Every Form 4 that Aura Minerals Inc. (AUGO) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AUGO and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AUGO filings page.
Aura Minerals Inc. director Bruno Sousa Mauad reported indirect purchases of Brazilian Depositary Receipts (BDRs) linked to the company. Entities managed by Kapitalo Investimentos Ltda. acquired 280,160 BDRs on June 11, 2026 at a weighted average price of 19.22 per BDR. Each BDR represents one-third of a common share, so these BDRs correspond to about 93,386.67 common shares. Following these trades and related restructuring transactions, indirect holdings reported in this filing total 16,243,073 BDRs. Some clients managed by Kapitalo also entered securities lending agreements transferring title temporarily to counterparties while retaining beneficial ownership, which is why several transactions are coded as other acquisitions or dispositions.
Entities managed by Kapitalo Investimentos Ltda., which may be deemed indirectly beneficially owned by Aura Minerals director Bruno Sousa Mauad, reported mixed trades in Brazilian Depositary Receipts (BDRs) of Aura Minerals Inc..
On June 9, 2026, these entities executed an open-market purchase of 27,286 BDRs at $19.11 per BDR and a same-day open-market sale of 27,286 BDRs at a weighted-average price of about $19.10 per BDR. Two “J” code transactions on that date reflect other acquisitions or dispositions tied to a securities lending agreement covering 24,461 BDRs, linked to 8,153.67 underlying common shares.
Earlier, on May 26, 2026, Kapitalo-managed clients sold 6,309 BDRs at a weighted-average price of $24.57 per BDR. Across the reported open-market trades, the activity represents a net sale of 6,309 BDRs, with total BDR-related derivative holdings reported at 15,944,761 BDRs following the latest transactions. The BDRs are structured as equity swaps and are held indirectly by Kapitalo-managed clients under securities lending arrangements.
Aura Minerals Inc. insider filing shows restructuring transactions involving Brazilian Depositary Receipts and securities lending agreements, rather than open-market buying or selling. Entities managed by Kapitalo Investimentos, whose clients may be deemed to beneficially own the shares, entered into securities lending agreements that temporarily transfer title to counterparties while allowing the clients to retain beneficial ownership and the right to end the arrangements.
The filing reports four "other" derivative transactions tied to Brazilian Depositary Receipts and related securities lending agreements, with indirect ownership reported for clients managed by Kapitalo and only deemed indirect beneficial ownership for director Bruno Sousa Mauad.
Aura Minerals Inc. director Bruno Sousa Mauad reported indirect restructuring transactions involving securities of the company held through entities managed by Kapitalo Investimentos Ltda. The activity is classified as an "other" type of acquisition or disposition, not a standard market buy or sell.
The filing shows two derivative transactions dated June 3, 2026: one tied to a Securities Lending Agreement and one involving Brazilian Depositary Receipts (BDRs), each for 1,313 instruments, corresponding to 437.670 underlying common shares. After these changes, indirect holdings reported in the two records are about 15.97 million common shares. Footnotes explain that BDRs represent Aura common shares on a 3‑to‑1 basis, that the securities are owned directly by Kapitalo-managed entities, and that certain clients entered securities lending agreements transferring title to a counterparty while potentially retaining beneficial ownership since the arrangements can be ended at any time.
Aura Minerals Inc. reported that entities managed by Kapitalo Investimentos Ltda., which may be deemed indirectly beneficially owned by director Bruno Sousa Mauad, made open-market purchases of the company’s securities. The entities bought 2,800 Common Shares at about $64.95 per share and 10,000 Brazilian Depositary Receipts (BDRs) at about $22.35 per BDR. Three BDRs represent one Common Share, so the BDR purchase corresponds to 3,333.33 underlying Common Shares. Following these transactions, the entities held 437,765 Common Shares and 15,969,222 BDRs indirectly linked to Mauad.
Aura Minerals Inc. director Bruno Sousa Mauad reported a set of “other” derivative transactions involving securities lending arrangements and Brazilian Depositary Receipts (BDRs) linked to Aura Minerals common shares. The filing shows restructuring-type activity totaling 268,888 derivative securities with no cash price per unit reported.
The BDRs each represent certificates over common shares, with three BDRs equal to one common share. The positions are held indirectly through entities and clients managed by Kapitalo Investimentos Ltda., which are identified as the direct owners of the securities, while Mauad may be deemed an indirect beneficial owner.
Aura Minerals Inc. director-associated entities managed by Kapitalo Investimentos reported open‑market sales of Common Shares. On May 28, 2026, they sold 32,356 Common Shares at a weighted average price around $76.98, and on May 29, 2026 they sold 100,000 Common Shares at a weighted average price around $77.48. Footnotes state these were executed in multiple trades within disclosed price ranges.
Following the May 29 transactions, the filing shows 434,965 Common Shares indirectly held through Kapitalo-managed entities. The report also describes securities lending arrangements and related positions in Brazilian Depositary Receipts, where three BDRs represent one Common Share, characterized as other transactions without stated cash consideration.
Aura Minerals Inc. reported insider equity transactions by CFO and Corporate Secretary Joao Kleber Dos Santos Cardoso. On May 11, 2026, he exercised stock options to acquire 26,158 Common Shares at C$17.35 per share, increasing his direct holdings to 181,075 Common Shares. A corresponding derivative entry shows his stock option position at 69,248 options following this exercise, with an exercise price of C$17.35 and an expiration on January 10, 2032. On May 27, 2026, 2,964 Common Shares were disposed of at C$76.42 per share to cover tax obligations, a tax-withholding transaction rather than an open-market sale, leaving him with 178,111 Common Shares held directly. Footnotes clarify these amounts are in Canadian dollars and that the options were granted on January 10, 2025 and vest in three equal annual installments starting January 10, 2026.
Entities managed by Kapitalo Investimentos Ltda., which may be deemed indirectly beneficially owned by Aura Minerals director Bruno Sousa Mauad, sold 9,652 Common Shares of Aura Minerals Inc. in an open-market transaction at a weighted average price of $75.62 per share. After this sale, these entities continued to hold 567,321 Common Shares indirectly. The filing also reports several "J" code transactions involving securities lending agreements and Brazilian Depositary Receipts, where certain clients of Kapitalo temporarily transferred title to securities under lending arrangements but may still be deemed to beneficially own them, and three BDRs represent one Common Share of Aura Minerals.
Aura Minerals Inc. CFO and Corporate Secretary Joao Kleber Dos Santos Cardoso exercised stock options to acquire 7,926 Common Shares at C$17.35 per share. Following the transaction, he directly holds 154,917 Common Shares and 95,406 stock options. The filing shows an exercise-and-hold pattern with no share sales reported.
Aura Minerals Inc. director Bruno Sousa Mauad reported several indirect, non-market transactions involving Brazilian Depository Receipts and related securities lending arrangements. All six transactions are coded "J" as other acquisitions or dispositions and reflect internal restructuring rather than open-market buying or selling.
The securities are owned directly by entities and clients managed by Kapitalo Investimentos Ltda., and may be deemed indirectly beneficially owned by Mauad as a partner of Kapitalo. Certain clients entered into securities lending agreements transferring title to counterparties for the duration of the agreements, while those clients may still be considered beneficial owners and can discontinue the arrangements at any time.
After these transactions, indirect holdings related to the reported positions totaled 15,959,222 common shares, providing context for the overall scale of the restructured positions.
Aura Minerals Inc. director Bruno Sousa Mauad reported indirect restructuring transactions involving securities tied to the company. Entities managed by Kapitalo Investimentos Ltda., where he is a partner, entered into securities lending agreements involving 27,326 Brazilian Depositary Receipts (BDRs), which represent 9,108 common shares. After these non-cash, other-type transactions, indirect holdings reported in BDRs totaled 15,931,896. The filing notes that certain Kapitalo-managed clients may still be deemed beneficial owners because these lending arrangements can be discontinued at any time.
Aura Minerals Inc. director-associated entities reported internal restructuring transactions involving Brazilian Depositary Receipts (BDRs) and related securities lending agreements. On May 15 and May 18, clients managed by Kapitalo Investimentos Ltda. adjusted positions through securities lending, with no stated purchase or sale price.
The positions are held by entities managed by Kapitalo and may be deemed indirectly beneficially owned by Bruno Sousa Mauad. Certain clients entered securities lending agreements transferring title to counterparties, while those clients may still be considered beneficial owners because the arrangements can be discontinued at any time.
Aura Minerals Inc. director-associated entity Kapitalo Investimentos reported net open-market sales of 88,254 Brazilian Depositary Receipts (BDRs) linked to Aura Minerals on May 13–14, 2026. The BDRs were sold at weighted average prices around $27 per receipt, with 15,959,222 BDRs remaining held indirectly after the transactions.
Each BDR represents exposure to Aura’s common equity, as three BDRs correspond to one common share. The reported dollar prices reflect conversion from Brazilian reais using Banco Central do Brasil exchange rates on the respective trade dates.
Aura Minerals Inc. President and CEO Rodrigo Cardoso reported open-market sales of common shares and a new forward sale contract. On May 11, 2026, he sold 60,000 common shares at a weighted average price of $81.43, followed by 55,000 shares sold on May 12, 2026 at a weighted average price of $82.63, for total sales of 115,000 shares. After these transactions, he directly owned 739,745 common shares. On May 11, 2026, he also entered into a prepaid variable forward sale contract with an unaffiliated buyer covering up to 128,000 common shares, with final settlement on May 11, 2027. The contract provides an up-front cash payment and requires delivery of up to 128,000 shares at settlement based on the share price relative to an agreed forward floor and cap price.
Aura Minerals Inc. director Sousa Mauad Bruno reported an open-market sale of common shares through an entity. On May 12, 2026, an indirect holding described as "By Kapitalo Investimentos" sold 38,384 common shares at a weighted average price of $83.95 per share. After this transaction, the indirect holdings reported for Bruno stood at 576,973 common shares. The filing notes the shares were sold in multiple trades at prices ranging from $82.61 to $85.04 per share.
Aura Minerals Inc. director Rosa Luvizotto Glauber exercised stock options and increased her direct stake in the company. She exercised options for 216,920 Common Shares at an exercise price of C$1.567 and 47,593 Common Shares at C$17.35, acquiring a total of 264,513 shares.
To cover tax obligations related to these transactions, 66,652 Common Shares were disposed of through a tax-withholding arrangement at C$99.15 per share. After all exercises and tax withholding, she directly owns 440,628 Common Shares. The filing is an amendment that corrects the previously reported number of shares disposed in connection with these transactions.
Aura Minerals Inc. director Rosa Luvizotto Glauber exercised stock options and increased her direct equity stake. She exercised options covering 216,920 common shares at an exercise price of 1.567 and 47,593 common shares at 17.350, both in Canadian dollars. After receiving 264,513 common shares from these exercises, 64,682 shares were withheld to satisfy tax obligations at a reference price of 99.150 per share. Following all transactions on March 19, 2026, she directly holds 442,598 common shares and retains 95,187 stock options at an exercise price of 17.350 expiring on January 10, 2032.
Aura Minerals Inc. President and CEO Rodrigo Cardoso reported open‑market sales of 15,000 common shares of AUGO stock across two days. He sold 10,000 shares at an average price of $65.8182 on March 19 and 5,000 shares at $61.7452 on March 20. Following these transactions, he directly holds 854,745 common shares, indicating he retains a substantial ownership stake after these sales.