Welcome to our dedicated page for Aurelion SEC filings (Ticker: AURE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aurelion Inc.'s SEC filings document its foreign-issuer disclosures as a Nasdaq-listed Tether Gold (XAU₮) treasury company and the formal records tied to its digital-gold strategy. Form 6-K reports incorporate press releases and presentations into its Form F-3 registration statement, including unaudited financial results, net asset value, XAUt holdings, XAUE participation and the Duncan.Aure AI agent.
The filings also cover capital-structure and governance matters, including Class A and Class B ordinary shares, a completed share consolidation, Nasdaq minimum bid-price compliance, management accounting leadership changes and risk language for digital assets, crypto and stablecoin ecosystems, access to capital, regulation and operating plans.
Aurelion Inc. director Yu Herman Cheng-Chun filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his holdings and reporting obligations as an insider, without reporting any specific transactions.
Aurelion Inc. reports that Nasdaq has confirmed the company has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement, and that the matter is now closed. The company received the notification letter on March 5, 2026, after previously being non-compliant since April 2025.
To support regaining compliance, Aurelion effected a 1-for-10 share consolidation on February 19, 2026, after receiving an initial 180-day grace period and a further 180-day extension. As of the date of the press release, Aurelion lists 19,361,639 Class A shares outstanding, 15,251,516 Class B shares outstanding, and outstanding share capital of 36,835,379 including 2,222,224 Class A pre-funded warrants, along with 31,747,589 total warrants across various strike prices.
Aurelion Inc. reported a sharp swing to profitability for the quarter ended December 31, 2025, driven largely by gains on its digital gold holdings. The company recorded net income of US$8.7 million, compared with a net loss of US$0.6 million in the prior-year quarter, as unrealized gains on XAUt and related collateral of about US$10.4 million more than offset operating costs and loan interest.
As of December 31, 2025, Aurelion reported total assets of US$148.8 million, including US$144.5 million in XAUt valued using a price of US$4,338 per unit and 33,318 units. Debt was US$40.6 million, supporting a reported Net Asset Value of US$108.2 million, or US$2.94 per share, with 36.8 million shares outstanding.
Aurelion Inc. furnished an investor presentation outlining its strategy as a digital gold asset manager focused on Tether Gold (XAUt). The company positions itself as the primary equity vehicle for exposure to XAUt, aiming to generate low-risk yield on its own and third-party XAUt holdings, earning management fees.
The presentation notes an Oct 2025 acquisition of Prestige Wealth, a $100m PIPE equity injection, and the purchase of 33,318 ounces of gold via XAUt at $4,022 per ounce. As of 31 Dec 2025, net asset value is shown as $134.0m, based on liquid assets of $175.6m (including $171.5m of XAUt valued at $5,148 per unit on 25 Feb 2026) and debt of $40.6m. Shares outstanding are 36.8 million, reflecting a 1-for-10 share consolidation effective 19 Feb 2026, with reported NAV per share of $3.65, XAUt value per share of $4.65, and 0.0009 gold ounce per share. The deck highlights an 11% Tether shareholding and frames Aurelion as a play on USD debasement, gold as a store of value, and wider adoption of tokenized gold.
Aurelion Inc. approved a 1-for-10 share consolidation of its Class A and Class B ordinary shares, effective at the start of trading on February 19, 2026. After this date, the stock will trade on the Nasdaq Capital Market under the same symbol AURE but with a new CUSIP G7244A 127.
Every 10 existing ordinary shares of US$0.000625 par value will automatically become 1 share of US$0.00625 par value. No fractional shares will be issued; any fraction will be rounded up to the next whole share. The move is intended to help regain compliance with Nasdaq Marketplace Rule 5550(a)(2) and maintain a gold-per-share ratio of about 1 share representing 1/1000 of an ounce of gold. The consolidation applies uniformly, so ownership percentages remain essentially unchanged aside from fractional adjustments.
Aurelion Inc. furnishes an investor presentation outlining its strategy to drive adoption of onchain digital gold, working closely with partners including Tether and Antalpha. The company positions itself as an equity vehicle for Tether Gold (XAUt), which represents 1 troy ounce of physical LBMA gold held in Swiss vaults for each token.
Aurelion highlights a large addressable market, citing an estimated c.$30 trillion gold market and a potential 10% digital gold share of about $3 trillion. Corporate history includes acquiring Prestige Wealth in October 2025, a $100 million equity injection via a PIPE, and purchasing 33,318 ounces of gold in the form of XAUt at $4,022 per ounce. The strategy is to be the leading asset manager in the XAUt space by generating low-risk yield on its own and third-party XAUt holdings, earning management fees.
The presentation describes unaudited net asset value as of December 31, 2025 based on cash, XAUt holdings and debt, and provides per-share metrics, linking each share to a fraction of a gold ounce and related XAUt and NAV values. Aurelion also notes an 11% shareholding by Tether and emphasizes that its business model offers leveraged exposure to gold price movements and yield generation on digital gold.
Aurelion Inc. reported a leadership change in its finance organization. Chief accounting officer Ms. Zimuyin Jiang will resign for personal reasons, effective January 22, 2026. On the same date, Ms. Hattie He will become chief accounting officer. She brings over 20 years of experience in corporate finance, public accounting, and SEC reporting, including roles at multinational technology and internet companies, and is a licensed CPA in Massachusetts.
Tether Global Investments Fund and affiliates filed a Schedule 13D for Aurelion Inc., disclosing a significant new stake and control intentions. The reporting persons beneficially own 41,666,668 Class A ordinary shares of Aurelion, representing 21.5% of the outstanding Class A shares based on 193,473,175.2 Class A shares outstanding as of December 31, 2025. Because Aurelion has a dual-class structure in which Class B shares carry 50 votes each, this position represents 1.28% of the company’s total voting power.
The group acquired the 41,666,668 Class A shares together with 20,833,334 Series A-1 warrants and 20,833,334 Series A-2 warrants for an aggregate purchase price of $15 million, paid in Tether stablecoin (USDT). This investment came as part of a larger $100 million private placement of equity and an associated $50 million three-year term loan. The filing states that the investors acquired their stake with the intent to exercise control over Aurelion, actively participate in its management and strategy, and potentially pursue a wide range of strategic alternatives, including major corporate transactions.
Aurelion Inc. has entered into a Sales Agreement with Cantor Fitzgerald, Yorkville Securities, Canaccord Genuity, and Cohen & Company that allows it to sell, from time to time, Class A Ordinary Shares in at-the-market offerings for an aggregate offering price of up to $500,000,000 under its existing Form F-3 shelf registration.
Sales will be made through the Agents using commercially reasonable efforts based on Aurelion’s instructions, and Aurelion is not obligated to sell any shares. The company will pay the Agents a commission of up to 3.0% of the aggregate gross sales price on each sale and reimburse certain expenses, under customary terms, representations, warranties, and indemnification provisions.
Aurelion Inc. is launching an at-the-market offering of up to US$500,000,000 of Class A ordinary shares under a sales agreement with Cantor, Yorkville Securities, Canaccord and Cohen & Company. Shares may be sold from time to time on Nasdaq, where Aurelion trades under “AURE,” with the agents earning up to 3.0% of gross proceeds.
The company shows 215,695,399 Class A shares outstanding as of December 31, 2025 and illustrates that, if 1,724,137,931 shares were sold at US$0.29 (the January 7, 2026 price), total Class A shares could rise to 1,939,833,330. Aurelion plans to use net proceeds to fund growth, working capital, purchases of Tether Gold (XAUt) and other general corporate purposes as part of its digital gold treasury strategy.