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Aurelion (AURE) director Yu Herman Cheng-Chun files initial Form 3 insider report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Aurelion Inc. director Yu Herman Cheng-Chun filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his holdings and reporting obligations as an insider, without reporting any specific transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Yu Herman Cheng-Chun

(Last) (First) (Middle)
OFFICE UNIT 6620B, 66/F
THE CENTER, 99 QUEEN'S ROAD CENTRAL

(Street)
HONG KONG 00000

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
Aurelion Inc. [ AURE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Herman Yu 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Aurelion Inc. (AURE) Form 3 filing by Yu Herman Cheng-Chun mean?

The Form 3 for Aurelion Inc. reports that Yu Herman Cheng-Chun is an insider serving as a director. It is an initial statement of beneficial ownership, creating a baseline record of his status and future reporting obligations, but it does not list any specific transactions.

Did Yu Herman Cheng-Chun buy or sell Aurelion Inc. (AURE) shares in this Form 3?

No transactions are reported in this Form 3 filing. The transaction summary shows zero buys, zero sells, and no exercises or gifts, indicating this document solely establishes insider status rather than disclosing trading activity in Aurelion Inc. shares.

What insider role is disclosed for Yu Herman Cheng-Chun at Aurelion Inc. (AURE)?

The filing shows that Yu Herman Cheng-Chun is a director of Aurelion Inc. He is not identified as an officer or a ten percent owner in this document, so the primary insider capacity disclosed is his board-level position with the company.

Does the Aurelion Inc. (AURE) Form 3 include any derivative securities for Yu Herman Cheng-Chun?

The derivative summary in this Form 3 is empty. That means no options, warrants, or other derivative securities are listed for Yu Herman Cheng-Chun in this initial beneficial ownership statement filed for Aurelion Inc.

Is the Aurelion Inc. (AURE) Form 3 a trading signal for investors?

This Form 3 is primarily administrative, documenting that Yu Herman Cheng-Chun is an insider director. With zero reported transactions and no derivative entries, it serves as a baseline ownership record rather than a signal of buying or selling activity in Aurelion Inc. stock.