Welcome to our dedicated page for Aurelion SEC filings (Ticker: AURE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aurelion Inc.'s SEC filings document its foreign-issuer disclosures as a Nasdaq-listed Tether Gold (XAU₮) treasury company and the formal records tied to its digital-gold strategy. Form 6-K reports incorporate press releases and presentations into its Form F-3 registration statement, including unaudited financial results, net asset value, XAUt holdings, XAUE participation and the Duncan.Aure AI agent.
The filings also cover capital-structure and governance matters, including Class A and Class B ordinary shares, a completed share consolidation, Nasdaq minimum bid-price compliance, management accounting leadership changes and risk language for digital assets, crypto and stablecoin ecosystems, access to capital, regulation and operating plans.
Aurelion Inc. approved a 1-for-10 share consolidation of its Class A and Class B ordinary shares, effective at the start of trading on February 19, 2026. After this date, the stock will trade on the Nasdaq Capital Market under the same symbol AURE but with a new CUSIP G7244A 127.
Every 10 existing ordinary shares of US$0.000625 par value will automatically become 1 share of US$0.00625 par value. No fractional shares will be issued; any fraction will be rounded up to the next whole share. The move is intended to help regain compliance with Nasdaq Marketplace Rule 5550(a)(2) and maintain a gold-per-share ratio of about 1 share representing 1/1000 of an ounce of gold. The consolidation applies uniformly, so ownership percentages remain essentially unchanged aside from fractional adjustments.
Aurelion Inc. furnishes an investor presentation outlining its strategy to drive adoption of onchain digital gold, working closely with partners including Tether and Antalpha. The company positions itself as an equity vehicle for Tether Gold (XAUt), which represents 1 troy ounce of physical LBMA gold held in Swiss vaults for each token.
Aurelion highlights a large addressable market, citing an estimated c.$30 trillion gold market and a potential 10% digital gold share of about $3 trillion. Corporate history includes acquiring Prestige Wealth in October 2025, a $100 million equity injection via a PIPE, and purchasing 33,318 ounces of gold in the form of XAUt at $4,022 per ounce. The strategy is to be the leading asset manager in the XAUt space by generating low-risk yield on its own and third-party XAUt holdings, earning management fees.
The presentation describes unaudited net asset value as of December 31, 2025 based on cash, XAUt holdings and debt, and provides per-share metrics, linking each share to a fraction of a gold ounce and related XAUt and NAV values. Aurelion also notes an 11% shareholding by Tether and emphasizes that its business model offers leveraged exposure to gold price movements and yield generation on digital gold.
Aurelion Inc. reported a leadership change in its finance organization. Chief accounting officer Ms. Zimuyin Jiang will resign for personal reasons, effective January 22, 2026. On the same date, Ms. Hattie He will become chief accounting officer. She brings over 20 years of experience in corporate finance, public accounting, and SEC reporting, including roles at multinational technology and internet companies, and is a licensed CPA in Massachusetts.
Tether Global Investments Fund and affiliates filed a Schedule 13D for Aurelion Inc., disclosing a significant new stake and control intentions. The reporting persons beneficially own 41,666,668 Class A ordinary shares of Aurelion, representing 21.5% of the outstanding Class A shares based on 193,473,175.2 Class A shares outstanding as of December 31, 2025. Because Aurelion has a dual-class structure in which Class B shares carry 50 votes each, this position represents 1.28% of the company’s total voting power.
The group acquired the 41,666,668 Class A shares together with 20,833,334 Series A-1 warrants and 20,833,334 Series A-2 warrants for an aggregate purchase price of $15 million, paid in Tether stablecoin (USDT). This investment came as part of a larger $100 million private placement of equity and an associated $50 million three-year term loan. The filing states that the investors acquired their stake with the intent to exercise control over Aurelion, actively participate in its management and strategy, and potentially pursue a wide range of strategic alternatives, including major corporate transactions.
Aurelion Inc. has entered into a Sales Agreement with Cantor Fitzgerald, Yorkville Securities, Canaccord Genuity, and Cohen & Company that allows it to sell, from time to time, Class A Ordinary Shares in at-the-market offerings for an aggregate offering price of up to $500,000,000 under its existing Form F-3 shelf registration.
Sales will be made through the Agents using commercially reasonable efforts based on Aurelion’s instructions, and Aurelion is not obligated to sell any shares. The company will pay the Agents a commission of up to 3.0% of the aggregate gross sales price on each sale and reimburse certain expenses, under customary terms, representations, warranties, and indemnification provisions.
Aurelion Inc. is launching an at-the-market offering of up to US$500,000,000 of Class A ordinary shares under a sales agreement with Cantor, Yorkville Securities, Canaccord and Cohen & Company. Shares may be sold from time to time on Nasdaq, where Aurelion trades under “AURE,” with the agents earning up to 3.0% of gross proceeds.
The company shows 215,695,399 Class A shares outstanding as of December 31, 2025 and illustrates that, if 1,724,137,931 shares were sold at US$0.29 (the January 7, 2026 price), total Class A shares could rise to 1,939,833,330. Aurelion plans to use net proceeds to fund growth, working capital, purchases of Tether Gold (XAUt) and other general corporate purposes as part of its digital gold treasury strategy.
Aurelion Inc., a Cayman Islands holding company focused on Asian wealth management and AI solutions, files its annual report for the year ended September 30, 2025. The company highlights very rapid growth in net revenue from its wealth management business, with total net revenue increasing 577% year-over-year in 2025 after a 245% increase in 2024. However, this growth is highly concentrated: in 2025 approximately 99.97% of total revenue came from a single wealth-management-based AI solutions customer, following prior dependence on one advisory client.
Aurelion is also pivoting its treasury toward Tether Gold (XAUt) after a $100 million private placement and a $50 million three-year term loan closed in October 2025. This XAUt strategy ties its balance sheet and share value to gold- and crypto-linked volatility, liquidity, custody, leverage and lending risks, as well as evolving digital-asset regulation and tax treatment. Despite revenue expansion, the company reports escalating net losses of $371,279, $6,761,404, and $22,541,476 for 2023, 2024, and 2025, alongside rising operating cash outflows.
Aurelion Inc. disclosed that it issued a Class A Ordinary Share Purchase Warrant to a non-affiliated service provider as compensation for a one-year strategic consulting engagement focused on growing its wealth management business and digital asset treasury.
The warrant allows the provider to purchase up to 31,698,046 Class A ordinary shares, par value US$0.000625 per share, at an exercise price of US$1.00 per share and is exercisable for ten years, giving the consultant the right to buy shares at a fixed price over an extended period.
Aurelion Inc. reported changes to its board of directors and key committees. On December 11, 2025, directors Adam (Xin) He and Junlin Bai resigned from the board for personal reasons, and the company stated that their resignations did not involve any disagreement over operations, policies, or practices.
On the same date, the audit committee was reconstituted, with Jackie You and H. David Sherman appointed as members and Jackie You serving as chair. The nominating and corporate governance committee was also reconstituted, with Herman Yu and Jackie You appointed as members and Herman Yu serving as chair.
Prestige Wealth Inc. reported the results of its recent shareholder meetings. At an extraordinary general meeting, shareholders approved a conditional share consolidation that would combine each one hundred existing Class A and Class B ordinary shares into one share, or such smaller whole-share ratio not less than two shares into one, if and when the board of directors decides to implement it within one year after the meeting. No fractional shares will be issued, and any fractional entitlement will be rounded up to the next whole share.
Shareholders also approved related changes to the company’s authorised share capital to effect the consolidation and authorized a director or officer to complete the steps needed to implement it. In addition, the company’s name was changed from Prestige Wealth Inc. to Aurelion Inc., effective November 20, 2025. The filing also lists a Fourth Amended and Restated Memorandum and Articles of Association and the Aurelion Inc. 2025 Share Incentive Plan as exhibits.