Form 144: 25,000-share option exercise reported

Morgan Stanley Smith Barney LLC filed a Form 144 relating to Common shares of AUPH, reporting an exercise of options and proposed sale of 25,000 shares on 06/04/2026.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 relating to Common shares of AUPH, reporting an exercise of options and proposed sale of 25,000 shares on 06/04/2026.

The filing also records a sale by Gregory Keenan of 25,000 shares on 06/02/2026 with a reported amount of $54,100,000.00. The method of payment for the 06/04/2026 transaction is listed as Cash.

Insights

Securities Compliance Analyst

Form 144 notice records a 25,000-share option exercise and a recent 25,000-share sale.

The filing lists an Exercise of Options Under a Registered Plan for 25,000 shares with settlement dated 06/04/2026. It identifies the transaction method as Cash.

Separately, the excerpt shows a prior sale by Gregory Keenan of 25,000 shares on 06/02/2026 with an associated figure of $54,100,000.00. Timing and cash‑flow treatment are stated verbatim; further context (e.g., whether proceeds go to issuer or selling holder) is not provided in the excerpt.

Key Figures

Shares to be sold: 25,000 shares Shares sold (prior): 25,000 shares Reported amount: $54,100,000.00

3 metrics

Shares to be sold 25,000 shares Exercise of Options Under a Registered Plan, <date>06/04/2026</date>

Shares sold (prior) 25,000 shares Sale by Gregory Keenan on <date>06/02/2026</date>

Reported amount $54,100,000.00 Associated with Gregory Keenan sale entry, <date>06/02/2026</date>

Key Terms

Exercise of Options Under a Registered Plan, Securities To Be Sold, Form 144

3 terms

Exercise of Options Under a Registered Plan regulatory

"Common | 06/04/2026 | Exercise of Options Under a Registered Plan"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AUPH Form 144 report?

It reports an exercise of options and proposed sale of 25,000 Common shares on 06/04/2026. The filing lists the method of payment as Cash and includes a separate sale by Gregory Keenan on 06/02/2026.

Who is listed as having sold shares in the filing for AUPH?

The filing lists Gregory Keenan as selling 25,000 shares on 06/02/2026. The excerpt pairs that transaction with the figure $54,100,000.00 as shown in the provided lines.

How many shares are covered by the 06/04/2026 entry?

The 06/04/2026 entry shows an exercise of options and proposed sale of 25,000 shares. The filing labels the action: Exercise of Options Under a Registered Plan and states the settlement date as 06/04/2026.

Does the filing state who receives the proceeds from the sale?

The excerpt does not specify the recipient of proceeds. It records the transaction method as Cash, but it does not state whether proceeds go to the issuer or a selling holder in the provided lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/04/2026 - 04:12 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002044006
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AURINIA PHARMACEUTICALS INC.
SEC File Number	001-36421
Address of Issuer	#140, 14315 - 118 AVENUE EDMONTON ALBERTA, CANADA T5L 4S6
Phone	250-744-2487
Name of Person for Whose Account the Securities are To Be Sold	GREGORY KEENAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	25000	408435.00	128601671	06/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/04/2026	Exercise of Options Under a Registered Plan	Issuer			25000	06/04/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
GREGORY KEENAN #140, 14315 - 118 AVENUE EDMONTON A0 T5L 4S6	Common	06/02/2026	25000	54100000.00

144: Remarks and Signature

Remarks
Date of Notice	06/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Greg Keenan
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)