Aura Minerals Inc. Form 4 Filings

Aura Minerals Inc. (AUGO) director Mauad Bruno Sousa reported transactions conducted indirectly by Kapitalo Investimentos on September 24, 2026. Kapitalo sold 24,000 Brazilian Depositary Receipts (BDRs) at a weighted-average $27.7424 per BDR and acquired 8,000 common shares at a weighted-average $83.1391 per share; proceeds from the BDR sale funded the purchase, effectively converting the interest. Kapitalo also disposed of 32,000 Cash-Settled Total Return Swap securities, settling the swap position at $27.53. Reported post-transaction positions were 11,434,676 BDRs, 321,446 swap securities, and 190,541 common shares.

Aura Minerals Inc. director Sousa Mauad Bruno reported indirect transactions by Kapitalo Investimentos on September 23, 2026: a purchase of 3,000 BDRs at $28.4942 each, a sale of 544,500 BDRs at a weighted average $28.8821 each, and purchases of 30,900 and 150,600 common shares at weighted-average prices of $85.6419 and $86.8274, respectively. The common-share purchases were funded by sales of equivalent BDRs. No Rule 10b5-1 plan is reported. Bruno disclaimed beneficial ownership except to the extent of any pecuniary interest.

Aura Minerals Inc. (AUGO) director Sousa Mauad Bruno reported indirect transactions attributed to Kapitalo Investimentos on September 22, 2026. Kapitalo sold 93,000 Brazilian Depositary Receipts (BDRs) at a weighted-average price of $30.1413, with proceeds used to acquire an equivalent common-share interest. The reported common-share acquisitions were 25,000 shares at $90.3600 and 6,000 at a weighted-average $92.8066. Separate sales included 650,000 BDRs at a weighted-average $30.2429, 107,472 common shares at a weighted-average $90.3699, and 58,528 at a weighted-average $91.1534. Kapitalo also settled a cash-settled total return swap, reported for 16,000 shares, at a settlement price of $27.87; the reported resulting position was 353,446 shares. No Rule 10b5-1 plan is reported.

Aura Minerals Inc. (AUGO) reported that director Bruno Sousa Mauad, through Kapitalo Investimentos, executed related transactions on September 21, 2026 involving Brazilian Depositary Receipts (BDRs) and common shares. A total of 41,334 BDRs were sold and 1,600 common shares were acquired via conversion, resulting in 136,041 common shares held indirectly after the transactions. The prices reported are weighted average prices, and no Rule 10b5-1 trading plan is indicated.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported transactions on September 18, 2026 in which an affiliated entity, Kapitalo Investimentos, converted its exposure from Brazilian Depositary Receipts (BDRs) into common shares. The entity sold BDRs indirectly and used the proceeds to acquire an equivalent interest in Aura Minerals common shares, with no net change in overall economic exposure disclosed.

Aura Minerals Inc. (AUGO) reported insider activity linked to director Bruno Sousa Mauad on September 17, 2026, involving indirect trades through Kapitalo Investimentos in Brazilian Depositary Receipts (BDRs) and common shares. The transactions included open-market sales and paired BDR/common-share conversions that effectively shifted exposure from BDRs into common shares, with a net reduction in the reported equity position. Each reporting person disclaims beneficial ownership beyond any pecuniary interest.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through Kapitalo Investimentos, reported transactions on September 16, 2026 that mostly converted indirect holdings from Brazilian Depositary Receipts (BDRs) into common shares. The activity combined a sale of BDRs with acquisitions of common shares at weighted average prices.

Aura Minerals Inc. (AUGO) reported that President and CEO Rodrigo Cardoso received three grants of stock options on September 15, 2026. Each grant covers 110,112 options to purchase Common Shares at an exercise price of 86.30 per share, expiring on January 29, 2035, 2036, and 2037. The options vest in three equal annual installments starting on January 29, 2027, January 29, 2028, and January 29, 2029, respectively, and no Rule 10b5-1 plan is reported.

Aura Minerals Inc. (AUGO) reported that Chief Operating Officer Rosa Luvizotto Glauber received three grants of stock options on September 15, 2026, each covering the right to buy Common Shares at an exercise price of $86.30 per share. The grants cover 37,085, 37,086, and 37,086 underlying Common Shares and expire on January 29, 2035, January 29, 2036, and January 29, 2037, respectively. According to the company’s disclosure, the options vest in three equal annual installments beginning on January 29, 2027, January 29, 2028, and January 29, 2029, and no Rule 10b5-1 trading plan is reported for these awards.

Aura Minerals Inc. (AUGO) reported that its CFO and Corporate Secretary, Joao Kleber Dos Santos Cardoso, received three grants of stock options on September 15, 2026, covering a total of 101,372 Common Shares at an exercise price of $86.30 per share. The grants comprise 33,790 options expiring January 29, 2035, 33,791 options expiring January 29, 2036, and 33,791 options expiring January 29, 2037. The options vest in three annual installments beginning on January 29, 2027, January 29, 2028, and January 29, 2029, respectively, and no Rule 10b5-1 trading plan is reported for these awards.

Aura Minerals Inc. (AUGO) director Sousa Mauad Bruno, through Kapitalo Investimentos, reported several indirect transactions on September 15, 2026. An entity associated with him sold 9,000 Brazilian Depositary Receipts and used the proceeds to buy 3,000 common shares, while also purchasing 3,000 additional BDRs, shifting part of its exposure from BDRs into common shares.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported an indirect sale of Brazilian Depositary Receipts (BDRs) linked to Aura common shares. On September 14, 2026, an entity associated with him, Kapitalo Investimentos, sold 10,546 BDRs at a weighted average of about $28.66 per BDR, representing 3,515.33 underlying common shares. Following the sale, the entity held 13,180,941 BDRs indirectly, and no Rule 10b5-1 trading plan is reported; the reporting person disclaims beneficial ownership except for any pecuniary interest.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through investment manager Kapitalo Investimentos, reported multiple indirect trades on September 11, 2026, including purchases and sales of Brazilian Depositary Receipts (BDRs), sales of common shares, a cash-settled total return swap settlement, and related BDR-for-share conversions. Overall activity represented a net reduction in exposure, and no Rule 10b5-1 trading plan is reported. Each reporting person disclaims beneficial ownership beyond any economic interest.

Aura Minerals Inc. (AUGO) director Sousa Mauad Bruno reported that an entity associated with him, Kapitalo Investimentos, purchased 3,500 Brazilian Depositary Receipts (BDRs) on September 10, 2026 in an open-market or private transaction at a weighted average price of $28.58 per BDR. After this transaction, the entity holds 13,295,628 BDRs indirectly. Each BDR represents common shares of Aura Minerals, with three BDRs equal to one common share, and the reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.

Aura Minerals Inc. (AUGO) reported that director Bruno Sousa Mauad, through indirect holdings "by Kapitalo Investimentos," sold Brazilian Depositary Receipts and common shares on September 9, 2026. The sales totaled 68,856 securities across both instruments, and no Rule 10b5-1 trading plan is reported.

The transactions included sales of Brazilian Depositary Receipts, which represent common shares at a ratio of three BDRs per one common share, and separate sales of common shares. All holdings are reported as indirect, and the reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.

Aura Minerals Inc. (AUGO) director Sousa Mauad Bruno reported an indirect sale of 1,803 Brazilian Depositary Receipts (BDRs) representing 601 common shares on September 8, 2026, through Kapitalo Investimentos. The weighted average sale price was $28.8611 per BDR, and indirect holdings after the transaction were 13,307,357 BDRs. No Rule 10b5-1 trading plan is reported, and beneficial ownership is disclaimed except to the extent of any pecuniary interest.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported an indirect sale of a cash-settled total return swap referencing the company’s common shares on September 4, 2026. An affiliate, Kapitalo Investimentos, settled 5,527 swap units, reducing its position in this derivative instrument to 384,171 units tied to Aura Minerals stock.

Aura Minerals Inc. (AUGO) director Sousa Mauad Bruno, through Kapitalo Investimentos, reported mixed trading in Brazilian Depositary Receipts (BDRs) on September 3, 2026. The reporting party bought 1,000 BDRs and sold 250,000 BDRs, with each three BDRs representing one common share. No Rule 10b5-1 trading plan is reported, and beneficial ownership is disclaimed except for any pecuniary interest.

Aura Minerals Inc. (AUGO) had indirect derivative trades reported by director Bruno Sousa Mauad in association with Kapitalo Investimentos on September 2, 2026. Kapitalo bought 33,500 Brazilian Depositary Receipts (BDRs) at about $28.29 per BDR and sold 52,908 BDRs at a weighted average of about $28.11 per BDR. Kapitalo also settled two cash-settled total return swaps referencing the issuer’s common shares, covering notional exposure equivalent to 22,000 and 11,500 BDRs at a settlement price of about $27.81 per BDR. Three BDRs represent one common share, and the reporting person disclaims beneficial ownership except to the extent of any pecuniary interest. No Rule 10b5-1 trading plan is indicated.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through Kapitalo Investimentos, reported a series of indirect derivative and equity transactions on September 1, 2026 involving Brazilian Depositary Receipts (BDRs), a cash-settled total return swap, and common shares. Kapitalo bought 4,075 BDRs and sold 4,077 BDRs, including settling 24,198 BDRs in a derivative conversion, while simultaneously converting BDR exposure into Aura common shares via multiple transactions that acquired 3,067 and 4,999 common shares and a small open-market purchase of 1 share. Kapitalo also disposed of 4,075 units of a cash-settled total return swap referencing Aura common shares, leaving 401,198 units of that swap outstanding. Footnotes state that three BDRs represent one common share and that several trades used BDR sale proceeds to buy an equivalent number of common shares, effectively shifting exposure from BDRs and swap instruments into common equity. Each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest, and no Rule 10b5-1 trading plan is indicated.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through Kapitalo Investimentos, reported a series of indirect trades in August 2026 involving common shares, Brazilian Depositary Receipts (BDRs), cash-settled total return swaps, and listed options on Aura common shares.

The activity included both purchases and sales and derivative conversions, with an aggregate net of 127,681 more units sold than bought across all reported transactions. Several BDR and swap positions were settled or restructured, and certain put and call options expiring October 16, 2026 were voluntarily terminated unexercised. No Rule 10b5-1 trading plan is indicated.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported multiple indirect trades on August 28, 2026 through Kapitalo Investimentos, involving both Brazilian Depositary Receipts (BDRs) and common shares. Activity included sales of 200,000 BDRs at $27.7834 (three BDRs represent one common share) and other BDR conversions, alongside several open-market purchases of common shares, such as 126,000 shares at $89.3600. Across all buy and sell transactions, the filing shows a net sell of 105,500 shares, and all positions are reported as indirectly held with beneficial ownership disclaimed except for any pecuniary interest.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported an indirect sale of Brazilian Depositary Receipts (BDRs) held by Kapitalo Investimentos. On 2026-08-27, 14,874 BDRs were sold as a derivative transaction at a weighted average of $29.89 per BDR, representing 4,958 underlying common shares at a 3:1 BDR-to-share ratio. Following the sale, 13,912,369 BDRs remained held indirectly. The reporting person disclaims beneficial ownership beyond any pecuniary interest.

Aura Minerals Inc. (AUGO) director Sousa Mauad Bruno, through indirect holdings "By Kapitalo Investimentos," reported two sales of Brazilian Depository Receipts (BDRs), which each represent one-third of a common share. On August 25, 2026, 56,539 BDRs were sold at a weighted average of about $29.89 per BDR, corresponding to 18,846.33 underlying common shares. On August 26, 2026, 114,417 BDRs were sold at a weighted average of about $29.84 per BDR, corresponding to 38,139 underlying common shares. The reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through indirect holdings "By Kapitalo Investimentos," reported multiple transactions in Brazilian Depository Receipts (BDRs) and common shares on August 20, 2026. All positions are disclaimed as beneficially owned except to the extent of any pecuniary interest.

