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Aura Minerals holder plans 21,990 BDR resale

Aura Minerals Inc. (AUGO) is the issuer for which Kapitalo Master III Fundo de Investimento Multimercado filed a notice of proposed resale of Brazilian depositary receipts under Rule 144.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer for which Kapitalo Master III Fundo de Investimento Multimercado filed a notice of proposed resale of Brazilian depositary receipts under Rule 144. The notice covers 21,990 Brazilian depositary receipts, with an aggregate market value of 614,517.13 as of September 2, 2026, to be sold on B3 through Morgan Stanley’s institutional equity division. The securities were originally acquired on June 12, 2025 through open market purchases, and each BDR represents one-third of a common share of Aura Minerals.

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Brazilian depositary receipts to be sold 21,990 BDRs Amount of Aura Minerals BDRs covered by the Rule 144 notice
Aggregate market value of BDRs to be sold 614,517.13 Value of 21,990 Aura Minerals BDRs as of September 2, 2026
BDR-to-common-share ratio 3 BDRs per 1 common share Three Brazilian depositary receipts represent one Aura Minerals common share
Acquisition date of BDRs June 12, 2025 Date the 21,990 BDRs were acquired in open market purchases
Prior sale on June 9, 2026 27,286 BDRs for 521,354.58 One of the reported BDR sales in the past 3 months
Prior sale on August 20, 2026 61,433 BDRs for 1,764,234.17 Another reported BDR sale in the past 3 months
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"06/12/2025 | Open Market Purchases | Shares were acquired"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"09/02/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What does the Form 144 filing mean for Aura Minerals Inc. (AUGO)?
It reports that Kapitalo Master III intends to sell 21,990 Brazilian depositary receipts of Aura Minerals under Rule 144. This is a resale notification by an affiliate-level holder and does not itself involve Aura Minerals issuing new securities.

How many Aura Minerals Brazilian depositary receipts are proposed to be sold?
The notice covers 21,990 Brazilian depositary receipts of Aura Minerals, with an aggregate market value of 614,517.13 as of September 2, 2026. These receipts are planned to be sold on B3 through Morgan Stanley’s institutional equity division.

What do the Brazilian depositary receipts of Aura Minerals (AUGO) represent?
The filing states that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals and that three BDRs represent one common share of the issuer. The resale therefore indirectly involves Aura Minerals common equity.

How and when were the Aura Minerals BDRs being sold under this Form 144 acquired?
The Form 144 states that the 21,990 Brazilian depositary receipts were acquired on June 12, 2025 through open market purchases, with consideration listed as cash. This establishes the holding period for the Rule 144 resale.

What prior sales of Aura Minerals Brazilian depositary receipts were made in the last 3 months?
The form lists multiple sales of Brazilian depositary receipts by Kapitalo entities between June 9, 2026 and September 1, 2026, including transactions such as 27,286 BDRs for 521,354.58 on June 9 and 61,433 BDRs for 1,764,234.17 on August 20.

On which market will the Aura Minerals (AUGO) BDRs be sold under this notice?
The filing states that the Brazilian depositary receipts will be sold on B3, using Morgan Stanley’s institutional equity division as the broker. The securities information box identifies B3 as the principal market for these receipts.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR