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Aura Minerals (AUGO) CFO sells 10,000 shares via Rule 10b5-1 trading plan

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Form Type
4

Rhea-AI Filing Summary

Aura Minerals Inc. reported that CFO and Corporate Secretary Joao Kleber Dos Santos Cardoso sold 10,000 Common Shares on 2026-08-07 in an open-market or private transaction at a weighted average price of $70.03 per share, with individual sale prices ranging from $70.00 to $70.48. The transaction was effected under a Rule 10b5-1 trading plan adopted on March 19, 2026, and left him holding 108,111 Common Shares directly.

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Insights

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Insider Dos Santos Cardoso Joao Kleber
Role CFO and Corporate Secretary
Sold 10,000 shs ($700K)
Type Security Shares Price Value
Sale Common Shares F1, F2 10,000 $70.03 $700K
Holdings After Transaction: Common Shares — 108,111 shares (Direct)
Footnotes (2)
  1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2026.
  2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Shares Sold 10,000 Common Shares Non-derivative sale on 2026-08-07 by CFO and Corporate Secretary
Weighted Average Sale Price $70.03 per share Open-market or private transactions, prices from $70.00 to $70.48
Price Range $70.00 to $70.48 per share Range of prices for multiple transactions included in the sale
Shares Owned After Transaction 108,111 Common Shares Direct holdings of the reporting person following the sale
Rule 10b5-1 Plan Adoption Date March 19, 2026 Date the CFO adopted the trading plan used for these sales
Rule 10b5-1 trading plan regulatory
"The sales were effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price for multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open market or private transaction market
"transaction code description states Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Aura Minerals (AUGO) disclose in this Form 4?

Aura Minerals disclosed that its CFO and Corporate Secretary, Joao Kleber Dos Santos Cardoso, sold 10,000 Common Shares on 2026-08-07 in a reported open-market or private transaction under a pre-arranged trading plan.

At what price did the Aura Minerals (AUGO) CFO sell shares?

The CFO’s sale was reported at a weighted average price of $70.03 per share. According to the filing, the individual trades ranged from $70.00 to $70.48, and detailed trade-by-trade pricing is available on request.

How many Aura Minerals (AUGO) shares does the CFO hold after this sale?

After selling 10,000 Common Shares, the Aura Minerals CFO directly owns 108,111 Common Shares. This figure reflects his post-transaction direct holdings as reported in the Form 4 insider filing.

Was the Aura Minerals (AUGO) insider sale under a Rule 10b5-1 plan?

Yes. The filing states the sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2026, indicating the trades were pre-arranged rather than discretionary.

Who is the insider involved in the Aura Minerals (AUGO) Form 4 transaction?

The insider is Joao Kleber Dos Santos Cardoso, who serves as CFO and Corporate Secretary of Aura Minerals Inc. He reported selling 10,000 Common Shares and retaining 108,111 shares directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dos Santos Cardoso Joao Kleber

(Last)(First)(Middle)
C/O AURA TECHNICAL SERVICES INC.
3390 MARY ST, SUITE 116

(Street)
COCONUT GROVE FLORIDA 33133

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aura Minerals Inc. [ AUGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares08/07/2026S(1)10,000D$70.03(2)108,111D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2026.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
/s/ Joao Kleber Dos Santos Cardoso08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)