The indirect holder sold 39,533 BDRs at $28.32 and 75,084 BDRs at $29.06 per BDR, and separately sold 125,000 common shares at $86.00 per share. In related derivative activity, 750,000 BDRs (each three BDRs representing one common share) were exchanged into 250,000 common shares, which were reported as acquired through this exchange. BDR prices and the $28.93 exchange price were reported as weighted averages in Brazilian reais and converted into U.S. dollars using Banco Central do Brasil’s rate on August 20, 2026. All transactions were reported as indirect, with no remaining post‑transaction share balances stated.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported indirect transactions through Kapitalo Investimentos involving Brazilian Depository Receipts (BDRs) and common shares. On 2026-08-24, 270,000 BDRs representing 90,000 common shares were exchanged into common shares and 4,587 BDRs (1,529 underlying common shares) were sold. On the same date, 120,757 common shares were sold and 90,000 common shares were acquired via the BDR exchange, all held indirectly. Each reporting person disclaims beneficial ownership beyond any pecuniary interest.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through entity Kapitalo Investimentos, reported indirect transactions involving Brazilian Depository Receipts ("BDRs") and Common Shares on August 21, 2026. Kapitalo sold 22,386 BDRs at $29.79 per BDR and 222,652 Common Shares at $88.11 per share in open market or private transactions. Kapitalo also exchanged 375,000 BDRs (each three BDRs representing one Common Share) for 125,000 Common Shares via derivative conversions. The reporting person disclaims beneficial ownership except to the extent of any pecuniary interest, and the Rule 10b5-1 trading-plan box was not checked.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad, through indirect holdings "By Kapitalo Investimentos", reported multiple transactions on August 20, 2026 involving Brazilian Depository Receipts (BDRs) and common shares. Indirect holdings sold 114,617 BDRs in two weighted-average priced open-market transactions and converted 750,000 BDRs into 250,000 common shares. On the same date, the indirect holder sold 125,000 common shares and acquired 250,000 common shares through the BDR exchange. The reporting person disclaims beneficial ownership beyond any pecuniary interest.

Aura Minerals Inc. (AUGO) reported that Chief Operating Officer Rosa Luvizotto Glauber sold 64,713 Common Shares on August 19, 2026 in an open-market or private transaction at a weighted average price of $80.20 per share, with individual sale prices ranging from $80.00 to $80.94. After this transaction, she held 224,515 Common Shares directly. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2026.

Aura Minerals Inc. (AUGO) reported an insider share sale by its CFO and Corporate Secretary, Joao Kleber Dos Santos Cardoso. On 2026-08-19, he sold 7,934 Common Shares at $80.12 per share in an open-market or private transaction and now directly holds 98,111 Common Shares. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2026.

Aura Minerals Inc. (AUGO) director Bruno Sousa Mauad reported indirect sales of securities held through Kapitalo Investimentos. On 2026-08-19, entities associated with him sold 280,000 Common Shares at a weighted average price of $81.67 per share and 38,684 Brazilian Depositary Receipts (BDRs) at a weighted average price of $27.98 per BDR, with each BDR representing one-third of a Common Share. After these transactions, the reporting entities held 168,765 Common Shares and 15,634,789 BDRs indirectly. The reporting person disclaims beneficial ownership except to the extent of any pecuniary interest and did not indicate use of a Rule 10b5-1 trading plan.

Aura Minerals Inc. (AUGO) insider Bruno Sousa Mauad, through an entity, reported an indirect purchase of 11,000 Common Shares on 2026-08-17. The shares were bought at a weighted average price of $78.93 per share in multiple trades between $78.26 and $79.32. Following this transaction, the reporting structure associated with him held 448,765 Common Shares indirectly, described as held "By Kapitalo Investimentos." The filing notes a general disclaimer of beneficial ownership except to the extent of any pecuniary interest.

Aura Minerals Inc. (AUGO) reported that Chief Operating Officer Rosa Luvizotto Glauber sold 1,400 Common Shares on August 17, 2026 at $80.00 per share in an open market or private transaction. Following this sale, she directly holds 289,228 Common Shares. The sale was effected under a Rule 10b5-1 trading plan adopted on March 20, 2026.

