Golden Minerals CEO receives 250,000 stock units

Each unit represents a right to one common share, with equal tranches scheduled for October 1, 2027 and October 1, 2028.

Rhea-AI Filing Summary

Golden Minerals Co (AUMN) President and CEO David Watkins acquired a grant of 250,000 restricted stock units (RSUs) on October 1, 2026, under the Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one common share. The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028. The reported common-stock position following the transaction was 554,893 shares.

Insider Trade Summary

Grant/Award: 250,000 shares

Grant/Award 1 txn

Insider Watkins David

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	250,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 554,893 shares (Direct)

Footnotes (1)

1. F1. The reported transaction involves the reporting person's receipt of a grant of 250,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028.

Key Figures

RSUs granted: 250,000 RSUs Common shares per RSU: 1 common share Vesting tranches: 2 equal tranches +3 more

6 metrics

RSUs granted 250,000 RSUs Granted October 1, 2026

Common shares per RSU 1 common share Each RSU represents a contingent right to receive one common share

Vesting tranches 2 equal tranches Scheduled for October 1, 2027 and October 1, 2028

First scheduled vesting date October 1, 2027 RSU vesting schedule

Second scheduled vesting date October 1, 2028 RSU vesting schedule

Reported common-stock position following transaction 554,893 shares After the October 1, 2026 transaction

Key Terms

restricted stock units (RSUs), contingent right, vest

3 terms

restricted stock units (RSUs) financial

"grant of 250,000 restricted stock units ("RSUs")"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

contingent right financial

"Each RSU represents a contingent right to receive one share"

vest financial

"scheduled to vest in two equal tranches"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did AUMN President and CEO David Watkins receive?

David Watkins received a grant of 250,000 RSUs under Golden Minerals Co's Amended and Restated 2023 Equity Incentive Plan.

When do David Watkins's AUMN RSUs vest?

The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028. Each RSU represents a contingent right to receive one common share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:23 PM Accepted by SEC EDGAR 10/02/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Watkins David

(Last) (First) (Middle)

1312 17TH STREET, UNIT 2136

(Street)

DENVER CO 80202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Golden Minerals Co [ AUMN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		A		250,000(1)	A	$0	554,893	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction involves the reporting person's receipt of a grant of 250,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028.

	/s/ David H. Watkins	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)