AUNA S.A. (AUNA) director Guadalupe Phillips submits initial Form 3

Rhea-AI Filing Summary

AUNA S.A. filed an initial ownership report for director Guadalupe Phillips on Form 3. The filing identifies Phillips as a director of AUNA S.A. and, in this excerpt, does not list any share purchase, sale, or derivative transactions.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PHILLIPS GUADALUPE

(Last) (First) (Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG GRAND DUCHY OF LUXEMBOURG L-2180

(City) (State) (Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Carolina Brovelli, attorney-in-fact for Guadalupe Phillips	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AUNA (AUNA) Form 3 filing for Guadalupe Phillips show?

The Form 3 identifies Guadalupe Phillips as a director of AUNA S.A.. In this excerpt, it reports no share purchases, sales, or derivative exercises, serving mainly as an initial disclosure of insider status rather than a record of trading activity.

Does the AUNA (AUNA) Form 3 disclose any insider trades by Guadalupe Phillips?

No trades are listed for Guadalupe Phillips in this Form 3 excerpt. Transaction counts for buys, sells, exercises, gifts, and tax withholdings are all shown as zero, indicating no reportable transactions in the data provided here.

What insider role is reported for Guadalupe Phillips at AUNA (AUNA)?

The filing states that Guadalupe Phillips is a director of AUNA S.A.. She is not reported as an officer or a ten percent owner in this data, so the disclosure focuses on her board position rather than control or executive responsibilities.

Why is this AUNA (AUNA) Form 3 important for investors?

Form 3 establishes that Guadalupe Phillips is an insider as a director of AUNA S.A.. This status means any future share transactions she reports on subsequent forms can be tracked by investors as insider activity under securities disclosure rules.

Does the AUNA (AUNA) Form 3 include derivative holdings for Guadalupe Phillips?

The derivative section in this excerpt is empty, and the derivativeTransactionCount is zero. That means no options, warrants, or other derivative positions are detailed here for Guadalupe Phillips as part of this specific Form 3 disclosure.