Aura Minerals Inc. (AUGO) reported that its CFO and Corporate Secretary, Joao Kleber Dos Santos Cardoso, sold 2,066 Common Shares on August 17, 2026, at $80.00 per share in a sale coded as an open-market or private transaction. Following this transaction, he held 106,045 Common Shares directly. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2026, indicating it was pre-arranged under that plan.

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber reported selling 50,000 Common Shares of the company on August 7, 2026. The sale, executed at a weighted average price of $70.10 per share, was carried out pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2026. Following this transaction, Glauber directly holds 340,628 Common Shares of Aura Minerals.

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber reported selling 50,000 Common Shares of the company on August 10, 2026, at a weighted average price of $75.02 per share in multiple transactions between $75.00 and $75.10. The sales were effected under a Rule 10b5-1 trading plan adopted on March 20, 2026. Following these sales, she reported direct ownership of 290,628 Common Shares.

Aura Minerals Inc. reported that CFO and Corporate Secretary Joao Kleber Dos Santos Cardoso sold 10,000 Common Shares on 2026-08-07 in an open-market or private transaction at a weighted average price of $70.03 per share, with individual sale prices ranging from $70.00 to $70.48. The transaction was effected under a Rule 10b5-1 trading plan adopted on March 19, 2026, and left him holding 108,111 Common Shares directly.

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber reported an open-market sale of common shares. On July 2, 2026, she sold 19,010 common shares at a weighted average price of $65.23 per share, executed as multiple trades within a disclosed price range.

The transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on March 20, 2026, indicating they were scheduled in advance. Following this sale, she directly holds 390,628 common shares of Aura Minerals Inc., so the sale represents a relatively small portion of her reported holdings.

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber reported an open-market sale of 2,300 Common Shares at a weighted average price of $65.00 per share. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.01. After this sale, she directly holds 409,638 Common Shares. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on March 20, 2026, indicating the sale was scheduled in advance rather than timed discretionarily.

Aura Minerals Inc. Chief Financial Officer and Corporate Secretary Joao Kleber Dos Santos Cardoso reported open-market sales of a total of 60,000 Common Shares of AUGO on June 30, 2026. The transactions were executed at weighted average prices in the low‑$60 range and were carried out under a pre‑arranged Rule 10b5-1 trading plan adopted on March 19, 2026. Following these sales, he continues to hold a substantial direct equity position in Aura Minerals, indicating the activity reflects portfolio management rather than a full exit.

Aura Minerals Inc. director Sousa Mauad Bruno, through indirect holdings "by Kapitalo Investimentos," reported an open-market sale of 26,573 Brazilian Depository Receipts (BDRs) on June 30, 2026 at a weighted average price of $20.79 per BDR. Each BDR represents one-third of a common share, so the transaction corresponds to 8,857.67 underlying common shares. Following the sale, the indirect position shown in this filing is 15,673,473 BDRs, indicating this was a small reduction relative to the overall disclosed holdings.

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber sold 22,367 Common Shares in an open-market transaction at a weighted average price of $65.27 per share on June 26, 2026. After this sale, she directly holds 411,938 Common Shares.

The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on March 20, 2026, indicating the sale was scheduled in advance rather than being a discretionary, opportunistic trade.

Aura Minerals Inc. director Bruno Sousa Mauad reported internal restructuring transactions involving Brazilian Depositary Receipts (BDRs) linked to the company’s common shares. The Form 4 shows two “other” (code J) transactions tied to securities lending agreements rather than open‑market buying or selling.

Clients of Kapitalo Investimentos Ltda. entered securities lending arrangements under which title to 8,524 BDRs, representing 2,841.33 common shares, temporarily transferred to a counterparty. After these transactions, entities managed by Kapitalo continued to hold 15,700,046 BDRs, and the clients may still be deemed beneficial owners as the lending arrangements can be discontinued at any time.

