Aurelion (AURE) SEC Filings

Aurelion Inc. (AURE) dismissed Summit Group CPAs, P.C. as its independent registered public accounting firm and appointed WWC, P.C. as successor, both effective October 26, 2026.

Aurelion stated that, during its two most recent fiscal years and the subsequent interim period through the appointment, neither it nor anyone on its behalf consulted WWC about applying accounting principles to a specified transaction, the type of audit opinion that might be rendered, or any matter that was the subject of a disagreement or reportable event. Summit’s letter agrees with Aurelion’s statements concerning Summit and says it has no basis to agree or disagree with the company’s other statements. Aurelion intends to use the report and exhibit for its reporting obligations for the fiscal year ending September 30, 2026.

Aurelion Inc. agreed, subject to the subscription agreement’s terms and conditions, to issue 952,381 newly issued Class B ordinary shares to Antalpha Capital (HK) Limited, Antalpha’s subsidiary, at US$2.10 per share for an aggregate purchase price of US$2,000,000, rounded to the nearest whole US dollar. Proceeds are designated for working capital and operating expenses. The subscription is expected to close as soon as practicable, subject to customary closing conditions, with a long-stop date of December 21, 2026.

Antalpha, Aurelion’s existing controlling shareholder and strategic investor, currently holds 31.7% of Aurelion’s issued and outstanding shares, based on outstanding shares/pre-funded warrants, representing approximately 77.5% of total voting power. Upon completion, it is expected to hold approximately 33.4% on that basis and represent approximately 78.8% of total voting rights. Aurelion said the investment supports its digital gold strategy and related technology and risk-management infrastructure. In October 2025, Aurelion completed approximately US$150 million in financing, including a US$100 million PIPE led by Antalpha and a US$50 million senior debt facility, and acquired approximately US$134 million of XAU₮.

Aurelion Inc. (AURE) filed an initial beneficial ownership report for Zheng Jia, who serves as Chief Accounting Officer. The Form 3 does not list any transactions or any securities currently owned, indicating no reportable holdings or trading activity by Zheng Jia at the time of this filing.

Aurelion Inc. (AURE) reported a senior finance leadership change, appointing Ms. Joyce Zheng as chief accounting officer effective September 14, 2026, replacing acting chief accounting officer Ms. Yuki Xu. The company acknowledges Ms. Xu’s contributions and notes that the new chief accounting officer brings over 10 years of experience in corporate finance, public accounting, financial reporting and audit.

Ms. Zheng’s background includes expertise in U.S. GAAP, SEC reporting, technical accounting, internal controls and cross-border financial operations. She previously served as Financial Controller at Antalpha, where she was involved in that company’s Nasdaq initial public offering, and earlier worked at Ernst & Young providing audit and advisory services to listed and large corporate clients.

Aurelion Inc., a digital gold infrastructure company built around the on-chain gold token XAU₮, reported unaudited results for the quarter ended June 30, 2026. Management describes a transition toward serving as the risk-control and technology layer for on-chain gold, aiming for recurring, technology-driven revenue.

For the quarter, Aurelion recorded a loss from operations of US$24,399,312, primarily from fair value loss on XAUt held as gold prices declined, as well as unrealized losses on XAUE and a realized loss on XAUt. Including US$620,925 of loan interest expense and other items, net loss from continuing operations was US$25,063,838, or US$(0.72) per basic and diluted share on a weighted average of 34,616,450 shares, compared with a net loss of US$1,505,168 and loss per share of US$(0.22) for the three months ended June 30, 2025.

As of June 30, 2026, Aurelion’s unaudited Net Asset Value was 91.9 in US$1 millions, based on digital assets and cash of 134.7 and debt of 42.8. The NAV table shows 37.6 million shares outstanding, NAV per share of 2.44, gold ounces per share of 0.00089, and XAUt value per share of 3.54. Condensed consolidated balance sheet assets totaled US$135,338,526, including XAUt, XAUE and a US$66,388,090 XAUt collateral receivable from a related party securing a US$42,792,744 loan payable, resulting in shareholders’ equity of US$90,901,046.

Aurelion Inc. director Chiu Chang-Wei filed an initial ownership report on Form 3. The filing lists him as a director but does not report any specific stock or option transactions. This is a routine compliance step to disclose his insider status with the company.

Aurelion Inc. filed an initial insider ownership report for its Chief Executive Officer, Zheng Xiang. This Form 3 identifies Xiang as an executive officer but does not list any share purchases, sales, or option exercises. It serves as a baseline disclosure of his status as a reporting person for Aurelion’s stock.

Aurelion Inc. director SHIMIZU TOKIHIKO has filed an initial Form 3, which is the required statement of beneficial ownership for insiders. The filing lists him as a director, not an officer and not a ten percent owner, and reports no transactions or derivative holdings.

Aurelion Inc. announced a major leadership transition effective June 30, 2026. Chang-Wei Chiu will become Chairman of the Board and Chairperson of the Compensation Committee, succeeding Moore Xin Jin, whose departure is stated as not due to any disagreement with the company.

Frank Zheng will succeed Björn Schmidtke as Chief Executive Officer on the same date, and Tokihiko Shimizu will join as an independent director, adding nearly 20 years of investment and pension experience. The new leaders bring backgrounds in digital assets, technology, and institutional investment management, and the Board expressed confidence in their ability to drive long-term shareholder value.