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Aurelion (NASDAQ: AURE) director discloses holding 5,500 Class A Ordinary Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Aurelion Inc. director Sherman H. David filed an initial ownership report showing he holds 5,500 Class A Ordinary Shares of the company. These shares are reported as held in his direct ownership, and the filing does not reflect any recent purchase or sale activity.

Positive

  • None.

Negative

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Insider Sherman H. David
Role Director
Type Security Shares Price Value
holding Class A Ordinary Shares -- -- --
Holdings After Transaction: Class A Ordinary Shares — 5,500 shares (Direct)
Footnotes (1)
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Sherman H. David

(Last) (First) (Middle)
38 HOMEWOOD RD.

(Street)
WABAN, MA 02468

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
Aurelion Inc. [ AURE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares 5,500 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Sherman H. David 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Aurelion Inc. (AURE) director Sherman H. David report in this Form 3?

Sherman H. David reports initial ownership of 5,500 Class A Ordinary Shares of Aurelion Inc. This is a baseline disclosure of his direct holdings, not a record of a recent trade or transaction.

Is Sherman H. David buying or selling Aurelion Inc. (AURE) shares in this Form 3?

This Form 3 does not show any buying or selling of Aurelion Inc. shares. It only reports that he directly holds 5,500 Class A Ordinary Shares as his initial beneficial ownership position.

How many Aurelion Inc. (AURE) shares does Sherman H. David directly own?

Sherman H. David directly owns 5,500 Class A Ordinary Shares of Aurelion Inc. This figure is listed as his total shares following the reported holding, serving as his disclosed starting ownership level.

Does the Aurelion Inc. (AURE) Form 3 include any derivative securities for Sherman H. David?

No derivative securities are listed for Sherman H. David in this Form 3. The filing only shows a holding of 5,500 Class A Ordinary Shares with no options, warrants, or other derivatives reported.

Is Sherman H. David’s ownership in Aurelion Inc. (AURE) direct or indirect?

The Form 3 identifies Sherman H. David’s ownership as direct. The 5,500 Class A Ordinary Shares are reported under direct ownership, with no indication they are held through a trust, partnership, or other entity.