STOCK TITAN

Aura Minerals (AUGO) CFO sale pre-planned, leaves 106,045 shares

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) reported that its CFO and Corporate Secretary, Joao Kleber Dos Santos Cardoso, sold 2,066 Common Shares on August 17, 2026, at $80.00 per share in a sale coded as an open-market or private transaction. Following this transaction, he held 106,045 Common Shares directly. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2026, indicating it was pre-arranged under that plan.

Positive

  • None.

Negative

  • None.
Insider Dos Santos Cardoso Joao Kleber
Role CFO and Corporate Secretary
Sold 2,066 shs ($165K)
Type Security Shares Price Value
Sale Common Shares F1 2,066 $80.00 $165K
Holdings After Transaction: Common Shares — 106,045 shares (Direct)
Footnotes (1)
  1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2026.
Shares sold 2,066 shares Common Shares sold on August 17, 2026 by the CFO
Sale price $80.00 per share Price for the 2,066 Common Shares sold
Shares held after transaction 106,045 shares Direct ownership by the CFO following the sale
Net shares sold 2,066 shares Net-sell direction from transaction summary
Rule 10b5-1 plan adoption date March 19, 2026 Adoption date of the trading plan used for this sale
Form 4 regulatory
"The sales reported in this Form 4 were effected pursuant"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Rule 10b5-1 trading plan regulatory
"effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open market or private transaction financial
"transaction code description indicates a Sale in open market or private transaction"

FAQ

What insider transaction did Aura Minerals Inc. (AUGO) disclose in this Form 4?

Aura Minerals Inc. disclosed that its CFO and Corporate Secretary, Joao Kleber Dos Santos Cardoso, sold 2,066 Common Shares on August 17, 2026, at $80.00 per share. The transaction was reported as an open-market or private sale.

How many Aura Minerals (AUGO) shares did the CFO retain after the reported sale?

After the reported sale, the CFO held 106,045 Common Shares of Aura Minerals Inc. directly. This post-transaction holding reflects his remaining reported ownership following the disposition of 2,066 shares in the August 17, 2026 transaction.

Was the Aura Minerals (AUGO) CFO’s share sale under a Rule 10b5-1 trading plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2026. The Form 4 also has the Rule 10b5-1 affirmation box marked true.

What was the sale price in the Aura Minerals (AUGO) insider transaction?

The CFO’s sale of Aura Minerals Inc. Common Shares was reported at a price of $80.00 per share. This price applies to the 2,066 shares sold on August 17, 2026 in the non-derivative transaction.

Who is the insider involved in the recent Aura Minerals (AUGO) Form 4 filing?

The insider is Joao Kleber Dos Santos Cardoso, who serves as CFO and Corporate Secretary of Aura Minerals Inc. He reported a sale of 2,066 Common Shares and now directly holds 106,045 shares following the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dos Santos Cardoso Joao Kleber

(Last)(First)(Middle)
C/O AURA TECHNICAL SERVICES INC.
3390 MARY ST, SUITE 116

(Street)
COCONUT GROVE FLORIDA 33133

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aura Minerals Inc. [ AUGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares08/17/2026S(1)2,066D$80106,045D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2026.
/s/ Joao Kleber Dos Santos Cardoso08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)