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  4. [144] Aura Minerals Inc. SEC Filing

Aura Minerals (AUGO) fund to sell 22,196 BDRs on B3 exchange

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has a holder, Kapitalo Zeta Meridia Master Fundo de Investimento Multimercado, filing a notice of proposed resale of Brazilian depositary receipts under Rule 144. The notice covers 22,196 Brazilian depositary receipts to be sold through BofA Securities Inc. on the B3 exchange.

The Brazilian depositary receipts were acquired in open market purchases for cash on May 12, 2022 and May 16, 2022. Each receipt represents an interest in Aura Minerals’ common shares, with the filer stating that three BDRs represent one common share of Aura Minerals Inc.

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Brazilian depositary receipts to be sold 22,196 Brazilian depositary receipts Proposed resale under Rule 144 by Kapitalo Zeta Meridia Master Fundo de Investimento Multimercado
BDR-to-common-share ratio 3 BDRs represent 1 common share Certificates representing common shares of Aura Minerals Inc.
Acquisition dates of BDRs May 12, 2022 and May 16, 2022 Dates on which the BDRs were acquired in open market purchases for cash
Date of Notice 08/20/2026 Date the Rule 144 notice was signed and filed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
open market purchases financial
"Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
affiliate regulatory
"May be deemed affiliate"

FAQ

What does Aura Minerals Inc. (AUGO) disclose in this Form 144 filing?
Aura Minerals Inc. (AUGO) is identified as the issuer for a Rule 144 notice filed by Kapitalo Zeta Meridia Master Fundo de Investimento Multimercado covering a proposed sale of 22,196 Brazilian depositary receipts representing common shares on the B3 exchange through BofA Securities Inc.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered by this Form 144?
The Form 144 notice covers 22,196 Brazilian depositary receipts of Aura Minerals Inc. These receipts are to be sold on the B3 exchange, with BofA Securities Inc. listed as the intermediary.

What do Aura Minerals (AUGO) Brazilian depositary receipts represent according to the filing?
The filing states that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer.

Who is selling Aura Minerals (AUGO) securities under this Rule 144 notice?
The person for whose account the securities are to be sold is Kapitalo Zeta Meridia Master Fundo de Investimento Multimercado, which may be deemed an affiliate for Rule 144 purposes.

How and when were the Aura Minerals (AUGO) BDRs in this Form 144 acquired?
The Brazilian depositary receipts were acquired in open market purchases, with the filing specifying acquisitions on May 12, 2022 and May 16, 2022 for cash consideration.

On which market are the Aura Minerals (AUGO) BDRs in this Form 144 expected to trade?
The Brazilian depositary receipts referenced in the Form 144 are listed with the trading market identified as B3, with BofA Securities Inc. named in connection with the securities.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR