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Aura Minerals (AUGO) affiliate plans 1 BDR sale after 27 already sold

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has a Rule 144 notice filed for a planned sale of Brazilian depositary receipts (BDRs) by Kapitalo Sigma LLC, which may be deemed an affiliate. The planned sale covers 1 BDR on or about August 24, 2026 through B3 via BofA Securities Inc. The BDRs were acquired through open market purchases. Over the prior three months, Kapitalo Sigma LLC reported selling 27 BDRs with an aggregate market value of 775.39. The filing notes that each Common Share of Aura Minerals is represented by three BDRs.

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BDRs to be sold 1 Brazilian depositary receipt Planned Rule 144 sale by Kapitalo Sigma LLC on or about August 24, 2026
Aggregate market value of planned sale 29.58 Value of 1 Brazilian depositary receipt covered by the notice
Shares outstanding 83,789,223 shares Shares outstanding of the class underlying the BDRs for Rule 144 calculations
BDRs sold in past 3 months 27 Brazilian depositary receipts Sales by Kapitalo Sigma LLC on August 20, 2026
Aggregate market value of past 3‑month sales 775.39 Aggregate market value of 27 Brazilian depositary receipts sold
BDR to Common Share ratio 3 BDRs per 1 Common Share Each Common Share of Aura Minerals Inc. is represented by three BDRs
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"08/24/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What does the Form 144 filing for Aura Minerals Inc. (AUGO) disclose?

The filing discloses that Kapitalo Sigma LLC, which may be deemed an affiliate of Aura Minerals Inc., plans to sell 1 Brazilian depositary receipt (BDR) under Rule 144 on or about August 24, 2026 through B3 using BofA Securities Inc. as broker.

How many Aura Minerals (AUGO) securities are covered and what is their value?

The notice covers 1 Brazilian depositary receipt with an aggregate market value of 29.58. The filing also states there are 83,789,223 shares outstanding of the relevant class as context for the Rule 144 sale limits.

What recent sales has Kapitalo Sigma LLC reported for Aura Minerals (AUGO)?

Over the past three months, Kapitalo Sigma LLC reported selling 27 Brazilian depositary receipts of Aura Minerals Inc. on August 20, 2026 with an aggregate market value of 775.39, as required disclosure for Rule 144 aggregation calculations.

What are Aura Minerals (AUGO) Brazilian depositary receipts and their share ratio?

The filing explains that Brazilian Depositary Receipts are certificates representing Common Shares of Aura Minerals Inc., and that three BDRs represent one Common Share of the issuer.

Where will the Aura Minerals (AUGO) BDRs under this Form 144 be sold?

The planned sale of 1 Brazilian depositary receipt is indicated for trading on B3, with BofA Securities Inc. identified as the broker handling the transaction.

How does the Form 144 filing relate to Aura Minerals (AUGO) share count?

For Rule 144 purposes, the filing states there are 83,789,223 shares outstanding of the class underlying the Brazilian depositary receipts, providing a reference point for volume limitations on affiliate sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature