Aurelion (AURE) director SHIMIZU TOKIHIKO submits initial Form 3 ownership

Rhea-AI Filing Summary

Aurelion Inc. director SHIMIZU TOKIHIKO has filed an initial Form 3, which is the required statement of beneficial ownership for insiders. The filing lists him as a director, not an officer and not a ten percent owner, and reports no transactions or derivative holdings.

Key Figures

Reported transactions: 0

1 metrics

Reported transactions 0 Initial Form 3 shows no buy or sell activity

Key Terms

Form 3, director, ten percent owner

3 terms

Form 3 regulatory

"Initial Form 3 acts as a statement of beneficial ownership for insiders."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

director financial

"The filing identifies SHIMIZU TOKIHIKO as a director of Aurelion Inc."

ten percent owner financial

"The Form 3 indicates he is not a ten percent owner of Aurelion."

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Available on EDGAR 07/06/2026 - 09:16 AM Accepted by SEC EDGAR 07/06/2026 - 09:16 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

SHIMIZU TOKIHIKO

(Last) (First) (Middle)

21/F, 100 QRC

100 QUEEN'S ROAD CENTRAL

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/06/2026

3. Issuer Name and Ticker or Trading Symbol
Aurelion Inc. [ AURE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Tokihiko Shimizu	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does SHIMIZU TOKIHIKO’s Form 3 for AURE show?

The Form 3 shows SHIMIZU TOKIHIKO as a director of Aurelion Inc. (AURE) with no reported transactions or derivative positions. It serves as his initial statement of beneficial ownership as an insider.

Did SHIMIZU TOKIHIKO buy or sell Aurelion (AURE) shares in this Form 3?

No, this Form 3 for Aurelion Inc. (AURE) reports zero transactions. It is purely an initial beneficial ownership statement, without any share purchases, sales, or option exercises disclosed.

Is SHIMIZU TOKIHIKO a ten percent owner of Aurelion (AURE)?

No, the Form 3 indicates SHIMIZU TOKIHIKO is not a ten percent owner of Aurelion Inc. (AURE). He is identified only in the role of director, with no large ownership position disclosed.

Does the Aurelion (AURE) Form 3 show any derivative securities?

No, the Form 3 for Aurelion Inc. (AURE) lists no derivative securities such as stock options or warrants. The derivative summary is empty, indicating no such positions are reported in this filing.

What is the purpose of this Form 3 filing for Aurelion (AURE)?

This Form 3 provides initial beneficial ownership information for director SHIMIZU TOKIHIKO at Aurelion Inc. (AURE). It establishes his insider status but shows no current transactions or derivative holdings in the company’s securities.