Kapitalo International Fund (AUGO) sells 12,486 and 3,140 shares via BofA

Rhea-AI Filing Summary

KAPITALO INTERNATIONAL FUND SPC submitted a Form 144 notice for sales of Common Shares of AUGO originally acquired in open market purchases on 03/31/2021. The excerpt shows two reported dispositions: 12,486 shares on 05/12/2026 and 3,140 shares on 05/27/2026, with gross proceeds of $214,017.49 and $46,951.63, respectively.

The filing lists the broker as BofA Securities Inc and identifies the issuer information for AUGO. The notice records that the shares were acquired in open market trades and sold for cash; no further terms or beneficiary details are provided in the excerpt.

Insights

Securities Compliance Analyst

Form 144 records resale of shares acquired in open market trades.

Form 144 is a notice of proposed sale under Rule 144; the excerpt documents two sales by Kapitalo International Fund SPC of AUGO common shares with dates and gross proceeds shown. The broker listed is BofA Securities Inc.

These entries are administrative disclosures of resale activity; timing and execution mechanics beyond the dates and amounts shown are not provided in the excerpt.

Fund Operations Specialist

Sales were sourced from open‑market purchases made in 2021.

The excerpt explicitly states acquisition method as Open Market Purchases on 03/31/2021, indicating the securities sold were held since that date. The filing shows cash proceeds for the two reported sale dates.

Further documentation (trade confirmations or brokerage reports) would be needed to confirm settlement or residual holdings; such details are not included here.

Key Figures

Shares sold (first trade): 12,486 shares Gross proceeds (first trade): $214,017.49 Shares sold (second trade): 3,140 shares +4 more

7 metrics

Shares sold (first trade) 12,486 shares sale date 05/12/2026

Gross proceeds (first trade) $214,017.49 sale date 05/12/2026

Shares sold (second trade) 3,140 shares sale date 05/27/2026

Gross proceeds (second trade) $46,951.63 sale date 05/27/2026

Acquisition date 03/31/2021 acquired via open market purchases

Broker BofA Securities Inc listed in securities information

Listed quantity (repeated field) 10,525 appears in securities information lines

Key Terms

Form 144, Open Market Purchases, Gross proceeds, Broker

4 terms

Form 144 regulatory

"144: Securities To Be Sold | Common Shares no par value"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchases market

"Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Gross proceeds financial

"12486 | 214017.49"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

Broker financial

"BofA Securities Inc 1209 Orange Street"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares no par value	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	10525	141554.18	83789223	05/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares no par value	03/31/2021	Open Market Purchases	Shares were acquired in the open market trades			10525	04/01/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO K USD Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Common Shares no par value	05/12/2026	12486	214017.49
KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO K USD Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Common Shares no par value	05/27/2026	3140	46951.63

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AUGO Form 144 filed by Kapitalo International Fund SPC show?

The filing shows two sales of AUGO common shares: 12,486 shares on 05/12/2026 and 3,140 shares on 05/27/2026, with gross proceeds of $214,017.49 and $46,951.63. It lists BofA Securities Inc as broker.

How were the AUGO shares acquired that Kapitalo sold per the Form 144?

The excerpt states the shares were acquired via Open Market Purchases on 03/31/2021. The filing ties the disposition to those open‑market acquisitions and indicates the sales were for cash.

Does the Form 144 specify who receives the sale proceeds for AUGO?

The excerpt records gross proceeds amounts ($214,017.49 and $46,951.63) and lists the broker, but it does not state the ultimate recipient designation beyond the selling holder, Kapitalo International Fund SPC.

Which broker handled the AUGO sales listed in the Form 144?

The filing identifies BofA Securities Inc with an address at 1209 Orange Street, Wilmington, DE. That broker is shown in the securities information section of the excerpt.

Are the reported AUGO sales part of a planned distribution or private placement?

The excerpt describes the transactions as Open Market Purchases followed by resale and records sales on specific dates; it does not describe a planned distribution program or private placement in the provided text.