Aura Minerals Inc. director Bruno Sousa Mauad reported indirect restructuring transactions involving securities lending agreements and Brazilian Depositary Receipts (BDRs) tied to the company’s common shares. The transactions, coded as “J” for other acquisition or disposition, did not involve a stated cash price.

The securities are owned directly by entities managed by Kapitalo Investimentos Ltda., and may be deemed indirectly beneficially owned by Mauad as a Kapitalo partner. Certain Kapitalo-managed clients entered securities lending agreements under which title to the issuer’s securities temporarily transferred to a counterparty, though the clients may still be deemed to retain beneficial ownership because the arrangements can be discontinued at any time.

Across four derivative entries, the filing shows restructuring of a total of 892,620 securities in these lending and BDR positions, with post-transaction indirect holdings that include 15,691,522 and 15,253,736 BDRs and 446,310 securities under lending agreements.

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber sold 6,323 common shares in an open-market transaction at a weighted average price of $65.22 per share. The sale was executed under a pre-established Rule 10b5-1 trading plan. Following the sale, she directly holds 434,305 common shares.

Aura Minerals Inc. director Bruno Sousa Mauad reported indirect restructuring transactions involving entities managed by Kapitalo Investimentos Ltda. The entities entered into securities lending agreements and related movements in Brazilian Depositary Receipts and common shares, coded as "other" transactions rather than open-market buys or sells.

Following the most recent transactions on June 23, 2026, the entities held 15,262,260 Brazilian Depositary Receipts and 437,786 common shares linked to Aura Minerals, with clients of Kapitalo continuing to be treated as beneficial owners under arrangements that can be discontinued at any time.

Aura Minerals director-linked entities reported several derivative transactions involving Brazilian Depositary Receipts (BDRs) and cash-settled total return swaps tied to Aura Minerals Common Shares. All positions are held by entities managed by Kapitalo Investimentos Ltda., which may be deemed indirectly beneficially owned by director Bruno Sousa Mauad.

On June 18–19, 2026, Kapitalo-managed clients settled two cash-settled total return swaps, each referencing Aura Minerals BDRs, at settlement prices of $20.68 and $20.86 per BDR. The filing also shows securities lending agreements under which title to certain securities temporarily transferred to counterparties, while clients may still be deemed beneficial owners because the arrangements can be discontinued at any time.

In addition, a Kapitalo-managed entity bought 200 BDRs at $21.25 in an open-market purchase. Each BDR represents one-third of a Common Share. After these transactions, indirect positions reported through BDRs and related derivatives remain significant, but the filing reflects a net reduction in derivative exposure combined with small net BDR purchases.

Aura Minerals Inc. director Bruno Sousa Mauad reported four "other" derivative transactions involving a securities lending arrangement and Brazilian Depositary Receipts representing Common Shares. The transactions on June 16 and June 17 involved a total of 178,890 derivative instruments recorded as restructurings, all at a reported price of $0.00 per instrument.

The securities are held by entities managed by Kapitalo Investimentos Ltda., and certain clients of Kapitalo entered into securities lending agreements transferring title to counterparties for the duration of the arrangement. Those clients may still be deemed beneficial owners because the lending arrangements can be discontinued at any time.

Following these transactions, the filing shows indirect holdings of up to 16,243,073 derivative instruments linked to Aura Minerals securities, with no open‑market purchases or sales reported.

Aura Minerals Inc. director Bruno Sousa Mauad reported a series of indirect restructuring transactions involving Brazilian Depositary Receipts (BDRs) and related securities lending agreements managed by Kapitalo Investimentos Ltda.

On June 12 and June 15, 2026, entities managed by Kapitalo entered into or adjusted securities lending arrangements covering BDRs and securities lending agreements totaling 716,752 units across four derivative transactions coded "J" (other acquisition or disposition). Each BDR represents exposure to Aura Minerals’ common shares, with three BDRs corresponding to one common share.

Following these transactions, indirect holdings reported in the filing show up to 16,243,073 Aura Minerals common shares (or equivalent) associated with these entities. The footnotes state that certain clients managed by Kapitalo remain the beneficial owners and can discontinue the lending arrangements at any time.