fundo de Investimento Multimercado plans to sell under Rule 144. The notice covers 111 BDRs, with a stated value of 3105.64, to be sold through J.P. Morgan Securities LLC on the B3 exchange. The BDRs were originally acquired through open market purchases and three BDRs represent one common share of Aura Minerals. Kapitalo Alpha Global Master has also reported several recent BDR sales over the past three months in small blocks.

Positive

  • None.

Negative

  • None.
Brazilian depositary receipts to be sold 111 BDRs Quantity of Aura Minerals BDRs covered by the notice
Stated value of BDRs to be sold 3105.64 Value associated with 111 Brazilian depositary receipts
Recent sale on 08/20/2026 55 BDRs for 1579.49 One of the reported sales during the past 3 months
Recent sale on 08/24/2026 2 BDRs for 59.29 Reported sale of Aura Minerals BDRs
Recent sale on 08/25/2026 20 BDRs for 599.16 Reported sale of Aura Minerals BDRs
Recent sale on 08/26/2026 41 BDRs for 1220.87 Reported sale of Aura Minerals BDRs
BDR-to-share ratio 3 BDRs per 1 common share Each three Brazilian depositary receipts represent one Aura Minerals common share
Date of notice 08/28/2026 Date on which the Rule 144 notice was signed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Brazilian depositary receipts | 05/08/2023 | Open Market Purchases"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 financial
"83789223 | 08/28/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What securities of AUGO are involved in this Form 144 notice?
The notice involves Brazilian depositary receipts (BDRs) representing common shares of Aura Minerals Inc. (AUGO). The remarks state that three BDRs represent one common share of Aura Minerals.

How many Aura Minerals (AUGO) BDRs are planned to be sold?
Kapitalo Alpha Global Master Fundo de Investimento Multimercado plans to sell 111 Brazilian depositary receipts of Aura Minerals Inc. The securities are indicated for sale through J.P. Morgan Securities LLC on the B3 exchange.

What is the stated value of the Aura Minerals (AUGO) BDRs to be sold?
The notice lists a value of 3105.64 for the 111 Brazilian depositary receipts of Aura Minerals Inc. to be sold. This value is reported together with the quantity in the securities information section.

Who is selling Aura Minerals (AUGO) BDRs under this Rule 144 notice?
The seller is Kapitalo Alpha Global Master Fundo de Investimento Multimercado. The notice identifies this fund as the person for whose account the Aura Minerals Brazilian depositary receipts are to be sold and notes that it may be deemed an affiliate.

On which market will the Aura Minerals (AUGO) BDRs be sold?
The Brazilian depositary receipts of Aura Minerals are listed for sale on the B3 exchange. J.P. Morgan Securities LLC is named in the securities information section as the broker handling the transactions.

What recent sales of Aura Minerals (AUGO) BDRs has the fund reported?
The fund reports several recent BDR sales, including 55 BDRs on 08/20/2026, 2 BDRs on 08/24/2026, 20 BDRs on 08/25/2026, and 41 BDRs on 08/26/2026, each with corresponding transaction values listed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR