[Form 3] AUNA S.A. Initial Statement of Beneficial Ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
AUNA S.A.’s Chief Financial Officer, Remy Gisele, has filed an initial statement of beneficial ownership. The filing shows direct ownership of 54,070 Class A common shares and an additional 23,000 Class A common shares held indirectly by a spouse.
The CFO also holds options over 30,000 Class A common shares at an exercise price of $12.0000 per share expiring on March 21, 2029, and options over 70,000 Class A common shares at $6.3200 per share expiring on July 11, 2035. These options vest in four equal annual installments beginning on March 21, 2025 and July 11, 2026, respectively.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Remy Gisele
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Share Option (right to buy) | -- | -- | -- |
| holding | Share Option (right to buy) | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
Holdings After Transaction:
Share Option (right to buy) — 30,000 shares (Direct);
Class A Common Shares — 54,070 shares (Direct);
Class A Common Shares — 23,000 shares (Indirect, By spouse)
Footnotes (1)
- Reflects shares of common stock underlying outstanding restricted share units. This share option will vest annually in four equal installments beginning on March 21, 2025. This share option will vest annually in four equal installments beginning on July 11, 2026.
FAQ
What does AUNA (AUNA) CFO Remy Gisele report owning in this Form 3?
The CFO reports 54,070 Class A common shares held directly and 23,000 Class A common shares held indirectly through a spouse. The filing also discloses option positions over additional Class A common shares with specified exercise prices and expiration dates.
What stock options does the AUNA (AUNA) CFO hold according to the filing?
The CFO holds options over 30,000 Class A common shares at $12.0000 per share expiring on March 21, 2029, and options over 70,000 Class A common shares at $6.3200 per share expiring on July 11, 2035, all reported as direct holdings.
How do the AUNA (AUNA) CFO’s stock options vest based on this disclosure?
One option grant vests in four equal annual installments beginning on March 21, 2025, and the other vests in four equal annual installments beginning on July 11, 2026. This structure spreads the CFO’s potential equity over multiple years of service.
Does the AUNA (AUNA) Form 3 show any insider buying or selling activity?
The Form 3 is an initial ownership statement and lists holdings rather than trades. The summarized data show no buy or sell transactions, only positions in Class A common shares and share options with their related terms and vesting schedules.
How much indirect ownership does the AUNA (AUNA) CFO report?
The CFO reports 23,000 Class A common shares held indirectly, described as held "By spouse." These shares are listed separately from the 54,070 Class A common shares reported as directly owned, clarifying the nature of the total reported beneficial ownership.