Welcome to our dedicated page for Aurelion SEC filings (Ticker: AURE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aurelion Inc.'s SEC filings document its foreign-issuer disclosures as a Nasdaq-listed Tether Gold (XAU₮) treasury company and the formal records tied to its digital-gold strategy. Form 6-K reports incorporate press releases and presentations into its Form F-3 registration statement, including unaudited financial results, net asset value, XAUt holdings, XAUE participation and the Duncan.Aure AI agent.
The filings also cover capital-structure and governance matters, including Class A and Class B ordinary shares, a completed share consolidation, Nasdaq minimum bid-price compliance, management accounting leadership changes and risk language for digital assets, crypto and stablecoin ecosystems, access to capital, regulation and operating plans.
Aurelion Inc., a digital gold infrastructure company built around the on-chain gold token XAU₮, reported unaudited results for the quarter ended June 30, 2026. Management describes a transition toward serving as the risk-control and technology layer for on-chain gold, aiming for recurring, technology-driven revenue.
For the quarter, Aurelion recorded a loss from operations of US$24,399,312, primarily from fair value loss on XAUt held as gold prices declined, as well as unrealized losses on XAUE and a realized loss on XAUt. Including US$620,925 of loan interest expense and other items, net loss from continuing operations was US$25,063,838, or US$(0.72) per basic and diluted share on a weighted average of 34,616,450 shares, compared with a net loss of US$1,505,168 and loss per share of US$(0.22) for the three months ended June 30, 2025.
As of June 30, 2026, Aurelion’s unaudited Net Asset Value was 91.9 in US$1 millions, based on digital assets and cash of 134.7 and debt of 42.8. The NAV table shows 37.6 million shares outstanding, NAV per share of 2.44, gold ounces per share of 0.00089, and XAUt value per share of 3.54. Condensed consolidated balance sheet assets totaled US$135,338,526, including XAUt, XAUE and a US$66,388,090 XAUt collateral receivable from a related party securing a US$42,792,744 loan payable, resulting in shareholders’ equity of US$90,901,046.
Aurelion Inc. director Chiu Chang-Wei filed an initial ownership report on Form 3. The filing lists him as a director but does not report any specific stock or option transactions. This is a routine compliance step to disclose his insider status with the company.
Aurelion Inc. filed an initial insider ownership report for its Chief Executive Officer, Zheng Xiang. This Form 3 identifies Xiang as an executive officer but does not list any share purchases, sales, or option exercises. It serves as a baseline disclosure of his status as a reporting person for Aurelion’s stock.
Aurelion Inc. director SHIMIZU TOKIHIKO has filed an initial Form 3, which is the required statement of beneficial ownership for insiders. The filing lists him as a director, not an officer and not a ten percent owner, and reports no transactions or derivative holdings.
Aurelion Inc. announced a major leadership transition effective June 30, 2026. Chang-Wei Chiu will become Chairman of the Board and Chairperson of the Compensation Committee, succeeding Moore Xin Jin, whose departure is stated as not due to any disagreement with the company.
Frank Zheng will succeed Björn Schmidtke as Chief Executive Officer on the same date, and Tokihiko Shimizu will join as an independent director, adding nearly 20 years of investment and pension experience. The new leaders bring backgrounds in digital assets, technology, and institutional investment management, and the Board expressed confidence in their ability to drive long-term shareholder value.
Aurelion Inc. reported a sharp turnaround for the six months ended March 31, 2026, driven entirely by gains on digital gold tokens rather than operating revenue. The company generated net income of $16.65 million and total comprehensive income of $17.11 million, compared with a net loss of $3.64 million a year earlier.
Total net revenue from continuing and discontinued operations was $0, while an unrealized gain of $21.34 million on XAUt and related collateral more than offset operating costs and interest expense. Cash and cash equivalents rose to $2.07 million, and total assets reached $158.08 million, largely reflecting XAUt holdings and collateral receivables.
A related-party term loan of $41.20 million is secured by XAUt, and shareholders’ equity improved from a deficit to $115.54 million. Management concludes there is no substantial doubt about going concern, citing the ability to liquidate uncollateralized XAUt. A subsequent transaction committed 10,000 XAUt (about $48 million) into a DeFi protocol while retaining redemption rights.
Aurelion Inc. reported a strong turnaround for the quarter ended March 31, 2026, with operating income of $8.9 million and net income of $7.9 million, compared with a loss a year earlier. Results were primarily driven by unrealized fair value gains on its Tether Gold (XAU₮) holdings as gold prices rose.
As of March 31, 2026, Aurelion’s unaudited Net Asset Value was $116.4 million, supported by $157.6 million in digital assets and cash and offset by $41.2 million of debt. NAV per share was $3.16, with XAUt holdings of 33,318 units valued at $4,667 per unit. The company positions itself as a tokenized gold and AI-enabled real-world asset platform.
Aurelion Inc. has committed 10,000 units of Tether Gold (XAU₮), valued at approximately $48 million based on the prior day’s gold benchmark price, to XAUE, a new yield-bearing gold protocol. XAUE allows tokenized gold to be deployed into yield-generating strategies while maintaining full exposure to the underlying gold price.
Following this allocation, Aurelion holds 33,318 XAU₮ units, including 10,000 units staked to XAUE and 23,318 units unstaked. As of April 23, 2026, each XAU₮ unit is priced at US$4,719.15 per troy ounce based on the LBMA PM Fix price. Access to XAUE is limited to verified institutional participants, and Aurelion plans to support broader awareness and adoption of the framework as part of its strategy in tokenized gold and digital assets.
Aurelion Inc. filed an initial Form 3 for Xu Yanli (Yuki), who serves as the company’s Acting Chief Acct. Officer. This filing establishes her status as a reporting person under SEC rules and does not list any shareholdings or transactions at this time.
Aurelion Inc. has appointed Yuki Xu as acting chief accounting officer, effective April 13, 2026, replacing former chief accounting officer Hattie He. Xu previously served as Associate Director of Financial Reporting and Disclosure at Burning Rock Biotech Limited, where she helped lead its Nasdaq IPO and oversaw U.S. GAAP financial statements, SEC reporting, compliance, and internal controls. She earlier worked in KPMG Huazhen LLP’s audit practice on U.S. IPO and SOX audit engagements, holds a Bachelor of Finance from Guangdong University of Foreign Studies, and is a licensed CPA.