Aurelion (NASDAQ: AURE) back in Nasdaq compliance after 1-for-10 reverse split

Rhea-AI Filing Summary

Aurelion Inc. reports that Nasdaq has confirmed the company has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement, and that the matter is now closed. The company received the notification letter on March 5, 2026, after previously being non-compliant since April 2025.

To support regaining compliance, Aurelion effected a 1-for-10 share consolidation on February 19, 2026, after receiving an initial 180-day grace period and a further 180-day extension. As of the date of the press release, Aurelion lists 19,361,639 Class A shares outstanding, 15,251,516 Class B shares outstanding, and outstanding share capital of 36,835,379 including 2,222,224 Class A pre-funded warrants, along with 31,747,589 total warrants across various strike prices.

Positive

• Regained Nasdaq listing compliance — Aurelion has restored compliance with the Nasdaq Capital Market’s minimum bid price rule, closing a prior deficiency matter and reducing the immediate risk of delisting from a major U.S. exchange.

Negative

• None.

Insights

Equity markets analyst

Aurelion removes Nasdaq delisting risk by regaining minimum bid compliance.

Aurelion confirms it is back in compliance with Nasdaq’s minimum bid price rule after a prior deficiency notice in April 2025. The exchange acknowledged that the stock traded at or above $1.00 from February 19, 2026 through March 4, 2026, satisfying the listing requirement.

The company implemented a 1-for-10 share consolidation on February 19, 2026, which increased the per-share price and helped meet Nasdaq Listing Rule 5550(a)(2). Remaining listed on the Nasdaq Capital Market preserves access to U.S. equity investors and trading liquidity, though actual trading dynamics will depend on market conditions.

As of the press release date, Aurelion reports 36,835,379 outstanding share capital including pre-funded warrants and 31,747,589 total warrants. These figures, together with the restored compliance status, frame the current capital structure that future company disclosures and market activity will build upon.

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of March 2026

Commission File Number: 001-41734

Aurelion Inc.

Office Unit 6620B, 66/F, The Center

99 Queen’s Road Central

Central, Hong Kong

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒    Form 40-F ☐

Explanatory Note

Exhibit 99.1 to this current report on Form 6-K is incorporated by reference into the registration statement on Form F-3 of Aurelion Inc. (File No. 333-290953) and related prospectus, and shall be a part thereof from the date on which this current report is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.

1

EXHIBITS

Exhibit No.		Description
99.1		Press Release – Aurelion Regains Compliance with Nasdaq Minimum Bid Price Requirement

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	Aurelion Inc.
Date: March 9, 2026	By:	/s/ Bjorn Schmidtke
	Name:	Bjorn Schmidtke
	Title:	Chief Executive Officer

3

Exhibit 99.1

Aurelion Regains Compliance with Nasdaq Minimum Bid Price Requirement

HONG KONG, March 9, 2026 /PRNewswire/ -- Aurelion Inc. (NASDAQ: AURE) (“Aurelion” or the “Company”) today announced that it received a notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) on March 5, 2026 notifying the Company that it has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement and that the matter is now closed.

On April 1, 2025, the Company was first notified by Nasdaq of its failure to maintain a minimum closing bid price of at least $1.00 per share for 30 consecutive trading days under Nasdaq Listing Rules 5550(a)(2) and 5810(c)(3)(A), and was given 180 calendar days, or until September 29, 2025, to regain compliance. On October 1, 2025, the Company received an additional 180-day extension from Nasdaq, or until March 30, 2026, to regain compliance. On February 19, 2026, the Company effected a 1-for-10 share consolidation (the “Share Consolidation”).

The Notice noted that as of March 5, 2026, the Company evidenced a closing bid price of its Class A ordinary shares at or greater than $1.00 per share from February 19, 2026 through March 4, 2026. Accordingly, the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2), and Nasdaq considers the matter closed.

The following table sets forth the outstanding shares and warrants as of the date of this press release, which have reflected the Share Consolidation.

Class A Shares Outstanding			19,361,639
Class B Shares Outstanding			15,251,516
Class A Warrants – pre-funded			2,222,224
Outstanding Share Capital (including outstanding shares and pre-funded warrants)			36,835,379
Class-A Warrants at $4.7 strike			7,083,335
Class-A Warrants at $5.4 strike			7,083,335
Class-A Warrants at $10.0 strike			3,169,805
Class-B Warrants at $4.7 strike			6,805,557
Class-B Warrants at $5.4 strike			6,805,557
Class-B Primary Warrants			800,000
Total Warrants			31,747,589

About Aurelion

Aurelion is NASDAQ’s first Tether Gold (XAU₮) Real World Asset (RWA) company focused on developing a business around tokenized gold. XAU₮ combines the stability of physical gold with the efficiency of blockchain, providing investors access to tokenized gold reserve that could serve as a safe haven to inflation, currency devaluation and crypto volatility. In parallel to building a business around the development of tokenized gold, Aurelion provides wealth management and asset management services.

Contacts

Investor Contact: ir@aurelion.com

FAQ

What did Aurelion Inc. (AURE) announce regarding its Nasdaq listing?

Aurelion announced it has regained compliance with Nasdaq’s minimum bid price requirement. Nasdaq confirmed the company’s Class A shares traded at or above $1.00 from February 19 to March 4, 2026, and considers the previous deficiency matter closed.

How did Aurelion (AURE) regain compliance with Nasdaq’s minimum bid price rule?

Aurelion regained compliance after effecting a 1-for-10 share consolidation on February 19, 2026. Following this consolidation, Nasdaq noted the company’s Class A shares maintained a closing bid of at least $1.00 for the required period, satisfying Listing Rule 5550(a)(2).

What grace periods did Aurelion (AURE) receive from Nasdaq before regaining compliance?

Nasdaq first notified Aurelion of non-compliance on April 1, 2025 and granted 180 days, until September 29, 2025, to regain compliance. On October 1, 2025, Nasdaq provided an additional 180-day extension, giving the company until March 30, 2026 to meet the bid price rule.

How many Aurelion shares are outstanding after the 1-for-10 share consolidation?

As of the press release date, Aurelion reports 19,361,639 Class A shares and 15,251,516 Class B shares outstanding. Outstanding share capital, including 2,222,224 Class A pre-funded warrants, totals 36,835,379 following the 1-for-10 share consolidation completed on February 19, 2026.

What warrants are currently outstanding for Aurelion Inc. (AURE)?

Aurelion lists 31,747,589 total warrants outstanding. These include multiple series of Class A and Class B warrants at strike prices of $4.7, $5.4, and $10.0, as well as 800,000 Class-B Primary Warrants, as detailed in the capital structure table in the announcement.

What business does Aurelion (AURE) operate in after regaining Nasdaq compliance?

Aurelion operates as Nasdaq’s first Tether Gold (XAU₮) real-world asset company focused on tokenized gold. It aims to combine physical gold’s stability with blockchain efficiency, and in parallel offers wealth management and asset management services to its clients and investors.

Filing Exhibits & Attachments

1 document

Press Releases

• EX-99.1 PRESS RELEASE - AURELION REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE REQUIR 8.3 KB