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Aura Minerals holder to sell 10,908 BDRs

Rule 144 notice covers secondary sales of 10,908 Aura Minerals Brazilian depositary receipts by an investment fund on B3.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has a notice of proposed sale under Rule 144 filed for Brazilian depositary receipts (BDRs) held for the account of Kapitalo Master V Fundo de Investimento Multimercado. The notice covers 10,908 BDRs, with an aggregate market value of 317,921.31, to be sold through Morgan Stanley’s Institutional Equity Division on the B3 exchange after September 3, 2026.

The issuer reports 83,789,223 common shares outstanding, and each common share is represented by three BDRs. The filing also lists recent BDR sales by the same fund in the prior three months, indicating ongoing secondary-market activity rather than a new issuance by Aura Minerals.

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Brazilian depositary receipts to be sold 10,908 BDRs Securities to be sold under Rule 144 notice
Aggregate market value of BDRs to be sold 317,921.31 Market value for 10,908 Brazilian depositary receipts covered by the notice
Aura Minerals common shares outstanding 83,789,223 shares Issuer’s common shares outstanding as shown in securities information
BDR-to-common-share ratio 3 BDRs per 1 common share Remarks state three BDRs represent one common share of the issuer
BDRs sold on August 19, 2026 2,138 BDRs Past 3 months sales table for Brazilian depositary receipts
Proceeds on August 19, 2026 sale 59,828.57 Gross proceeds for 2,138 BDRs sold
BDRs sold on August 28, 2026 9,563 BDRs Past 3 months sales table for Brazilian depositary receipts
Proceeds on August 28, 2026 sale 265,692.74 Gross proceeds for 9,563 BDRs sold
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases market
"Brazilian depositary receipts | 09/15/2022 | Open Market Purchases |"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
aggregate market value financial
"Brazilian depositary receipts | Morgan Stanley | ... | 317921.31 |"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

What securities of Aura Minerals Inc. (AUGO) are covered by this Form 144?

The notice covers Brazilian depositary receipts (BDRs) of Aura Minerals Inc. The remarks state that these BDRs are certificates representing common shares, with three BDRs representing one common share of the issuer.

How many Aura Minerals (AUGO) BDRs are proposed to be sold under this Form 144?

The filing lists 10,908 Brazilian depositary receipts to be sold. The related securities information table shows this quantity alongside an aggregate market value of 317,921.31 for the proposed sale.

Who is selling Aura Minerals (AUGO) securities in this Form 144 filing?

The securities are to be sold for the account of Kapitalo Master V Fundo de Investimento Multimercado. The filing notes that this holder may be deemed an affiliate, and the sales are reported in accordance with Rule 144 requirements.

On which exchange and through which broker will the Aura Minerals (AUGO) BDRs be sold?

The securities information section identifies Morgan Stanley – Institutional Equity Division as the broker and shows the exchange as B3, the Brazilian stock exchange, for trading the Brazilian depositary receipts.

What recent Aura Minerals (AUGO) BDR sales by the fund are disclosed?

The filing lists sales of BDRs by the fund on several dates, including 2,138 BDRs on August 19, 2026 for 59,828.57 and 9,563 BDRs on August 28, 2026 for 265,692.74, along with other smaller transactions in that period.

How many Aura Minerals (AUGO) common shares are outstanding according to this filing?

The securities information table reports 83,789,223 common shares outstanding for Aura Minerals Inc. This figure is presented as context for the Rule 144 sale of Brazilian depositary receipts, which represent those common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature