STOCK TITAN

Aura Minerals (AUGO) fund plans sale of 25,703 BDRs on B3

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has a notice of proposed sale under Rule 144 filed on behalf of Kapitalo Master III Fundo de Investimento Multimercado. The holder plans to sell 25,703 Brazilian depositary receipts (BDRs), which were acquired through open market purchases.

The seller previously disposed of 4,257 BDRs on 05/26/2026 for 107,696.07 and 27,286 BDRs on 06/09/2026 for 521,354.58 during the prior three months. Each BDR represents an interest in Aura Minerals’ common shares, with three BDRs equal to one common share.

Positive

  • None.

Negative

  • None.
BDRs to be sold 25,703 Brazilian depositary receipts Planned sale under Rule 144 by Kapitalo Master III Fundo de Investimento Multimercado
BDRs sold 05/26/2026 4,257 Brazilian depositary receipts Sale during past three months
Proceeds 05/26/2026 107,696.07 Consideration for 4,257 BDRs sold
BDRs sold 06/09/2026 27,286 Brazilian depositary receipts Sale during past three months
Proceeds 06/09/2026 521,354.58 Consideration for 27,286 BDRs sold
BDR to common share ratio 3 BDRs per 1 common share Conversion relationship between BDRs and Aura Minerals common shares
Date of Notice 08/19/2026 Date of Rule 144 notice filing
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
Common Shares financial
"certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

What does the Form 144 filing for Aura Minerals Inc. (AUGO) disclose?

The filing discloses that Kapitalo Master III Fundo de Investimento Multimercado intends to sell 25,703 Brazilian depositary receipts of Aura Minerals under Rule 144. It also lists BDR sales made in the previous three months and clarifies each BDR’s linkage to common shares.

How many Aura Minerals (AUGO) Brazilian depositary receipts are planned to be sold?

The seller plans to sell 25,703 Brazilian depositary receipts (BDRs). These BDRs were acquired through open market purchases and are being registered for potential resale under Rule 144, which governs resales of restricted and affiliate-held securities.

What Aura Minerals (AUGO) BDR sales occurred in the past three months?

In the past three months, the reporting holder sold 4,257 BDRs on 05/26/2026 for 107,696.07 and 27,286 BDRs on 06/09/2026 for 521,354.58. These transactions are disclosed as part of the Rule 144 reporting requirements.

How do Aura Minerals (AUGO) Brazilian depositary receipts relate to common shares?

Each Aura Minerals Brazilian depositary receipt represents a fraction of a common share, with three BDRs equal to one common share. This means investors holding BDRs have indirect exposure to Aura Minerals’ underlying common equity through these certificates.

Who is selling Aura Minerals (AUGO) securities under this Form 144?

The seller is Kapitalo Master III Fundo de Investimento Multimercado, which may be deemed an affiliate. The notice is signed by Joao Carlos T Pinho, providing required details on intended sales and recent BDR transactions under Rule 144.

On which market are Aura Minerals (AUGO) Brazilian depositary receipts listed?

The Brazilian depositary receipts referenced are listed on B3. The filing identifies them as Brazilian depositary receipts representing Aura Minerals’ common shares, facilitating trading in Brazil while the underlying shares relate to the issuer’s equity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature