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Aura Minerals holder plans sale of 1,354 BDRs

Aura Minerals Inc. (AUGO) is the underlying issuer for Brazilian depositary receipts (BDRs) that Kapitalo Master III Fundo de Investimento Multimercado plans to sell under Rule 144.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the underlying issuer for Brazilian depositary receipts (BDRs) that Kapitalo Master III Fundo de Investimento Multimercado plans to sell under Rule 144. The notice covers the proposed sale of 1,354 BDRs, which were acquired in open market purchases on June 12, 2025 and are to be sold for cash beginning June 16, 2025.

The filing also lists multiple BDR sales by an affiliated fund over the prior three months, including blocks such as 100,083 BDRs sold on September 3, 2026. The BDRs are certificates representing Aura Minerals common shares, with three BDRs equal to one common share, and are indicated as trading on B3 with Morgan Stanley’s Institutional Equity Division involved.

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BDRs to be sold 1,354 Brazilian depositary receipts Proposed sale under Rule 144 by Kapitalo Master III Fundo de Investimento Multimercado
Acquisition date of BDRs June 12, 2025 Date the 1,354 BDRs were acquired in open market trades
Planned sale start date June 16, 2025 Date indicated for sale of the 1,354 BDRs for cash
Largest single recent BDR sale 100,083 Brazilian depositary receipts Quantity sold on September 3, 2026 by an affiliated fund
Aggregate proceeds for sale on September 3, 2026 2,934,790.42 Total consideration for the 100,083 BDRs sold on that date, in the currency stated
BDR-to-share ratio 3 BDRs per 1 common share Each three Brazilian depositary receipts represent one Aura Minerals common share
Recent BDR sale example 61,433 Brazilian depositary receipts for 1,764,234.17 Sale on August 20, 2026 reported in the past 3 months section
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases market
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"09/08/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What securities tied to AUGO are covered by this Form 144 notice?
The notice covers Brazilian depositary receipts (BDRs) representing common shares of Aura Minerals Inc. Three BDRs represent one common share of Aura Minerals, and these BDRs are indicated as trading on B3 with Morgan Stanley’s Institutional Equity Division involved.

How many Aura Minerals (AUGO) BDRs are proposed to be sold?
Kapitalo Master III Fundo de Investimento Multimercado filed to sell 1,354 Brazilian depositary receipts of Aura Minerals. These BDRs were acquired in open market trades on June 12, 2025 and are indicated as to be sold for cash beginning June 16, 2025.

Who is the selling security holder in this Aura Minerals (AUGO) Form 144?
The selling holder is Kapitalo Master III Fundo de Investimento Multimercado. The filing states this holder may be deemed an affiliate, and it provides information that must be aggregated with sales by related persons as required by Rule 144.

What recent sales of Aura Minerals (AUGO) BDRs are disclosed?
Over the prior three months, an affiliated fund reported multiple BDR sales, including 27,286 BDRs on June 9, 2026, 61,433 BDRs on August 20, 2026, and 100,083 BDRs on September 3, 2026, with respective aggregate proceeds such as 2,934,790.42 in the currency stated.

What does the Form 144 say about the relationship between Aura Minerals (AUGO) BDRs and common shares?
The filing states that Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc. It specifies that three BDRs represent one common share of the issuer, clarifying how the depositary receipts relate to the underlying equity.

On which market are Aura Minerals (AUGO) BDRs indicated to trade in this filing?
The BDRs are indicated with the market designation B3. The securities information section also references Morgan Stanley’s Institutional Equity Division in São Paulo in connection with these Brazilian depositary receipts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR

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