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Golden Minerals grants executive 600,000 stock units

The restricted stock units are scheduled to vest in three equal tranches on October 1, 2027, October 1, 2028, and October 1, 2029.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Golden Minerals Co. (AUMN) Executive VP of Exploration Keith Laskowski received a grant of 600,000 restricted stock units on October 1, 2026, under the company’s Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The units are scheduled to vest in three equal tranches on October 1, 2027, October 1, 2028, and October 1, 2029. His reported direct common-stock position following the transaction was 610,000 shares.

Insider LASKOWSKI KEITH
Role Executive VP of Exploration
Type Security Shares Price Value
Grant/Award Common Stock F1 600,000 $0.00 $0.00
Holdings After Transaction: Common Stock — 610,000 shares (Direct)
Footnotes (1)
  1. F1. The reported transaction involves the reporting person's receipt of a grant of 600,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on October 1, 2027, October 1, 2028, and October 1, 2029.
Restricted stock units granted 600,000 RSUs Grant dated October 1, 2026
Shares represented per RSU 1 share Each RSU represents a contingent right to receive one share of common stock
Reported direct position after transaction 610,000 shares Following the October 1, 2026 transaction
Vesting tranches 3 equal tranches Scheduled for October 1, 2027, October 1, 2028, and October 1, 2029
restricted stock units (RSUs) financial
"grant of 600,000 restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
contingent right financial
"Each RSU represents a contingent right to receive one share"
Amended and Restated 2023 Equity Incentive Plan financial
"under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did AUMN’s Executive VP of Exploration receive?

Keith Laskowski received 600,000 restricted stock units on October 1, 2026, under Golden Minerals Co.’s Amended and Restated 2023 Equity Incentive Plan.

When do Keith Laskowski’s AUMN RSUs vest?

The 600,000 RSUs are scheduled to vest in three equal tranches on October 1, 2027, October 1, 2028, and October 1, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LASKOWSKI KEITH

(Last)(First)(Middle)
1312 17TH STREET, UNIT 2136

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Golden Minerals Co [ AUMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive VP of Exploration
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/01/2026A600,000(1)A$0610,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transaction involves the reporting person's receipt of a grant of 600,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on October 1, 2027, October 1, 2028, and October 1, 2029.
/s/ David Watkins for Keith Laskowski pursuant to Power of Attorney10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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