STOCK TITAN

Aura Minerals (AUGO) fund plans sale of 703 BDRs on B3

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer for a planned resale under Rule 144 by Kapitalo Master V Fundo de Investimento Multimercado involving 703 Brazilian depositary receipts (BDRs) listed on B3. The filing notes that these BDRs were acquired through open market purchases and references an aggregate market value of US$21,051.38 for the securities to be sold. BDRs are described as certificates representing Aura Minerals common shares, with three BDRs equal to one common share. The notice also lists recent BDR sales by the same fund over the prior three months.

Positive

  • None.

Negative

  • None.
BDRs to be sold 703 BDRs Planned sale of Brazilian depositary receipts under Rule 144
Aggregate market value of securities to be sold US$21,051.38 Associated with the 703 BDRs listed in the securities information section
BDRs sold on 08/19/2026 2,138 BDRs Reported sales during the past three months
Proceeds on 08/19/2026 US$59,828.57 Total consideration for 2,138 BDRs sold
BDRs sold on 08/20/2026 543 BDRs Reported sales during the past three months
Proceeds on 08/20/2026 US$15,593.89 Total consideration for 543 BDRs sold
BDRs sold on 08/24/2026 17 BDRs Reported sales during the past three months
Proceeds on 08/24/2026 US$503.98 Total consideration for 17 BDRs sold
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases market
"05/13/2022 | Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"83789223 | 08/25/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What securities of Aura Minerals Inc. (AUGO) are covered in this Form 144?

The notice covers 703 Brazilian depositary receipts (BDRs) of Aura Minerals Inc. to be sold under Rule 144. The BDRs are listed on B3 and are described as certificates representing the issuer’s common shares, with three BDRs corresponding to one common share.

Who is selling Aura Minerals (AUGO) securities in this Form 144 filing?

The seller is Kapitalo Master V Fundo de Investimento Multimercado. The notice states that the securities for which the Form 144 is filed are BDRs of Aura Minerals Inc. held for this fund’s account and that the filer may be deemed an affiliate.

How many Aura Minerals (AUGO) BDRs are planned to be sold under Rule 144?

The filing indicates an intention to sell 703 Brazilian depositary receipts. These BDRs were acquired through open market purchases, and the securities section associates them with an aggregate market value figure of US$21,051.38.

What Aura Minerals (AUGO) BDR sales occurred in the past three months?

The seller reports three BDR sales: 2,138 BDRs on 08/19/2026 for US$59,828.57, 543 BDRs on 08/20/2026 for US$15,593.89, and 17 BDRs on 08/24/2026 for US$503.98.

What is the relationship between Aura Minerals (AUGO) BDRs and common shares?

The remarks explain that Brazilian Depositary Receipts are certificates representing Aura Minerals common shares and that three BDRs represent one common share of the issuer. This defines the conversion relationship between the BDRs and the underlying equity.

On which market are Aura Minerals (AUGO) BDRs referenced in this filing traded?

The securities information lists the BDRs as traded on B3, with BofA Securities Inc. identified in connection with the Brazilian depositary receipts. The filing ties the planned Rule 144 sales to BDRs on this Brazilian market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature