Welcome to our dedicated page for Aurelion SEC filings (Ticker: AURE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aurelion Inc.'s SEC filings document its foreign-issuer disclosures as a Nasdaq-listed Tether Gold (XAU₮) treasury company and the formal records tied to its digital-gold strategy. Form 6-K reports incorporate press releases and presentations into its Form F-3 registration statement, including unaudited financial results, net asset value, XAUt holdings, XAUE participation and the Duncan.Aure AI agent.
The filings also cover capital-structure and governance matters, including Class A and Class B ordinary shares, a completed share consolidation, Nasdaq minimum bid-price compliance, management accounting leadership changes and risk language for digital assets, crypto and stablecoin ecosystems, access to capital, regulation and operating plans.
Aurelion Inc. has appointed Yuki Xu as acting chief accounting officer, effective April 13, 2026, replacing former chief accounting officer Hattie He. Xu previously served as Associate Director of Financial Reporting and Disclosure at Burning Rock Biotech Limited, where she helped lead its Nasdaq IPO and oversaw U.S. GAAP financial statements, SEC reporting, compliance, and internal controls. She earlier worked in KPMG Huazhen LLP’s audit practice on U.S. IPO and SOX audit engagements, holds a Bachelor of Finance from Guangdong University of Foreign Studies, and is a licensed CPA.
Aurelion Inc. furnished a Form 6-K with an investor presentation describing its role as the institutional platform for Tether Gold (XAU₮) on Nasdaq. The company positions itself as a public-market bridge between traditional equity investors and physically backed digital gold.
The presentation highlights total assets of $175.2 million as of December 31, 2025, including $171.6 million in XAU₮, representing 33,318 troy ounces of gold at a price of $5,150 per ounce and debt of $40.6 million. Net asset value is shown as $134.6 million, or $3.66 per share, versus XAU₮ value per share of $4.66 and gold ounce per share of 0.000905.
The materials note Aurelion’s focus on asset-level transparency, on-chain verification, and physical gold redemption, and state that Tether holds an 11% equity stake. They also cite an approximate 54% discount to NAV as of early March 2026, framing Aurelion within broader themes of gold as a hedge against monetary debasement.
Aurelion Inc. director Jin Xin (Moore) filed an initial ownership report showing indirect holdings in the company through Unity Ideal Limited. The filing lists 1,666,667 Class A ordinary shares held indirectly, plus several warrant positions over additional Class A ordinary shares.
The indirect holdings include pre-funded warrants over 1,111,112 Class A ordinary shares with a conversion price of $0.001, Series A-1 ordinary warrants over 1,388,889 Class A ordinary shares at $4.70, and Series A-2 ordinary warrants over 1,388,889 Class A ordinary shares at $5.40. Another warrant position is exercisable for up to 3,169,805 Class A ordinary shares or, subject to board approval, Class B ordinary shares at an exercise price of $10.00.
The warrants are subject to a Beneficial Ownership Limitation, which generally prevents exercises that would take the holder above 4.99% of outstanding Class A ordinary shares. This limit can be adjusted by notice, up to 9.99%, with any increase becoming effective on the 61st day after notice.
Aurelion Inc. reported that its Chief Executive Officer, Schmidtke Bjorn Valentin Vennor, filed an initial insider ownership statement on Form 3. The filing lists him as an officer but shows no reported purchases, sales, or other equity transactions at this time.
Aurelion Inc. director Kazmerzak Qiang You filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting insider of Aurelion Inc. and, in this instance, does not report any recent stock transactions or derivative holdings.
Aurelion Inc. reported that Chief Accounting Officer He Jing filed an initial ownership statement on Form 3. This filing establishes her status as an officer subject to insider reporting rules but does not list any specific share holdings or recent transactions. It is an administrative disclosure rather than a trading event.
Aurelion Inc. director Sherman H. David filed an initial ownership report showing he holds 5,500 Class A Ordinary Shares of the company. These shares are reported as held in his direct ownership, and the filing does not reflect any recent purchase or sale activity.
Aurelion Inc. director Yu Herman Cheng-Chun filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his holdings and reporting obligations as an insider, without reporting any specific transactions.
Aurelion Inc. reports that Nasdaq has confirmed the company has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement, and that the matter is now closed. The company received the notification letter on March 5, 2026, after previously being non-compliant since April 2025.
To support regaining compliance, Aurelion effected a 1-for-10 share consolidation on February 19, 2026, after receiving an initial 180-day grace period and a further 180-day extension. As of the date of the press release, Aurelion lists 19,361,639 Class A shares outstanding, 15,251,516 Class B shares outstanding, and outstanding share capital of 36,835,379 including 2,222,224 Class A pre-funded warrants, along with 31,747,589 total warrants across various strike prices.
Aurelion Inc. reported a sharp swing to profitability for the quarter ended December 31, 2025, driven largely by gains on its digital gold holdings. The company recorded net income of US$8.7 million, compared with a net loss of US$0.6 million in the prior-year quarter, as unrealized gains on XAUt and related collateral of about US$10.4 million more than offset operating costs and loan interest.
As of December 31, 2025, Aurelion reported total assets of US$148.8 million, including US$144.5 million in XAUt valued using a price of US$4,338 per unit and 33,318 units. Debt was US$40.6 million, supporting a reported Net Asset Value of US$108.2 million, or US$2.94 per share, with 36.8 million shares outstanding.