Aurora: Uber sells 29.4M shares, now owns 9.2% stake

Uber, through a subsidiary, completed a large block sale of Aurora Innovation Class A shares and now reports beneficial ownership of about 9.2% of the class.

Rhea-AI Filing Summary

Aurora Innovation, Inc. (AUR) is the subject of this Schedule 13D/A Amendment No. 7, in which Uber Technologies, Inc. updates its ownership after a large secondary sale. On September 15, 2026, Uber’s wholly owned subsidiary Neben Holdings, LLC sold 29,369,611 Aurora Class A shares in a block sale to a financial institution at $6.2050 per share. Following this transaction, Uber reports beneficial ownership of 157,103,800 Class A shares, representing about 9.2% of Aurora’s outstanding Class A common stock, with sole voting and sole dispositive power over those shares.

Key Figures

Block sale shares: 29,369,611 shares Block sale price per share: $6.2050 per share Shares beneficially owned after sale: 157,103,800 shares +4 more

7 metrics

Block sale shares 29,369,611 shares Aurora Class A shares sold by Neben Holdings, LLC on September 15, 2026

Block sale price per share $6.2050 per share Price for the 29,369,611 Aurora Class A shares in the block sale

Shares beneficially owned after sale 157,103,800 shares Aurora Class A shares beneficially owned by Uber after the block sale

Ownership percentage of Class A 9.2% Percentage of Aurora Class A common stock beneficially owned by Uber after the transaction

Class A shares outstanding 1,708,146,085 shares Aurora Class A common stock outstanding as of July 22, 2026, per Aurora’s Form 10-Q

Sole voting power 157,103,800 shares Aurora Class A shares over which Uber has sole voting power after the block sale

Sole dispositive power 157,103,800 shares Aurora Class A shares over which Uber has sole dispositive power after the block sale

Key Terms

beneficial owner, sole voting power, block sale transaction, dispositive power, +1 more

5 terms

beneficial owner financial

"the Reporting Person is the beneficial owner of 157,103,800 shares"

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

sole voting power financial

"the Reporting Person has sole voting and sole dispositive power"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

block sale transaction financial

"sold 29,369,611 shares ... in a block sale transaction"

dispositive power financial

"sole voting and sole dispositive power over an aggregate of 157,103,800 shares"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

Class B common stock financial

"does not include any issued and outstanding shares of Class B common stock"

A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What change in ownership of Aurora Innovation (AUR) does this Schedule 13D/A report for Uber?

It reports that, after a block sale on September 15, 2026, Uber beneficially owns 157,103,800 Aurora Class A shares, representing about 9.2% of the outstanding Class A common stock.

How many Aurora Innovation (AUR) shares did Uber’s subsidiary sell in the block transaction?

Neben Holdings, LLC, a wholly owned Uber subsidiary, sold 29,369,611 Aurora Class A common shares in a block sale transaction to a financial institution on September 15, 2026.

At what price were the Aurora Innovation (AUR) shares sold in the block transaction?

The 29,369,611 Aurora Class A shares were sold at a price of $6.2050 per share in the September 15, 2026 block sale.

What percentage of Aurora Innovation (AUR) does Uber now beneficially own?

After the block sale, Uber reports beneficial ownership of about 9.2% of Aurora’s outstanding Class A common stock, based on 1,708,146,085 Class A shares outstanding as of July 22, 2026.

Does Uber have voting and dispositive power over its Aurora Innovation (AUR) shares?

Yes. After the block sale, Uber has sole voting power and sole dispositive power over an aggregate of 157,103,800 Aurora Class A common shares.

Are Aurora Innovation Class B shares included in Uber’s 9.2% ownership calculation?

No. The 9.2% figure is based only on 1,708,146,085 Class A shares outstanding and explicitly does not include any issued and outstanding Class B common stock, which is convertible into Class A.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:31 PM Accepted by SEC EDGAR 09/17/2026 - 05:29 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 7)

Aurora Innovation, Inc.

(Name of Issuer)

Class A common stock, par value $0.00001 per share

(Title of Class of Securities)

051774107

(CUSIP Number)

Balaji Krishnamurthy
c/o Uber Technologies, Inc., 1725 3rd Street
San Francisco, CA, 94158
415-612-8582

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

09/15/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): 051774107

1

Name of reporting person

Uber Technologies, Inc.

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 157,103,800.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 157,103,800.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

157,103,800.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

9.2 %

14

Type of Reporting Person (See Instructions)

CO

Comment for Type of Reporting Person:

Note for Lines (7), (9), and (11) - Consists of 157,103,800 shares of Class A common stock, par value $0.00001 per share, of Aurora Innovation, Inc. Note for Line (13) - The percent of class beneficially owned by the Reporting Person was calculated based on 1,708,146,085 shares of Class A common stock outstanding as of July 22, 2026, as disclosed in the Issuer's Quarterly Report on Form 10-Q for the three months ended June 30, 2026. This statement constitutes Amendment No. 7 to the Schedule 13D relating to the shares of Class A common stock, $0.00001 par value per share (the "Class A Common Stock"), of Aurora Innovation, Inc. (the "Issuer"), and hereby amends the Schedule 13D filed with the Securities and Exchange Commission (the "SEC") on February 14, 2022 (as amended by Amendment No. 1, filed with the SEC on July 24, 2023, Amendment No. 2, filed with the SEC on May 8, 2024, Amendment No. 3, filed with the SEC on May 15, 2025, Amendment No. 4 filed with the SEC on May 22, 2025, Amendment No. 5, filed with the SEC on June 4, 2026, and Amendment No. 6, filed with the SEC on August 19, 2026, the "Schedule 13D"). Except as set forth herein, the Schedule 13D as previously filed remains applicable. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D.

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Class A common stock, par value $0.00001 per share
(b)	Name of Issuer: Aurora Innovation, Inc.
(c)	Address of Issuer's Principal Executive Offices: 1654 Smallman St., Pittsburgh, PENNSYLVANIA , 15222.
Item 2.	Identity and Background
(a)	No change.
(b)	No change.
(c)	No change.
(d)	No change.
(e)	No change.
(f)	No change.
Item 3.	Source and Amount of Funds or Other Consideration
	Not applicable.
Item 4.	Purpose of Transaction
	Item 4 is hereby amended and supplemented as follows: On September 15, 2026, Neben Holdings, LLC, a wholly-owned subsidiary of the Reporting Person, sold 29,369,611 shares of Class A Common Stock to a financial institution in a block sale transaction at a price per share of $6.2050 (the "Block Sale").
Item 5.	Interest in Securities of the Issuer
(a)	After giving effect to the closing of the Block Sale, the Reporting Person is the beneficial owner of 157,103,800 shares of Class A Common Stock, which represent approximately 9.2% of the outstanding shares of Class A Common Stock. The percent of Class A Common Stock beneficially owned by the Reporting Person was calculated based on the 1,708,146,085 shares of Class A common stock outstanding as of July 22, 2026, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended June 30, 2026, and does not include any issued and outstanding shares of Class B common stock, $0.00001 par value per share, of the Issuer, which are convertible into shares of Class A Common Stock. None of the persons named in Schedule I beneficially own any shares of Class A Common Stock.
(b)	After giving effect to the closing of the Block Sale, the Reporting Person has sole voting and sole dispositive power over an aggregate of 157,103,800 shares of Class A Common Stock.
(c)	Except as otherwise reported herein, the Reporting Person and, to the best knowledge of the Reporting Person, the directors and executive officers of the Reporting Person named in Schedule I have not effected any other transactions in the shares of the Issuer since the filing of the most recent amendment to Schedule 13D.
(d)	No change.
(e)	Not applicable.
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	No change.
Item 7.	Material to be Filed as Exhibits.
	No change.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Uber Technologies, Inc.

Signature:	/s/ Balaji Krishnamurthy
Name/Title:	Chief Financial Officer
Date:	09/17/2026