Aura Minerals director reports 189,795 deferred units

Aura Minerals Inc. director Stephen Norman Sydney Keith filed an initial ownership report showing holdings of deferred share units linked to common shares.

Accepted by SEC EDGAR 03/18/2026 - 10:23 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Aura Minerals Inc. director Stephen Norman Sydney Keith filed an initial ownership report showing holdings of deferred share units linked to common shares. He holds deferred share units representing 189,795 underlying common shares with a zero exercise price, granted under the company’s Director’s Deferred Share Unit Plan. According to the plan, these units are bookkeeping entries whose value tracks the fair market value of the shares and will be settled in cash.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Stephen Norman Sydney Keith Keith

Role Director

Type	Security	Shares	Price	Value
Holding	Deferred Share Unit	--	--	--

Holdings: Deferred Share Unit — 189,795 contracts (Direct)

Footnotes (1)

1. F1. Each deferred share unit ("DSU") means a unit credited by the Issuer to an eligible director by way of a bookkeeping entry in the books of the Issuer, as determined by the board, the value of which at any particular date shall be the Fair Market Value (as defined in the DSU Plan) at that date., granted pursuant to the Issuer's Director's Deferred Share Unit Plan dated April 22, 2010 ("DSU Plan"). DSU Plan was terminated on May 2, 2017. DSUs will be settled in cash.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Aura Minerals (AUGO) director Stephen Keith report on this Form 3?

Stephen Norman Sydney Keith reports his initial beneficial ownership in Aura Minerals through deferred share units representing 189,795 underlying common shares. The filing establishes his starting position as a director rather than recording a new market transaction.

How many deferred share units does the Aura Minerals (AUGO) director hold?

The director holds deferred share units linked to 189,795 underlying common shares. This figure reflects his entire reported deferred share unit position as of the filing and provides context for any future changes in his ownership disclosures.

What are Aura Minerals (AUGO) deferred share units reported on this Form 3?

Each deferred share unit is a bookkeeping entry credited to an eligible director, with its value equal to the fair market value of Aura Minerals’ common shares. These units are granted under the Director’s Deferred Share Unit Plan and track share value without immediate share issuance.

Will the Aura Minerals (AUGO) deferred share units be settled in shares or cash?

The deferred share units will be settled in cash rather than in common shares. Their value at settlement is based on the fair market value of Aura Minerals’ common shares as defined in the Director’s Deferred Share Unit Plan terms.

Is this Aura Minerals (AUGO) Form 3 a buy or sell transaction?

This Form 3 does not record a buy or sell transaction. It is an initial ownership report that discloses the director’s existing deferred share unit holdings, rather than documenting open-market purchases or sales of Aura Minerals shares.

What plan governs the Aura Minerals (AUGO) deferred share units on this Form 3?

The deferred share units were granted under Aura Minerals’ Director’s Deferred Share Unit Plan dated April 22, 2010. The plan has been terminated since May 2, 2017, but outstanding units remain and will be settled in cash according to its terms.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stephen Norman Sydney Keith Keith

(Last) (First) (Middle)

C/O AURA TECHNICAL SERVICES INC.

3390 MARY ST SUITE 116

(Street)

COCONUT GROV FLORIDA 33133

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Aura Minerals Inc. [ AUGO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Share Unit	(1)	(1)	Common Shares	189,795	(1)	D

Explanation of Responses:

1. Each deferred share unit ("DSU") means a unit credited by the Issuer to an eligible director by way of a bookkeeping entry in the books of the Issuer, as determined by the board, the value of which at any particular date shall be the Fair Market Value (as defined in the DSU Plan) at that date., granted pursuant to the Issuer's Director's Deferred Share Unit Plan dated April 22, 2010 ("DSU Plan"). DSU Plan was terminated on May 2, 2017. DSUs will be settled in cash.

	/s/ Stephen Norman Sydney Keith	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)